Additional Shareholder Paid Fees Sample Clauses

Additional Shareholder Paid Fees. $[ ] per outgoing wire transfer or overnight delivery · $[ ] per telephone exchange · $[ ] per return check or ACH or stop payment · $[ ] per research request per account (This fee applies to requests for statements older than the prior year)
Sample 1
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Additional Shareholder Paid Fees. $[ ] per outgoing wire transfer or overnight delivery • $[ ] per telephone exchange • $[ ] per return check or ACH or stop payment • $[ ] per statement year requested per account (This fee applies to research requests for statements older than the prior year) • CUSIP Setup beyond the initial CUSIP – $[ ] per CUSIP • Expedited CUSIP Setup – $[ ] per CUSIP (Less than [ ] days) • Fund Name Change – $[ ] per fund/ per change • Fund CUSIP Change – $[ ] per fund/ per change Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. • Base Fee Per Management Company – file generation and delivery – $[ ] per year • Per Record Charge • Rep/Branch/ID – $[ ] • Dealer – $[ ] • Price Files – $[ ] per record or $[ ] per user per month, whichever is less Online account access for broker/dealers, financial planners, and RIAs. • Transaction Processing* • Implementation Fee - $[ ] per Management Company • Transaction – purchase, redeem, and exchange - $[ ] per event • Monthly Minimum Charge - $[ ] per month • Electronic Statements* • Implementation- $[ ] per fund group • Load charges-$[ ] per image • Archive charge (for any image stored beyond [ ] years)-$ [ ] per document
Sample 1
Additional Shareholder Paid Fees. $[...] per outgoing wire transfer or overnight delivery $[...] per telephone exchange $[...] per return check or ACH or stop payment $[...] per statement year requested per account (This fee applies to research requests for statements older than the prior year) Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of transaction and maintenance functionality. $[...] –per fund group, Inquiry only - no transaction capabilities $[...] per fund group, base transactional and maintenance functionality [...] year minimum term Description Schedule Annual Fee – Based on Login Volume Up to 100,000 $[...] 100,000 – 999,999 $[...] 1,000,000+ $[...] Per Login $[...] per event Login Challenge (email or SMS Text) $[...] per event Inquiry $[...] per event Account Maintenance $[...] per event Transaction – financial transactions, duplicate statements requests, etc. $[...] per event New Account Set-up $[...] per event Bank Verification Attempt $[...] per event Optional features with additional implementation fees and ongoing fees are available. A full feature list and quote is available upon request.
Sample 1
Additional Shareholder Paid Fees. Digital Investor
Sample 1
Additional Shareholder Paid Fees. $ [__] per outgoing wire transfer or overnight delivery • $ [__] per telephone exchange • $ [__] per return check or ACH or stop payment • $ [__] per statement year requested per account (This fee applies to research requests for statements older than the prior year) Digital Investor Shareholder account access through the internet. Shareholders can securely access account information, conduct financial transactions, and perform account maintenance activities. Electronic document delivery is also available as an adjunct service. Digital Investor includes user interface which caters to a full range of connected devices, including tablets and smart phones. The standard implementation comes with advanced authentication, eCommerce inspired workflows, and a base package of transaction and maintenance functionality. • Implementation • $ [__] - per fund group, Inquiry only - no transaction capabilities • $ [__] per fund group, base transactional and maintenance functionality • Three year minimum term • Annual Fee - Based on Login Volume • $ [__] - Up to 100,000 • $ [__] - 100,000 - 999,999 • $ [__] - 1,000,000+ • Activity Fees: • $ [__] per event, per login • $ [__] per event, Login Challenge (email or SMS Text) • $ [__] per event, Inquiry • $ [__] per event, Account Maintenance • $ [__] per event, Transaction - financial transactions, duplicate statements requests, etc. • $ [__] per event, New Account Set-up • $[__] per event, Bank Verification Attempt FAN Mail Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. • $ [__] per year, Base Fee Per Management Company - file generation and delivery • Per Record Charge • $ [__] Rep/Branch/ID • $ [__] Dealer • $ [__] per record Price Files or $ [__] per user per month, whichever is less Vision Electronic Statement Services Online account access for broker/dealers, financial planners, and RIAs. • Account inquiry • $ [__] per event Inquiry • $ [__] per month per ID Vision ID • Transaction Processing* • $ [__] per Management Company Implementation Fee • $ [__] per event Transaction - purchase, redeem, and exchange • $ [__] per month Monthly Minimum Charge • Electronic Statements* • $ [__] per fund group Implementation • $ [__] per image Load charges • $ [__] per document Archive charge (for any image stored beyond 2 years) • Threatmetrix Services: MFA Annual Product Fee • $ [__] Monthly...
Sample 1

