Requesting Additional Information Sample Clauses

Requesting Additional Information. The decision should be supported by an appropriate letter correctly reflecting the reason for the decision. It will be necessary for the Notice of Rejection to state why the hire agreement is not sufficient to transfer liability. The CSR must consider whether there is the need for additional information. TfL has discussed this issue with the BVRLA/FLA and requested that hire companies provide additional evidence to TfL as requested in the Notice of Rejection for consideration under the second Representations process. Clearly where a hire firm has provided a hire agreement at the Representations stage that does not meet the legislative requirements outlined at section 3 (1 to 5), (all of which should be completed at the outset of the hire agreement), the Service Provider should not request the same hire agreement to be re-submitted, as TfL will not accept amended/modified evidence which has clearly been added to the hire agreement after it has already been provided at the Representation stage. If the hire agreement was not completed correctly at the outset, it must be treated as never being capable of affecting a transfer of liability and therefore any corrections made after submission to TfL to support a Representation will not be valid. Note: It would be acceptable to request a Vehicle hire firm to provide a hire agreement after they have provided a ‘computer history’ initially at the Representations stage or for them to provide a statement of liability that may not have been present at the Representation stage. When a second Representation is received from a hire company as with all second Representations, the information contained within it should be scrutinised carefully. Any change of information should be treated as relevant and the Representation should be re-worked. Examples may be a signed statement of liability, Third party authorisation letters if the hire agreement was rejected as Third Party, hire agreement with amended information (particular consideration would need to be given to what has been amended) and hire agreements provided instead of computer screen printout versions. Further to the discussion with the BVRLA and FLA, their members have indicated that due to their own processes, they are not able to return the correct documentation to enable transfer of liability within the 28 day period allowed by the Road User Charging Regulations. To assist companies in providing the required documentation, TfL has agreed to the following: • repre...
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Requesting Additional Information. Information on the various Portfolios and a summary description of the underlying mutual funds and other investment funds is included in “Exhibit B – Investment Portfolios and Underlying Investments”. Additional information regarding the Underlying Investments’ investment strategies, risks, and historical returns can be found in the prospectus, statement of additional information (“SAI”), and the semi- annual or annual report of each underlying mutual fund. For more information about the underlying mutual funds, including copies of their prospectuses, SAIs, and annual reports, visit the website of the respective mutual fund. Age-Based Portfolios Target Portfolios Individual Fund Portfolios The Treasurer may amend or supplement the Investment Policy Statement at any time which may change the Portfolios, the asset allocation within the Portfolios, and the Underlying Investment in which the Portfolios invest, including the Underlying Investments in which the Individual Fund Portfolios invest. AGE-BASED PORTFOLIOS INDEX AGE-BASED PORTFOLIOS (invest in Vanguard mutual funds) AGE-BASED PORTFOLIOS (invest in index and actively managed investments from multiple firms) Beneficiary Age Index Aggressive Age-Based Index Moderate Age-Based Index Conservative Age-Based 0–2 Years 3-5 Years 6-8 Years 9-10 Years 11-12 Years 13-14 Years 15-16 Years 17–18 Years 19 and over MONEY MARKET FIXED INCOME U.S. EQUITY REAL ESTATE NON-U.S. EQUITY Portfolios may (a) invest in registered or unregistered funds; (b) have their assets managed in a separate account in accordance with the Program Management Agreement and Investment Policy Statement; or
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Requesting Additional Information. Information on the various Portfolios and a summary description of the underlying mutual funds is included in “Exhibit C - Investment Portfolios and Mutual Fund Information.” Additional information regarding the underlying mutual funds’ investment strategies and their related risks can be found in the prospectus and statement of additional informa- tion (“SAI”) of each underlying mutual fund. For more infor- mation about the underlying mutual funds, including copies of their prospectuses, SAIs, and annual reports, contact the underlying mutual fund, your broker or financial advisor, or visit the Plan’s website at: XxxxxxxXxxxxx000xxxxxxx.xxx.
