OTHER IMPORTANT DISCLOSURES Sample Clauses

OTHER IMPORTANT DISCLOSURES. 26.1. BY SIGNING BELOW, COUNTERPARTY AGREES AND ACKNOWLEDGES THAT HE, SHE, OR IT HAS READ AND FULLY UNDERSTANDS THE SEPARATE DOCUMENT ENTITLED IMPORTANT DISCLOSURES REGARDING RISKS AND CHARACTERISTICS OF PARTICIPATING IN APEX CLEARING CORPORATION’S FULLY-PAID SECURITIES LENDING PROGRAM, WHICH DESCRIBES MANY OTHER RISKS AND CHARACTERISTICS OF THE PROGRAM, INCLUDING, BUT NOT LIMITED TO POTENTIAL LACK OF SIPC PROTECTION, LOSS OF VOTING RIGHTS, APEX’S ABILITY TO USE THE LOAN SECURITIES FOR ADDITIONAL LOANS AND APEX’S ABILITY TO EARN A SPREAD OR AND/OR OTHER PROFIT, LACK OF GUARANTEE OF RECEIVING BEST RATES, RISKS ASSOCIATED WITH EACH TYPE OF COLLATERAL, THAT THE SECURITIES MAY BE “HARD-TO-BORROW” BECAUSE OF SHORT-SELLING OR MAY BE USED TO SATISFY DELIVERY REQUIREMENTS RESULTING FROM SHORT SALES, POTENTIAL ADVERSE TAX CONSEQUENCES, INCLUDING PAYMENTS DEEMED CASH-IN-LIEU OF DIVIDEND PAID ON SECURITIES WHILE ON LOAN, APEX’S RIGHT TO LIQUIDATE THE TRANSACTION BECAUSE OF A CONDITION OF THE KIND SPECIFIED IN FINRA RULE 4314(B), AND THE FACTORS THAT DETERMINE THE AMOUNT OF COMPENSATION RECEIVED BY APEX OR PAID TO CUSTOMER IN CONNECTION WITH THE USE OF THE SECURITIES BORROWED FROM THE CUSTOMER LACK OF INTEREST ON CASH COLLATERAL, AMONG OTHER THINGS. 26.2. BY SIGNING BELOW, COUNTERPARTY AFFIRMS THAT HE, SHE, OR IT HAS DETERMINED THAT PARTICIPATION IN APEX CLEARING
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OTHER IMPORTANT DISCLOSURES. In the event a third party was involved in this Agreement, including, without limitation, a broker or a shopping website, or you are part of a municipal aggregation, the pricing contained herein may be inclusive of a broker fee. Price Comparison Qualification. Please be advised that the EDU’s standard offer rates generally change from time to time. RiteRate Energy therefore does not provide any guarantee of savings in comparison to the EDU’s standard offer rates during the Term or the term of any renewals of this Agreement. But, as a fixed price customer, your RiteRate Energy price per kWh will not increase over the Term of this Agreement, barring an act of God or other extraordinary circumstances. If you received any price comparison(s) in connection with your enrollment, by accepting this offer from RiteRate Energy, you understand and agree that RiteRate Energy has informed you, prior to entering into this Agreement, that no guarantee of savings during the Term or the term of any renewals is being provided.
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OTHER IMPORTANT DISCLOSURES. In the event a third party was involved in this Agreement, including, without limitation, a broker or a shopping website, or you are part of a municipal aggregation, the pricing contained herein may be inclusive of a broker fee. Price Comparison Qualification: Please be advised that the EDU’s standard offer service rates generally change from time to time. AEP Energy therefore does not provide any guarantee of savings in comparison to the EDU’s standard offer service rates during the Term of this Agreement. If you received any price comparison(s) in connection with your enrollment, by accepting this offer from AEP Energy, you understand and agree that AEP Energy has informed you, prior to entering into this Agreement, that no guarantee of savings during the Term is being provided.
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OTHER IMPORTANT DISCLOSURES. 27.1. By signing below, Xxxxxx agrees and acknowledges that he, she, or it has read and fully understands the separate document entitled Important DISCLOSURES REGARDING Risks AND CHARACTERISTICS of Participating in Apex Clearing Corporation’s Fully-Paid Securities Lending Program, which describes many other risks and characteristics of the Program, including, but not limited to potential lack of SIPC protection, loss of voting rights, APEX’S ABILITY TO USE THE LOAN SECURITIES FOR ADDITIONAL LOANS AND APEX’S ABILITY TO EARN A SPREAD OR AND/OR OTHER PROFIT, LACK OF GUARANTEE OF RECEIVING BEST RATES, RISKS ASSOCIATED WITH EACH TYPE OF COLLATERAL, THAT THE SECURITIES MAY BE “HARD-TO-BORROW” BECAUSE OF SHORT-SELLING OR MAY BE USED TO SATISFY DELIVERY REQUIREMENTS RESULTING FROM SHORT SALES, potential adverse tax consequences, Including payments deemed cash-in-lieu of dividend paid on securities while on loan, APEX’s RIGHT TO LIQUIDATE THE TRANSACTION BECAUSE OF A CONDITION OF THE KIND SPECIFIED IN FINRA RULE 4314(B), AND the factors that determine the amount of compensation received by APEX OR PAID TO CUSTOMER in connection with the use of the securities borrowed from the customer lack of interest on cash collateral, among other THINGS. 