SEC - Securities and Exchange Commission Sample Clauses

SEC - Securities and Exchange Commission. Secured Parties — Lender and any Affiliate of Lender that may provide any Bank Products. Security — shall have the same meaning as in Section 2(1) of the Securities Act of 1933.
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SEC - Securities and Exchange Commission. Secured Parties - Fleet (and its successors and assigns) or any Affiliate of Fleet (and its successors and assigns). Security - shall have the same meaning as in Section 2(1) of the Securities Act of 1933.
SEC - Securities and Exchange Commission. Secured Parties - Agent, Lenders, Fleet as the procurer of Letters of Credit, Fleet as the provider of Settlement Loans, and Bank as the issuer of Letters of Credit or as the obligee with respect to any Banking Relationship Debt. Securities Account Agreement - each Securities Account Control Agreement to be executed by Agent, a Borrower and each securities intermediary with respect to each securities account established by such Borrower at such securities intermediary pursuant to which Agent is granted control (within the meaning of the UCC) with respect to such securities account and the securities from time to time located therein for itself and the Pro Rata benefit of Lenders as security for the Obligations. Security Documents - each Guaranty, each Deposit Account Agreement, the Business Interruption Insurance Assignment, the Servicing Agreement, the Trademark Security Agreement, the Dankalux Pledge Documents, all documents granting or otherwise creating Liens or security interests by the Receivables Purchaser in favor of Agent and all other instruments and agreements now or at any time hereafter securing the whole or any part of the Obligations. Senior Officer - for either Borrower, the chairman of the board of directors, chief executive officer, president, chief financial officer, treasurer or general counsel of, such Borrower. Service of Process Agreement - an irrevocable consent to jurisdiction and appointment of agent for service of process to be executed by each Foreign Obligor, in form and content satisfactory to Agent. Servicing Agreement - the Accounts Receivable Servicing Agreement to be executed by the Receivables Purchaser, DOIC, as servicer, and Agent with respect to the Purchased Receivables pursuant to which, among other things, the Receivables Purchaser grants to Agent a Lien upon the Purchased Receivables, agrees not to grant any Liens upon the Purchased Receivables other than to Agent and not to sell or assign the Purchased Receivables or any interest therein to any Person other than DOIC or Agent; and DOIC agrees to service the collection of the Purchased Receivables and cause all proceeds thereof to be transferred to the lockbox account for the collection of Receivables established in compliance with the Agreement.
SEC - Securities and Exchange Commission. Secured Parties - Administrative Agent, Issuing Bank, Lenders (including BofA as the provider of Swingline Loans) and BofA (and any Affiliate of BofA) as the provider of any Bank Products. Security - shall have the same meaning as in Section 2(1) of the Securities Act of 1933. Security Agreement - the Security Agreement executed and delivered by Parent on or before the Restatement Effective Date to secure its Debt under its Guaranty. Security Documents - each Guaranty, the Control Agreements, the Security Agreement and all other instruments and agreements now or at any time hereafter securing the whole or any part of the Obligations. Senior Note Documents - the Senior Notes, the Senior Notes Indenture and any and all other agreements, instruments and documents executed in connection therewith or related thereto. Senior Note Indenture - the indenture to be entered into by InSight Health and Guarantors in connection with the issuance of the Senior Notes. Senior Notes - the $300,000,000 Senior Secured Floating Rate Notes of InSight Health due 2011 that shall be issued under the Senior Notes Indenture (and any Senior Secured Floating Rate Notes of InSight Health due 2011 issued in exchange therefor in an exchange offer) (plus any principal amounts issued in lieu of Cash interest). Senior Notes Trustee - U.S. Bank National Association, and any of its successors and assigns. Senior Officer - the chairman of the board of directors, the president or the chief financial officer of a Borrower. Senior Subordinated Notes - the 9-7/8% Senior Subordinated Notes due 2001 issued by InSight Health, in the aggregate original principal amount of $250,000,000. Senior Subordinated Note Documents - the Senior Subordinated Notes, the Senior Subordinated Notes Indenture and any and all other agreements, instruments and documents executed in connection therewith or related thereto. Senior Subordinated Notes Indenture - the Indenture dated October 31, 2001, among U.S. Bank National Association, as Trustee, and InSight Health and Guarantors, pursuant to which InSight Health issued the Senior Subordinated Notes. Settlement Report - a report delivered by Administrative Agent to Lenders summarizing the amount of the outstanding Revolver Loans as of the Settlement Date and the calculation of the Borrowing Base as of such Settlement Date. Social Security Act - the Social Security Act as codified at 42 U.S.C. Section 1395 et seq. Software - shall have the meaning given to the term "softwa...
SEC - Securities and Exchange Commission. Security Documents — collectively, this Agreement as it relates to a security interest in the Collateral, and any other mortgage instrument, security agreement or similar instrument heretofore or hereafter executed by each Borrower or other Person granting Lender a security interest in any Collateral to secure the Obligations.
SEC - Securities and Exchange Commission. SECURITY DOCUMENTS - each Guaranty, the Trademark Security Agreement, the Patent Security Agreement, the Business Interruption Insurance Assignment, the Pledge Agreement and all other instruments and agreements now or at any time hereafter securing the whole or any part of the Obligations. SENIOR OFFICER - the chairman of the board of directors, the president, the chief financial officer or the senior vice president of, or in-house legal counsel to, Borrower. SETTLEMENT DATE - the earlier of (i) the occurrence of an Event of Default or (ii) such dates from time to time on which Fleet requests settlement of the Settlement Loans.
SEC - Securities and Exchange Commission s) Selling Group - The group of Brokers that sign Selling Group ------------- agreements with Lincoln permitting them to sell the Contracts.
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Related to SEC - Securities and Exchange Commission

