Summary Order Execution Policy Sample Clauses

Summary Order Execution Policy. 2.1 When executing and arranging for the execution of orders on your behalf, subject to and taking into account any specific instructions you may give, we will take all sufficient steps to obtain the best possible result for you in respect of transactions executed on your behalf. We will act in accordance with your best interests when executing, arranging, receiving or transmitting orders on your behalf.
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Summary Order Execution Policy. This statement summarises the Investment Manager’s policy in respect of its client order execution for taking all sufficient steps to obtain the best result for its clients when executing transactions on behalf of clients in accordance with MiFID II. A copy of the full policy is available on request. Execution Venues A list of approved execution venues is available on request. These execution venues are all counterparties that have been selected and approved by the Investment Manager. Execution Quality When executing orders on behalf of its clients the Investment Manager will take all sufficient steps to achieve ‘best execution’ through each stage of the execution process. The Investment Manager has in place a policy and procedures which are designed to obtain the best possible execution result taking into account the nature of client orders, the priorities placed in filling those orders and the market in question which, in the view of the Investment Manager, will provide the best balance across a range of sometimes conflicting factors. In the case of UCITS Schemes that are priced on a regular basis, execution can only be effected through the UCITS Scheme manager acting under COLL. Execution Process The Investment Manager will seek the most favourable terms reasonably available to fulfil its clients’ orders. In all orders the Investment Manager will carefully consider the elements in the Order Execution Policy to ensure that their regulatory obligations are met. The Investment Manager will employ all resources available to it including the Investment Manager’s order management system and information technology systems to ensure executions are routed efficiently and monitored to ensure the execution quality is in the best interest of its clients. The Investment Manager will review the Order Execution Policy on a periodic basis or when material changes are made from a regulatory perspective to ensure that the Investment Manager’s policy and methods of execution continue to be current and in line with market and regulatory developments. In addition, the Investment Manager will, on a regular basis review and assess the quality of execution afforded by those venues on which it executes client orders. Whilst the Investment Manager takes all sufficient steps based on those resources available to be satisfied that the Investment Manager has processes in place that can be expected to lead to the delivery of best execution of Client orders, the Investment Manager do...
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Related to Summary Order Execution Policy

  • Order Execution If and to the extent requested by the Adviser, each Sub-Adviser shall place orders for the purchase and sale of portfolio securities or other investments for the Trust. In so doing, each Sub-Adviser agrees that it shall comply with paragraph 3 below.

  • Promotion Policy The Director of Human Resources, upon request of an appointing authority, shall determine whether an examination is to be called on a promotional basis.

  • NO LEMON POLICY This Agreement provides that following the expiration of the term of the Covered Product’s manufacturer’s warranty, and subject to Our Limit of Liability, after three (3) service repairs have been completed for the Covered Product for the same problem, as determined in Our sole discretion, in lieu of performing a fourth (4th) repair on the Covered Product, We may replace it with a product of like kind or similar features, or issue a check to You in an amount not to exceed the remaining limit of liability as determined in accordance with the section titled “LIMIT OF LIABILITY.” If We replace the Covered Product, all Our obligations for the Covered Product under this Agreement terminate.

  • Cancellation Policies Please refer to the Deposit and Cancellation Schedule on the previous page. Cancellation by GCRC: GCRC may, in its sole discretion, cancel an itinerary or portion of an itinerary at any time, prior to departure. Other than as a result of force majeure, GCRC will repay the deposit or charges for the itinerary or, where appropriate, a reasonable pro rata share thereof. In the event of cancellation of an itinerary in progress, GCRC may select and make available alternative transportation by bus or other means from the point of cancellation to the location where the cancelled itinerary was scheduled to conclude, or the place of its commencement, and reasonable accommodation (if any) required in the course of that return transportation. In no circumstances will GCRC be liable to provide or pay for any further payment, compensation, transportation, or accommodation including (without restriction) further transportation to your home or any other location. Except as specifically provided in this paragraph, the cancellation of an itinerary or portion of an itinerary by GCRC will be subject to the limitation of liability contained in section 10 of this Agreement.

  • Union Policy Grievance The Union may institute a grievance consisting of an allegation of a general misinterpretation or a violation by the Employer of this Agreement in writing at Step Number 2 of the grievance procedure, providing that it is presented within ten (10) working days after the circumstances giving rise to the grievance have originated or occurred. However, it is expressly understood that the provisions of this clause may not be used to institute a grievance directly affecting an employee or employees which such employee or employees could themselves initiate as an individual or group grievance and the regular grievance procedure shall not be thereby bypassed.

  • Cancellation Policy Client is responsible for payment of the agreed upon fee for any missed session(s). Client is also responsible for payment of the agreed upon fee for any session(s) for which Client failed to give Therapist at least 24 hours’ notice of cancellation. Cancellation notice should be left on Therapist’s voice mail at 925-322-1681.

  • Vacation Policy The Executive shall be entitled to a paid vacation of four weeks during each year of the Term.

  • Retention Policy City shall retain ten percent (10%) of the amount due for Required Services detailed on each invoice (the “holdback amount”). Upon City review and determination of Project Completion, the holdback amount will be issued to Consultant.

  • DISPUTE RESOLUTION POLICY It is the policy of the Office of General Services’ New York State Procurement (NYSPro) to provide vendors with an opportunity to administratively resolve disputes, complaints or inquiries related to NYSPro bid solicitations, contract awards and contract administration. NYSPro encourages vendors to seek resolution of disputes through consultation with NYSPro staff. All such matters shall be accorded impartial and timely consideration. Interested parties may also file formal written disputes. A copy of NYSPro’s Dispute Resolution Procedures for Vendors may be obtained through the OGS website (xxxx://xxx.xx.xxx/BU/PC/BizInfo.asp), (click on Dispute Resolution Procedures).

  • Termination Policy (A) MCHCP may terminate a public entity for any of the following reasons:

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