Related to Additional Shareholder Paid Fees

  • Additional Shares The Company hereby grants to the Underwriters an option (the “Over-allotment Option”) to purchase up to an additional [●]3 Ordinary Shares (the “Additional Shares”), in each case solely for the purpose of covering over-allotments of such securities, if any. The Over-allotment Option is, at the Underwriters’ sole discretion, for Additional Shares.

  • Additional Stockholders In connection with the issuance of any additional equity securities of the Company to any Person, the Company may permit such Person to become a party to this Agreement and succeed to all of the rights and obligations of a "Stockholder" under this Agreement by obtaining the consent of the holders of a majority of the Common Stockholder Shares and an executed counterpart signature page to this Agreement, and, upon such execution, such Person shall for all purposes be a "Stockholder" party to this Agreement.

  • Default Exceeding 10% of Firm Shares or Option Shares In the event that the default addressed in Section 6.1 relates to more than 10% of the Firm Shares or Option Shares, you may in your discretion arrange for yourself or for another party or parties to purchase such Firm Shares or Option Shares to which such default relates on the terms contained herein. If, within one (1) Business Day after such default relating to more than 10% of the Firm Shares or Option Shares, you do not arrange for the purchase of such Firm Shares or Option Shares, then the Company shall be entitled to a further period of one (1) Business Day within which to procure another party or parties satisfactory to you to purchase said Firm Shares or Option Shares on such terms. In the event that neither you nor the Company arrange for the purchase of the Firm Shares or Option Shares to which a default relates as provided in this Section 6, this Agreement will automatically be terminated by you or the Company without liability on the part of the Company (except as provided in Sections 3.9 and 5 hereof) or the several Underwriters (except as provided in Section 5 hereof); provided, however, that if such default occurs with respect to the Option Shares, this Agreement will not terminate as to the Firm Shares; and provided, further, that nothing herein shall relieve a defaulting Underwriter of its liability, if any, to the other Underwriters and to the Company for damages occasioned by its default hereunder.

  • Initial Shares The Shares to be purchased by each Underwriter hereunder, in definitive form, and in such authorized denominations and registered in such names as the Representative may request upon at least forty-eight hours’ prior notice to the Company, shall be delivered by or on behalf of the Company to the Representative, including, at the option of the Representative, through the facilities of The Depository Trust Company (“DTC”) for the account of such Underwriter, against payment by or on behalf of such Underwriter of the purchase price therefor by wire transfer of Federal (same-day) funds to the account specified to the Representative by the Company upon at least forty-eight hours’ prior notice. The Company will cause the certificates representing the Initial Shares to be made available for checking and packaging at least twenty-four hours prior to the Closing Time (as defined below) with respect thereto at the office of the Representative, 0000 00xx Xxxxxx Xxxxx, Xxxxxxxxx, Xxxxxxxx 00000, or at the office of DTC or its designated custodian, as the case may be (the “Designated Office”). The time and date of such delivery and payment shall be 9:30 a.m., New York City time, on the third (fourth, if pricing occurs after 4:30 p.m., New York City time) business day after the date hereof (unless another time and date shall be agreed to by the Representative and the Company). The time at which such payment and delivery are actually made is hereinafter sometimes called the “Closing Time” and the date of delivery of both Initial Shares and Option Shares is hereinafter sometimes called the “Date of Delivery.”