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Requesting Additional Information. 1-6-1 The Ministry reserves the right in requesting additional information from any contractor or from all contractors added to the written information, or conducting personal interviews to the main staff of the contractor's company. The Ministry may also send its representatives to the contractor's offices or to visit the constructions works sites to ensure the capability and qualifications of the contractor.
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Requesting Additional Information. Information on the various Portfolios and a summary description of the Underlying Investments is included in “Exhibit B – Investment Portfolios and Underlying Investments” and “Exhibit C – Underlying Exchange Traded Fund Information”. Additional information regarding the underlying mutual funds’ investment strategies, risks, and historical returns can be found in the prospectus, statement of additional information (“SAI”), and the semi-annual or annual report of each underlying mutual fund. For more information about the underlying mutual funds, including copies of their prospectuses, SAIs, and annual reports, contact your broker or financial advisor or visit the website of the respective mutual fund. The Treasurer may amend or supplement the Investment Policy Statement at any time which may change the Portfolios, the asset allocation within the Portfolios, and the Underlying Investment in which the Portfolios invest, including the Underlying Investments in which the Individual Fund Portfolios invest. Age-Based Portfolios Portfolios may (a) invest in registered or unregistered funds; (b) have their assets managed in a separate account in accordance with the Program Management Agreement and Investment Policy Statement; or (c) include a combination of (a) and (b).
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Requesting Additional Information. Information on the various Portfolios and a summary description of the underlying mutual funds and other investment funds is included in “Exhibit B – Investment Portfolios and Underlying Investments”. Additional information regarding the Underlying Investments’ investment strategies, risks, and historical returns can be found in the prospectus, statement of additional information (“SAI”), and the semi-annual or annual report of each underlying mutual fund. For more information about the underlying mutual funds, including copies of their prospectuses, SAIs, and annual reports, visit the website of the respective mutual fund. Age-Based Portfolios Target Portfolios Individual Fund Portfolios The Treasurer may amend or supplement the Investment Policy Statement at any time which may change the Portfolios, the asset allocation within the Portfolios, and the Underlying Investments in which the Portfolios invest, including the Underlying Investments in which the Individual Fund Portfolios invest. AGE-BASED PORTFOLIOS INDEX AGE-BASED PORTFOLIOS MULTI-FIRM AGE-BASED PORTFOLIOS FIXED INCOME U.S. EQUITY REAL ESTATE NON-U.S. EQUITY FIXED INCOME U.S. EQUITY REAL ESTATE NON-U.S. EQUITY TARGET PORTFOLIOS INDEX TARGET PORTFOLIOS • Index Fixed Income Portfolio seeks current income by investing primarily in investment-grade bonds, US government securities, and bank deposits. The portfolio has a target allocation of 50% fixed income and 50% bank deposits. MULTI-FIRM TARGET PORTFOLIOS • Equity Portfolio seeks long-term capital appreciation by investing all of its assets in equity investments. This Portfolio has a target allocation of 57% domestic equity, 7% global real estate, and 36% international equity. • Balanced Portfolio invests in a combination of equity, real estate, and fixed income investments in order to seek capital appreciation and income. This Portfolio seeks moderate growth by investing in a balanced asset allocation weighted between equity and fixed income investments. This Portfolio has a target allocation of 36% domestic equity, 20% international equity, 4% global real estate, and 40% fixed income. • Fixed Income Portfolio seeks current income by investing primarily in investment-grade bonds, U.S. government securities, and bank deposits. This Portfolio has a target allocation of 50% fixed income and 50% bank deposits. Portfolios may (a) invest in registered or unregistered funds; (b) have their assets managed in a separate account in accordance with the Pro...
Sample 1