  • Securities and Exchange Commission The Independent Contractor shall keep and maintain all confidential information in complete secrecy, and shall not use for itself or others, or divulge to others, any knowledge, data or other information relating to any matter which is confidential information relating to the Corporation obtained by the Independent Contractor as a result of its Services, unless authorized in writing by the Corporation in advance of such use or disclosure. All written information made available to the Independent Contractor by the Corporation, which concerns the business activities of the Corporation, shall be the Corporation's property and shall, if requested in writing by the Corporation, be delivered to it on the termination or expiration of this Agreement.

  • Securities and Exchange Commission Filings To the extent permitted by law, the Servicer is authorized to execute and, on the request of the Issuer or the Administrator, will prepare, execute and file, on behalf of the Issuer, any Securities and Exchange Commission filings required to be filed by the Issuer under Section 7.3 of the Indenture.

  • Reports Filed with Securities and Exchange Commission (a) The Depositor shall prepare or cause to be prepared the initial current report on Form 8-K. Within 15 days after each Distribution Date, the Trustee shall, in accordance with industry standards, file with the Commission via the Electronic Data Gathering and Retrieval System (“XXXXX”), a Form 8-K with a copy of the monthly statement to be furnished by the Trustee to the Certificateholders for such Distribution Date as an exhibit thereto. Prior to January 30 in each year commencing in 2006, the Trustee shall, in accordance with industry standards, file a Form 15 Suspension Notice with respect to the Trust Fund, if applicable. Prior to (i) March 15, 2006 and (ii) unless and until a Form 15 Suspension Notice shall have been filed, prior to March 15 of each year thereafter, the Master Servicer shall provide the Trustee with a Master Servicer Certification, together with a copy of the annual independent accountant’s servicing report and annual statement of compliance to be delivered by the Master Servicer pursuant to Sections 3.13 and 3.14. Prior to (i) March 31, 2006 and (ii) unless and until a Form 15 Suspension Notice shall have been filed, March 31 of each year thereafter, the Trustee shall, subject to subsection (d) below, file a Form 10-K, in substance conforming to industry standards, with respect to the Trust Fund. Such Form 10-K shall include the Master Servicer Certification and other documentation provided by the Master Servicer pursuant to the second preceding sentence and the Form 10-K certification signed by the Depositor. The Depositor hereby grants to the Trustee a limited power of attorney to execute and file each such document on behalf of the Depositor. Such power of attorney shall continue until either the earlier of (i) receipt by the Trustee from the Depositor of written termination of such power of attorney and (ii) the termination of the Trust Fund. The Depositor agrees to promptly furnish to the Trustee, from time to time upon request, such further information, reports and financial statements within its control related to this Agreement, the Mortgage Loans as the Trustee reasonably deems appropriate to prepare and file all necessary reports with the Commission. The Trustee shall have no responsibility to file any items other than those specified in this Section 3.16; provided, however, the Trustee will cooperate with the Depositor in connection with any additional filings with respect to the Trust Fund as the Depositor deems necessary under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Copies of all reports filed by the Trustee under the Exchange Act shall be sent to: the Depositor c/o Bear, Xxxxxxx & Co. Inc., Attn: Managing Director-Analysis and Control, Xxx Xxxxxxxxx Xxxxxx Xxxxx, Xxxxxxxx, Xxx Xxxx 00000 3859. Fees and expenses incurred by the Trustee in connection with this Section 3.16 shall not be reimbursable from the Trust Fund.