  • Consideration Shares All Consideration Shares will, when issued in accordance with the terms of the Arrangement, be duly authorized, validly issued, fully paid and non-assessable Purchaser Shares.

  • Additional Shares or Options The Company hereby agrees that until the consummation of a Business Combination, it shall not issue any shares of Common Stock or any options or other securities convertible into Common Stock, or any preferred shares or other securities of the Company which participate in any manner in the Trust Account or which vote as a class with the Common Stock on a Business Combination.

  • Default Not Exceeding 10% of Firm Shares or Option Shares If any Underwriter or Underwriters shall default in its or their obligations to purchase the Firm Shares or the Option Shares, if the Over-allotment Option is exercised hereunder, and if the number of the Firm Shares or Option Shares with respect to which such default relates does not exceed in the aggregate 10% of the number of Firm Shares or Option Shares that all Underwriters have agreed to purchase hereunder, then such Firm Shares or Option Shares to which the default relates shall be purchased by the non-defaulting Underwriters in proportion to their respective commitments hereunder.

  • Rights as Shareholder; Dividend Equivalents 6.1 The Participant shall not have any rights of a shareholder with respect to the Common Shares underlying the Restricted Stock Units unless and until the Restricted Stock Units vest and are settled by the issuance of such Common Shares. Upon and following the settlement of the Restricted Stock Units, the Participant shall be the record owner of the Common Shares underlying the Restricted Stock Units unless and until such shares are sold or otherwise disposed of, and as record owner shall be entitled to all rights of a shareholder of the Company (including voting rights). 6.2 In the event that the Company pays any cash dividends on its Common Shares between the Grant Date and the date when the Restricted Stock Units are settled in accordance with Section 7 hereof or are forfeited, the Participant’s Account shall be credited on the date such dividend is paid to shareholders with an amount equal to all cash dividends that would have been paid to the Participant if one Common Share had been issued on the Grant Date for each Restricted Stock Unit granted to the Participant (“Dividend Equivalents”). Dividend Equivalents shall be credited to the Participant’s Account and interest may be credited on the amount of cash Dividend Equivalents credited to the Participant’s Account at a rate and subject to such terms as determined by the Committee. Dividend Equivalents credited to the Participant’s Account shall be subject to the same vesting and other restrictions as the Restricted Stock Units to which they are attributable and shall be paid on the same date that the Restricted Stock Units to which they are attributable are settled in accordance with Section 7 hereof. Dividend Equivalents credited to the Participant’s Account shall be distributed in cash or, at the discretion of the Committee, in Common Shares having a Fair Market Value equal to the amount of the Dividend Equivalents and interest, if any. Any accumulated and unpaid Dividend Equivalents attributable to Restricted Stock Units that are cancelled will not be paid and will be immediately forfeited upon cancellation of the Restricted Stock Units.

  • Purchaser Common Stock Each share of common stock, par value $0.001 per share, of the Purchaser (the “Purchaser Common Stock”) issued and outstanding immediately prior to the Effective Time shall be converted into and become one newly and validly issued, fully paid and nonassessable share of common stock of the Surviving Corporation.

  • Stockholder Rights Plans If the Company has a stockholder rights plan in effect upon conversion of the Notes, each share of Common Stock, if any, issued upon such conversion shall be entitled to receive the appropriate number of rights, if any, and the certificates representing the Common Stock issued upon such conversion shall bear such legends, if any, in each case as may be provided by the terms of any such stockholder rights plan, as the same may be amended from time to time. However, if, prior to any conversion of Notes, the rights have separated from the shares of Common Stock in accordance with the provisions of the applicable stockholder rights plan, the Conversion Rate shall be adjusted at the time of separation as if the Company distributed to all or substantially all holders of the Common Stock Distributed Property as provided in Section 14.04(c), subject to readjustment in the event of the expiration, termination or redemption of such rights.

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