Other Fees Received by Sponsor. Financial Advisor Sponsor receives several types of payments in connection with SPS Advantage Accounts, in addition to the Wrap Fee. You understand that certain investment products available through or in connection with SPS Advantage Accounts are affiliated with Sponsor (“Affiliated Products”) and that Sponsor and its affiliated companies receive fees for providing services to the Affiliated Products, including acting as investment adviser and administrator to affiliated mutual funds or collecting interest on credit extended in a margin account (as set forth in their respective prospectus or disclosure document). Sponsor’s affiliate, AEIS, receives payments for marketing and distribution support when you purchase shares of mutual funds that participate in our program as either Full Participation or Distribution Support firms. To participate in our program, mutual fund families agree to pay AEIS a portion of the revenue generated from the sale and/or management of mutual fund shares. Full Participation firms pay at a higher rate than do other firms. AEIS receives payments when you purchase products for which we, or our affiliates, have similar financial arrangements, such as annuity products, insurance products, unit investment trusts, structured CDs and notes, and alternative investments (such as non-traded REITs, non-traded BDCs, hedge fund offerings, and managed futures funds). In addition, AEIS receives sub-transfer agency or networking payments from mutual funds for recordkeeping and other servicing and account maintenance services it provides to the mutual funds, except for trustee-directed retirement plans in qualified SPS Advantage Accounts. The sources and amounts of mutual fund payments, as well as descriptions of payments from other products, can be found at xxxxxxxxxx.xxx/xxxxx. Review the Disclosure Brochure or Combined Disclosure Brochure, as applicable, for more information about these payments, conflicts of interest and incentives.
Other Fees Received by Sponsor. Financial Advisor: Sponsor receives several types of payments in connection with Active Portfolios investments, in addition to the Wrap Fee. You understand that certain investment products available through or in connection with Active Portfolios investments are affiliated with Sponsor (“Affiliated Products”) and that Sponsor and its affiliated companies receive fees for providing services to the Affiliated Products, including acting as investment adviser and administrator to affiliated mutual funds. Sponsor’s affiliate, AEIS, receives payments for marketing and distribution support when you purchase shares of mutual funds that participate in our program as either Full Participation or Distribution Support firms. To participate in our program, mutual fund families agree to pay AEIS a portion of the revenue generated from the sale and/ or management of mutual fund shares. Full Participation firms pay at a higher rate than do other firms. AEIS receives payments when you purchase products for which we, or our affiliates, have similar financial arrangements, such as unit investment trusts, structured CDs and notes, and alternative investments (hedge fund offerings, and managed futures funds). In addition, AEIS receives sub-transfer agency or networking payments from mutual funds for recordkeeping and other servicing and account maintenance services it provides to the mutual funds. The sources and amounts of mutual fund payments, as well as descriptions of payments from other products, can be found at xxxxxxxxxx.xxx/xxxxx. Review the Disclosure Brochure or Combined Disclosure Brochure, as applicable, for more information about these payments, conflicts of interest and incentives.
Other Fees Received by Sponsor. Financial Advisor: Sponsor receives several types of payments in connection with Active Portfolios investments, in addition to the Wrap Fee. You understand that certain investment products available through or in connection with Active Portfolios investments are affiliated with Sponsor (“Affiliated Products”) and that Sponsor and its affiliated companies receive fees for providing services to the Affiliated Products, including acting as investment adviser and administrator to affiliated mutual funds. You further authorize Sponsor or its affiliates to invest, directly or indirectly, in deposits of itself or its affiliates, including Ameriprise Bank, FSB, that bear a reasonable rate of interest, determined solely by Sponsor, to facilitate sweep option services, and understand that Sponsor’s affiliate, AEIS, is reimbursed for expenses it incurs related to the Sweep Program. Sponsor’s affiliate, AEIS, receives payments for marketing and distribution support when you purchase shares of mutual funds that participate in our program as either Full Participation or Distribution Support firms. To participate in our program, mutual fund families agree to pay AEIS a portion of the revenue generated from the sale and/ or management of mutual fund shares. Full Participation firms pay at a higher rate than do other firms. AEIS receives payments when you purchase products for which we, or our affiliates, have similar financial arrangements, such as annuity products, insurance products, unit investment trusts, structured CDs and notes, and alternative investments (such as non-traded real estate investment trusts, non-traded business development companies, hedge fund offerings, and managed futures funds). In addition, XXXX receives sub-transfer agency or networking payments from mutual funds for recordkeeping and other servicing and account maintenance services it provides to the mutual funds. The sources and amounts of mutual fund payments, as well as descriptions of payments from other products, can be found at xxxxxxxxxx.xxx/xxxxx. Review the Disclosure Brochure or Combined Disclosure Brochure, as applicable, for more information about these payments, conflicts of interest and incentives.
Other Fees Received by Sponsor. Financial Advisor