  • Reports to the Securities and Exchange Commission (a) The Trustee and the Servicer shall reasonably cooperate with the Depositor in connection with the Trust's satisfying its reporting requirements under the Exchange Act. Without limiting the generality of the foregoing, the Trustee shall prepare on behalf of the Trust any monthly Current Reports on Form 8-K (each, a "Monthly Form 8-K") and Annual Reports on Form 10-K (each, a "Form 10-K") customary for similar securities as required by the Exchange Act and the rules and regulations of the Securities and Exchange Commission thereunder, and the Trustee shall sign (other than any Form 10-K) and file (via the Securities and Exchange Commission's Electronic Data Gathering and Retrieval System) such forms on behalf of the Trust. The Servicer shall sign any Form 10-K.

  • Securities Act and Exchange Act The Company will use its best efforts to comply with all requirements imposed upon it by the Securities Act and the Exchange Act as from time to time in force, so far as necessary to permit the continuance of sales of, or dealings in, the Placement Shares as contemplated by the provisions hereof and the Prospectus.

  • Conformity with Securities Act and Exchange Act The Registration Statement, the Prospectus, any Issuer Free Writing Prospectus or any amendment or supplement thereto, and the Incorporated Documents, when such documents were or are filed with the Commission under the Securities Act or the Exchange Act or became or become effective under the Securities Act, as the case may be, conformed or will conform in all material respects with the requirements of the Securities Act and the Exchange Act, as applicable.

  • CONFIDENTIAL PORTION OMITTED AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION 2.2 [**]

  • Exchange Listing and Exchange Act Registration The Common Stock is registered pursuant to Section 12(b) of the Exchange Act and is included or approved for listing on the Nasdaq Capital Market and the Company has not taken any action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from the Nasdaq Capital Market, and the Company has not received any notification that the Commission or the Nasdaq Capital Market is contemplating terminating such registration or listing. The Company has complied in all material respects with the applicable requirements of the Nasdaq Capital Market for maintenance of inclusion of the Common Stock thereon. The Company has filed an application to include the Securities on the Nasdaq Capital Market. Except as previously disclosed to counsel for the Underwriters or as set forth in the Time of Sale Disclosure Package and the Prospectus, to the knowledge of the Company, no beneficial owners of the Company’s capital stock who, together with their associated persons and affiliates, hold in the aggregate 10% or more of such capital stock, have any direct or indirect association or affiliate with a FINRA member.

  • SEC The term “SEC” or “Commission” means the U.S. Securities and Exchange Commission.

  • Exchange Control If at any time legal restrictions prevent the prompt remittance of part or all royalties with respect to any country in the Territory where Licensed Product is sold, payment shall be made through such lawful means or method as the Parties reasonably shall determine.

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