Related to Requesting Additional Information

  • No Additional Information In offering the Shares for sale, the Dealer Manager shall not, and each Soliciting Dealer shall agree not to, give or provide any information or make any representation other than those contained in the Prospectus or the Approved Sales Literature. The Dealer Manager shall not (i) show or give to any investor or prospective investor or reproduce any material or writing that is supplied to it by the Company and marked “broker-dealer use only” or otherwise bearing a legend denoting that it is not to be used in connection with the sale of Shares to members of the public and (ii) show or give to any investor or prospective investor in a particular jurisdiction any material or writing that is supplied to it by the Company if such material bears a legend denoting that it is not to be used in connection with the sale of Shares to members of the public in such jurisdiction.

  • Statement of Additional Information The Manager shall determine from time to time what securities and other investments will be purchased (including, as permitted in accordance with this paragraph, swap agreements, options and futures), retained, sold or exchanged by the Fund and what portion of the assets of the Funds portfolio will be held in the various securities and other investments in which the Fund invests, and shall implement those decisions (including the execution of investment documentation), all subject to the provisions of the Trusts Declaration of Trust and By-Laws (collectively, the Governing Documents), the 1940 Act, and the applicable rules and regulations promulgated thereunder by the Securities and Exchange Commission (the SEC) and interpretive guidance issued thereunder by the SEC staff and any other applicable federal and state law, as well as the investment objectives, policies and restrictions of the Fund referred to above, and any other specific policies adopted by the Board and disclosed to the Manager. The Manager is authorized as the agent of the Trust to give instructions to the custodian of the Fund as to deliveries of securities and other investments and payments of cash for the account of the Fund. Subject to applicable provisions of the 1940 Act and direction from the Board, the investment program to be provided hereunder may entail the investment of all or substantially all of the assets of the Fund in one or more investment companies. The Manager will place orders pursuant to its investment determinations for the Fund either directly with the issuer or with any broker or dealer, foreign currency dealer, futures commission merchant or others selected by it. In connection with the selection of such brokers or dealers and the placing of such orders, subject to applicable law, brokers or dealers may be selected who also provide brokerage and research services (as those terms are defined in Section 28(e) of the Securities Exchange Act of 1934, as amended (the Exchange Act)) to the Funds and/or the other accounts over which the Manager or its affiliates exercise investment discretion. The Manager is authorized to pay a broker or dealer who provides such brokerage and research services a commission for executing a portfolio transaction for the Fund which is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if the Manager determines in good faith that such amount of commission is reasonable in relation to the value of the brokerage and research services provided by such broker or dealer. This determination may be viewed in terms of either that particular transaction or the overall responsibilities which the Manager and its affiliates have with respect to accounts over which they exercise investment discretion. The Board may adopt policies and procedures that modify and restrict the Managers authority regarding the execution of the Funds portfolio transactions provided herein. The Manager shall also provide advice and recommendations with respect to other aspects of the business and affairs of the Fund, shall exercise voting rights, rights to consent to corporate action and any other rights pertaining to the Fund's portfolio securities subject to such direction as the Board may provide, and shall perform such other functions of investment management and supervision as may be directed by the Board. The Manager may execute on behalf of the Fund certain agreements, instruments and documents in connection with the services performed by it under this Agreement. These may include, without limitation, brokerage agreements, clearing agreements, account documentation, futures and option agreements, swap agreements, other investment related agreements, and any other agreements, documents or instruments the Manager believes are appropriate or desirable in performing its duties under this Agreement.

  • Opportunities for Additional Information Each Purchaser acknowledges that such Purchaser has had the opportunity to ask questions of and receive answers from, or obtain additional information from, the executive officers of the Company concerning the financial and other affairs of the Company, and to the extent deemed necessary in light of such Purchaser’s personal knowledge of the Company’s affairs, such Purchaser has asked such questions and received answers to the full satisfaction of such Purchaser, and such Purchaser desires to invest in the Company.

  • Information The Buyer and its advisors, if any, have been, and for so long as the Note remain outstanding will continue to be, furnished with all materials relating to the business, finances and operations of the Company and materials relating to the offer and sale of the Securities which have been requested by the Buyer or its advisors. The Buyer and its advisors, if any, have been, and for so long as the Note remain outstanding will continue to be, afforded the opportunity to ask questions of the Company. Notwithstanding the foregoing, the Company has not disclosed to the Buyer any material nonpublic information and will not disclose such information unless such information is disclosed to the public prior to or promptly following such disclosure to the Buyer. Neither such inquiries nor any other due diligence investigation conducted by Buyer or any of its advisors or representatives shall modify, amend or affect Buyer’s right to rely on the Company’s representations and warranties contained in Section 3 below. The Buyer understands that its investment in the Securities involves a significant degree of risk. The Buyer is not aware of any facts that may constitute a breach of any of the Company's representations and warranties made herein.