27.2. By signing below, Xxxxxx affirms that he, she, or it has determined that participation IN Apex Clearing Corporation’s Fully-Paid Securities Lending Program is appropriate for Lender and that in making such determination Lender has considered Xxxxxx’s financial situation and needs, tax status, investment objectives, investment time horizon, liquidity needs, risk tolerance, and any other relevant information. Xxxxxx understands that Xxxxxx should discuss with Xxxxxx’s broker whether participation in the Fully-Paid Securities Lending Program is appropriate for Lender, and that Apex is not Xxxxxx’s broker. Apex can only rely on representations of Xxxxxx and Xxxxxx’s broker as to whether the program is appropriate for Lender, and Apex itself has made no determination as to the suitability or appropriateness of the Program for Lender. [SIGNATURE PAGE TO FOLLOW] Executed and Agreed By: By providing this Agreement to eligible Apex Customers who are applying to participate in Apex’s Fully Paid Lending Program, Apex agrees to the terms and conditions specified herein. Signature: Name: Title Date: Lender will receive a Loan Fee, which is calculated as a percentage (the “Percentage Rate”) of the net proceeds earned and received by Ape...
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OTHER IMPORTANT DISCLOSURES. In the event a third party was involved in this Agreement, including, without limitation, a broker or a shopping website, or you are part of a municipal aggregation, the pricing contained herein may be inclusive of a broker fee. I affirm my agreement that AEP Energy and entities calling on AEP Energy’s behalf may make calls to the number(s) I have provided, or will provide during the term of this Agreement, regarding my account, including about amounts due. Price Comparison Qualification: Please be advised that the EDC’s standard offer service rates generally change from time to time. AEP Energy therefore does not provide any guarantee of savings in comparison to the EDC’s standard offer service rates during the Term or the term of any renewals of this Agreement. If you received any price comparison(s) in connection with your enrollment, by accepting this offer from AEP Energy, you understand and agree that AEP Energy has informed you, prior to entering into this Agreement, that no guarantee of savings during the Term or the term of any renewal is being provided.
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OTHER IMPORTANT DISCLOSURES. SIGNING BELOW, COUNTERPARTY AGREES AND ACKNOWLEDGES THAT HE, SHE, OR IT HAS READ AND FULLY UNDERSTANDS THE SEPARATE DOCUMENT ENTITLED IMPORTANT DISCLOSURES REGARDING RISKS AND
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OTHER IMPORTANT DISCLOSURES. SIGNING BELOW, COUNTERPARTY AGREES AND ACKNOWLEDGES THAT HE, SHE, OR IT HAS READ AND FULLY UNDERSTANDS THE SEPARATE DOCUMENT ENTITLED IMPORTANT DISCLOSURES REGARDING RISKS AND CHARACTERISTICS OF PARTICIPATING IN APEX CLEARING CORPORATION’S FULLY-PAID SECURITIES LENDING PROGRAM, WHICH DESCRIBES MANY OTHER RISKS AND CHARACTERISTICS OF THE PROGRAM, INCLUDING, BUT NOT LIMITED TO POTENTIAL LACK OF SIPC PROTECTION, LOSS OF VOTING RIGHTS, APEX’S ABILITY TO USE THE LOAN SECURITIES FOR ADDITIONAL
Sample 1
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OTHER IMPORTANT DISCLOSURES. SIGNING BELOW, XXXXXX AGREES AND ACKNOWLEDGES THAT HE, SHE, OR IT HAS READ AND FULLY UNDERSTANDS THE SEPARATE DOCUMENT ENTITLED IMPORTANT DISCLOSURES REGARDING RISKS AND CHARACTERISTICS OF PARTICIPATING IN APEX CLEARING CORPORATION’S FULLY-PAID SECURITIES LENDING PROGRAM, WHICH DESCRIBES MANY OTHER RISKS AND CHARACTERISTICS OF THE PROGRAM, INCLUDING, BUT NOT LIMITED TO POTENTIAL LACK OF SIPC PROTECTION, LOSS OF VOTING RIGHTS, APEX’S ABILITY TO USE THE LOAN SECURITIES FOR ADDITIONAL LOANS AND APEX’S ABILITY TO EARN A SPREAD OR AND/OR OTHER PROFIT, LACK OF GUARANTEE OF RECEIVING BEST RATES, RISKS ASSOCIATED WITH EACH TYPE OF COLLATERAL, THAT THE SECURITIES MAY BE “HARD-
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Related to OTHER IMPORTANT DISCLOSURES

  • Other Important Information Collection costs

  • Important Information The Employee agrees to indemnify and hold the Employer and National Benefit Services, LLC (NBS) harmless against any and all actions, claims, and demands that may arise from the purchase of annuities or custodial accounts in this 403(b)

  • Disclosure of Contractor Parties Litigation The Contractor shall require that all Contractor Parties, as appropriate, disclose to the Contractor, to the best of their knowledge, any Claims involving the Contractor Parties that might reasonably be expected to materially adversely affect their businesses, operations, assets, properties, financial stability, business prospects or ability to Perform fully under the Contract, no later than ten (10) Days after becoming aware or after they should have become aware of any such Claims. Disclosure shall be in writing.

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