Counterparty Risk. A risk that the Individual Portfolio will incur losses due to the counterparty’s failure to fulfil its liabilities at the time of a deal or when making settlements. The Individual Portfolio is exposed to the risk when making both over-the-counter and exchange transactions.
Counterparty Risk. Is the risk that a counterparty to the Pool, be they participants, customers, suppliers, or hedging counterparties, do not perform against their obligations to the Pool. CBH Grain operates a specific credit management department which seeks to identify the degree of credit risk which could be inherent in business dealings with our various counterparties, in order to reduce counterparty risk, or to the extent that this is not possible, to engage in business dealings on terms which minimise the exposure to counterparty risk against that counterparty.
Counterparty Risk. This is a risk associated primarily with repurchase agreements and certain derivatives transactions. (Generally, repurchase agreements are agreements under which a fund acquires ownership of a security from an entity such as a bank that agrees to repurchase the security at a mutually agreed upon price and time.) The risk is that the other party in the transaction, the entity from whom the security is initially purchased, will not fulfill its contractual obligation to complete the transaction with Buying Fund. LACK OF TIMELY INFORMATION RISK Timely information about a security or its issuer may be unavailable, incomplete or inaccurate. This risk is more common to securities issued by foreign companies and companies in emerging markets than it is to the securities of U.S.-based companies. PORTFOLIO TURNOVER RISK Buying Fund's investments may be bought and sold relatively frequently. A high turnover rate may lower Buying Fund's performance because it results in higher brokerage commissions. GENERAL RISKS Not Insured. Mutual funds are not insured by the FDIC or any other government agency, unlike bank deposits such as CDs or savings accounts. No Guarantee. No mutual fund can guarantee that it will meet its investment objectives. Possible Loss of Investment. A mutual fund cannot guarantee its performance, nor assure you that the market value of your investment will increase. You may lose the money you invest, and Buying Fund will not reimburse you for any of these losses.
Counterparty Risk. Counterparty risk is the risk to each party of a contract that the counterparty will not adhere to its contractual obligations in the specified timeframes. The Buyer faces the risk of loss in the event that the Seller fails to adhere to its contractual obligations over the life of the Repurchase Agreement.
Counterparty Risk. Customer agrees to proceed solely against its counterparty to collect or recover any amounts owed to it or to enforce any of its rights in connection with or as a result of any transaction facilitated by the Services.
Counterparty Risk. The Fund will be subject to credit risk with respect to the counterparties to the derivative contracts purchased by the Fund. If a counterparty becomes bankrupt or otherwise fails to perform its obligations due to financial difficulties, the Fund may experience significant delays in obtaining any recovery in bankruptcy or other reorganization proceedings. The Fund may obtain only a limited recovery, or may obtain no recovery, in such circumstances. The counterparty risk for cleared derivatives is generally lower than for uncleared over-the-counter derivative transactions since generally a clearing organization becomes substituted for each counterparty to a cleared derivative contract and, in effect, guarantees the parties’ performance under the contract as each party to a trade looks only to the clearing organization for performance of financial obligations under the derivative contract. However, there can be no assurance that a clearing organization, or its members, will satisfy its obligations to the Fund.