  • OPERATIONAL INFORMATION Rent Schedule and Increases from Previous Quarter Number Monthly Rent Rent Increases Effective of Units Basic / Market Amount Percent Date 1 Bedroom ________ ______________ _________________ ________ 2 Bedroom ________ ______________ _________________ ________ 3 Bedroom ________ ______________ _________________ ________ PROPOSED MAINTENANCE Completed Funded by Type Description or Operations or Amount Planned Reserves ------------------------------------------------------------------------------ Interior Painting ------------------------------------------------------------------------------ Exterior Painting ------------------------------------------------------------------------------ Siding ------------------------------------------------------------------------------ Roofing ------------------------------------------------------------------------------ Drainage ------------------------------------------------------------------------------ Paving ------------------------------------------------------------------------------ Landscaping ------------------------------------------------------------------------------ Playground ------------------------------------------------------------------------------ Community Room ------------------------------------------------------------------------------ Laundry Room ------------------------------------------------------------------------------ Common Areas ------------------------------------------------------------------------------ Carpet ------------------------------------------------------------------------------ Appliances ------------------------------------------------------------------------------ Lighting ------------------------------------------------------------------------------ Other ------------------------------------------------------------------------------ ------------------------------------------------------------------------------ Please describe in detail any major repairs: ------------------------------------------------------------------------------ ------------------------------------------------------------------------------ ------------------------------------------------------------------------------ Exhibit H CONDITION OF PROPERTY THE OVERALL APPEARANCE OF THE BUILDING(S) IS: Excellent Good Fair Bad THE OVERALL APPEARANCE OF THE GROUNDS IS: Excellent Good Fair Bad EXTERIOR CONDITION (Please Check Appropriate Box) ------------------------------------------------------------------------------ Type of Condition Excellent Good Fair Problems/Comments ------------------------------------------------------------------------------ Signage ------------------------------------------------------------------------------- Parking Lots ------------------------------------------------------------------------------- Office/Storage ------------------------------------------------------------------------------- Equipment ------------------------------------------------------------------------------- Community Building ------------------------------------------------------------------------------- Laundry Room ------------------------------------------------------------------------------- Benches/Playground ------------------------------------------------------------------------------- Lawns, Plantings ------------------------------------------------------------------------------- Drainage, Erosion ------------------------------------------------------------------------------- Carports ------------------------------------------------------------------------------- Fences ------------------------------------------------------------------------------- Walks/Steps/Guardrails ------------------------------------------------------------------------------- Lighting ------------------------------------------------------------------------------- Painting ------------------------------------------------------------------------------- Walls/Foundation ------------------------------------------------------------------------------- Roof/Flashing/Vents ------------------------------------------------------------------------------- Gutters/Splashblocks ------------------------------------------------------------------------------- Balconies/Patios ------------------------------------------------------------------------------- Doors Windows/Screens ------------------------------------------------------------------------------- Elevators ------------------------------------------------------------------------------- INTERIOR CONDITION ------------------------------------------------------------------------------- Stairs ------------------------------------------------------------------------------- Flooring ------------------------------------------------------------------------------- Doors/Cabinets/Hardware ------------------------------------------------------------------------------- Drapes/Blinds ------------------------------------------------------------------------------- Interior Painting ------------------------------------------------------------------------------- Refrig/Stoves/Sinks ------------------------------------------------------------------------------- Bathroom/Tubs/Showers Toilets ------------------------------------------------------------------------------- Exhibit H FINANCIAL STATUS

  • Additional Information At our request, you will provide further documentation verifying the source of the money used to purchase the Note.

  • Purchaser Information Each Purchaser covenants that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding such Purchaser or such Purchaser's "Plan of Distribution."

  • Additional Information to be Furnished The Master Servicer shall furnish to the Issuer and the Indenture Trustee from time to time such additional information regarding the Mortgage Loans and the Bonds as the Issuer and the Indenture Trustee shall reasonably request.

  • Identifying Information Issuer and Broker acknowledge that a portion of the identifying information set forth on Exhibit A is being requested by NCPS in connection with the USA Patriot Act, Pub.L.107-56 (the “Act”). To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. For a non-individual person such as a business entity, a charity, a Trust, or other legal entity, we ask for documentation to verify its formation and existence as a legal entity. We may also ask to see financial statements, licenses, identification and authorization documents from individuals claiming authority to represent the entity or other relevant documentation.

  • User Information Any user or usage data or information collected via Station’s digital properties or related to Station’s digital properties, or any information collected from websites operated by Station’s affiliates under this Agreement, shall be the property of Station and/or such affiliates. Advertiser shall have no rights in such information by virtue of this Agreement.

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