Counterparty Risk. The Company will only enter into derivative transactions with counterparties that have a current senior debt rating by either Standard & Poor's Rating Services, a division of McGrxx-Xxxx Xxxpanies, or Moodx'x Xxxestors Service, Inc. of A or better or the equivalent rating by other recognized rating agencies approved by the Financial Risk Management Committee. The Company will generally continue in a derivative transaction if the counterparty's credit rating is downgraded to BBB. Appropriate steps should be taken by the Manager to minimize risks if the counterparty's credit rating is downgraded below BBB. Such steps may include obtaining collateral or some other acceptable form of credit enhancement, or terminating the transactions, if practicable. The Manager shall notify the Financial Risk Management Committee of all credit downgrades. The Committee must approve the actions proposed to be taken with respect to a transaction where the counterparty's credit rating is downgraded below BBB. The Company will not enter into a new derivative transaction with a counterparty if the new transaction will result in credit exposure exceeding limits specified by the Financial Risk Management Committee. Such limits are currently set as follows: (Senior Debt Rating)
Counterparty Risk. The project is exposed to Bloom Energy as the contractor, operator and partial owner under the various project agreements. Bloom is unrated and is considered to be sub-investment grade. The production insurance policy protects the project from a Bloom insolvency scenario. The production policy insurer Indian Harbor is rated `A+’/Stable Outlook and is not considered an active constraint for the project rating. Currently all offtakers ratings are above the minimum ‘BBB’ rating for replacements. [***] Confidential Treatment Requested This rating assessment service is based on the information and documents provided to us by you and other parties. Fitch relies on all these parties for the accuracy of such information and documents. Fitch did not audit or verify the truth or accuracy of such information and does not take responsibility for the appropriateness of the information provided and used in the analysis. Fitch provides this rating assessment service “as is” and does not represent, warrant or guarantee (i) the accuracy, correctness, integrity, completeness or timeliness of any part of this rating assessment service, or (ii) that this rating assessment service (or any credit rating) and the information and analyses contained in, and constituting a part of, this rating assessment service will fulfill any of your or any third party’s particular purposes or needs. Since this is not an actual credit rating, there can be no assurance that should the scenario described above occur, an actual credit rating for 2014 ESA Project Company, LLC, if issued by Fitch, would be the same as this rating assessment service. This rating assessment is based on established criteria and methodologies that Fitch is continuously evaluating and updating. Therefore, rating assessments are the collective work product of Fitch and no individual, or group of individuals, is solely responsible for a rating assessment. All Fitch reports have shared authorship. Individuals identified in a Fitch report were involved in, but are not solely responsible for, the opinions stated therein. The individuals are named for contact purposes only. Fitch is not your advisor, nor is Fitch providing to you or any other party any financial advice, or any legal, auditing, accounting, appraisal, valuation or actuarial services. This rating assessment service should not be viewed as a replacement for such advice or services. Nothing in this letter is intended to or should be construed as creating a fiduciary...
Counterparty Risk. The insolvency of the firm with whom you are dealing, or of any brokers involved with your transaction, may lead to positions being liquidated or closed out without your consent or, indeed, investments not being returned to you. COUNTRY RISKS Different jurisdictions may decide to impose exchange controls or other limitations or restrictions. Furthermore, the Client should be aware that there are significant additional risks in investing in securities of any issuer located in higher risk countries, including but not limited to the Russian Federation (sanctions risks) and, for instance, certain countries of the African continent (collectively, the “Higher Risk Countries”) which are not typically associated with well developed markets. It is highly speculative, involves a high degree of risk and may result in the loss of the entire investment. Generally, such investment is only suitable for sophisticated investors who fully understand and appreciate the risks involved. Accordingly, the Client should exercise particular care in evaluating the risks involved and must decide for themselves whether, in the light of those risks, investment is appropriate. CREDIT RISK Credit Risk is a risk of partial or complete non – performance of financial obligations by a party to an Agreement or an issuer of one or another financial instrument or suffering by the Company, the Client of financial losses under such agreements or securities, other financial instruments. In this regard there is also a Risk of Bankruptcy of a Counterpart to a Transaction, which lies in probable insolvency of a counterpart to delivery an instrument or to effect payment, or to carry out any other counter delivery to AWM, which in turn will lead to losses incurred by the Portfolio. It should be also noted that in some cases there is also an Issuer’s Bankruptcy Risk, lying in probable insolvency of an issue of securities, other financial instrument, which may lead to sharp fall in prices (up to total loss in liquidity) for such securities (in case of shares) or incapability to redeem them or to receive coupon yield (in case of debt securities). Applicably to shares this risk is to the most extent determined by financial standing and paying capacity of the issuer. The Client acknowledges that fixed yield securities, structured products and OTC options are exposed to the credit risk. Fixed yield securities of lower quality are more exposed to the credit risk if compared to those of higher quality. The Cl...
Counterparty Risk. Although virtual assets are becoming more popular in some parts of the world, the global regulatory landscape remains uneven. The risks associated with investing in virtual assets identified by the SFC back in 2018 continue to apply. For instance, service providers in the virtual asset industry, including custodians, trading platforms and index providers, may be either unregulated, regulated only for anti-money laundering and counter-financing of terrorism (AML/CFT) purposes or subject to light-touch regulation (eg, for payment purposes). Thus, they may not be subject to the same robust regulation as service providers or products in traditional financial markets, which poses additional counterparty risks for investment products with exposure to virtual assets. Furthermore, with no unified approach to their regulation, spot markets for virtual assets are more likely to present investor protection issues, ranging from a lack of pricing transparency to potential market manipulation. For instance, a number of overseas non-derivative products with exposure to virtual assets, such as virtual asset exchange-traded products (VA ETPs), invest directly in virtual assets and may be subject to the aforementioned risks.
