Types of Investments. (a) Except as otherwise provided in Section 6.4 hereof, the Trustee shall invest and reinvest the assets of the Trust, without distinction between principal and income, pursuant to investment guidelines delivered to it in a manner which has the primary purpose of preservation of principal and liquidity of the Fund and, secondarily, to the extent consistent with the goal to preserve principal and liquidity of the Fund, which maximizes the income of the Fund. The Trustee is expressly authorized to invest the Fund, or any portion thereof, in any property, real, personal or mixed, wherever situated, and whether or not productive of income or consisting of wasting assets, including, without limitation, common and preferred stocks, mutual funds, bonds, notes, debentures, securities convertible into common stock, leaseholds, mortgages (including, without limitation, any collective or part interest in any bond and mortgage or note and mortgage), interest-bearing accounts and certificates of deposit, oil, mineral or gas properties, royalties, interests or rights (including equipment pertaining thereto), equipment trust certificates, investment trust certificates, savings bank deposits, and commercial paper, provided that the assets of the Trust shall at no time be invested in the equity or debt securities, whether secured or unsecured, of the Corporation, its affiliates or its trades or businesses except to the extent such security may be held in a mutual fund. Pending such investment and reinvestment, the Trustee may temporarily invest and reinvest the funds, at its discretion, in any marketable short and medium term fixed-income securities, United States Treasury Bills, other short and medium term government obligations, commercial paper, other money market instruments and part interests in any one or more of the foregoing or money market mutual funds, or may maintain cash balances consistent with the liquidity needs of the Trust as determined by the Trustee.
(b) The Trustee shall, at the direction of the Committee, purchase life insurance and/or annuity contracts providing flexible funding or similar vehicles or for the investment of assets in separate accounts invested in any securities and other property including real estate, regardless of whether or not the insurance carrier shall have assumed any contractual or other liability as to the benefits to be provided thereunder, the value thereof, or the return therefrom. Such life insurance and/or annuity contrac...
Types of Investments. 7.1 Our regulatory permissions permit us to manage investments and perform transactions on a range of financial instruments including (but not limited to):
7.1.1 collective instruments such as Investment Funds and Unit Trusts;
7.1.2 gilts, bonds and other fixed income securities;
7.1.3 equities; and
7.1.4 cash deposits.
Types of Investments. For purposes of section 2(a)(51) of the Act [15 U.S.C. 80a–2(a)(51)], the term Investments means:
(1) Securities (as defined by section 2(a)(1) of the Securities Act of 1933 [15 U.S.C. 77b(a)(1)]), other than securities of an issuer that controls, is controlled by, or is under common control with, the Prospective Qualified Purchaser that owns such securities, unless the issuer of such securities is:
(i) An Investment Vehicle;
(ii) A Public Company; or
(iii) A company with shareholders’ equity of not less than $50 million (de- termined in accordance with generally accepted accounting principles) as re- flected on the company’s most recent financial statements, provided that such financial statements present the infor- mation as of a date within 16 months preceding the date on which the Pro- spective Qualified Purchaser acquires the securities of a Section 3(c)(7) Com- pany;
(2) Real estate held for investment purposes;
(3) Commodity Interests held for in- vestment purposes;
(4) Physical Commodities held for in- vestment purposes;
(5) To the extent not securities, fi- nancial contracts (as such term is de- fined in section 3(c)(2)(B)(ii) of the Act [15 U.S.C. 80a–3(c)(2)(B)(ii)] entered into for investment purposes;
(6) In the case of a Prospective Quali- fied Purchaser that is a Section 3(c)(7) Company, a company that would be an investment company but for the exclu- sion provided by section 3(c)(1) of the Act [15 U.S.C. 80a–3(c)(1)], or a com- modity pool, any amounts payable to such Prospective Qualified Purchaser pursuant to a firm agreement or simi- lar binding commitment pursuant to which a person has agreed to acquire an interest in, or make capital con- tributions to, the Prospective Qualified Purchaser upon the demand of the Pro- spective Qualified Purchaser; and
(7) Cash and cash equivalents (includ- ing foreign currencies) held for invest- ment purposes. For purposes of this section, cash and cash equivalents in- clude:
(i) Bank deposits, certificates of de- posit, bankers acceptances and similar bank instruments held for investment purposes; and
(ii) The net cash surrender value of an insurance policy.
Types of Investments. Except for money and other property subject to the investment responsibility of an investment manager as provided in Section 5.4, and subject to Section 5.2, the Trustee shall, in its discretion, invest and reinvest the assets of the Trust, without distinction between principal and income, in any property, real, personal or mixed, wherever situated, and whether or not productive of income, including, without limitation, domestic or foreign, common and preferred stocks, mutual funds, common trust funds, bonds, notes, debentures, securities convertible into common stock, leaseholds, mortgages (including, without limitation, any collective or part interest in any bond and mortgage or note and mortgage), interest-bearing accounts and certificates of deposit (including those within its own banking department or within a Federally insured institution which may be affiliated with the Trustee), oil, mineral or gas properties, royalties, interests or rights (including equipment pertaining thereto), equipment trust certificates, investment trust certificates, savings bank deposits, commercial paper, and insurance contracts (including those to which amounts may be deposited and withdrawn). The Trustee shall, at the direction of the Company, purchase life insurance and/or annuity contracts including group annuity contracts providing flexible funding or similar vehicles or for the investment of assets in separate accounts, invested in any securities and other property including real estate, regardless of whether or not the insurance carrier shall have assumed any contractual or other liability as to the benefits to be provided thereunder, the value thereof, or the return therefrom. Such life insurance and/or annuity contracts shall be considered investments of the Trust Fund and, together with all rights, privileges, options and elections contained therein, shall vest in the Trustee but shall be exercised, assigned or otherwise disposed of as directed by the Company. The insurance carrier under any such contract shall have full responsibility for the management and control of the assets held thereunder.
Types of Investments. The Advisor’s Energy Program will trade in energy related commodity interests primarily consisting of exchange-traded futures and options, exchange-cleared over-the-counter instruments and swaps.
Types of Investments. The Company shall invest principally in the following types of investments:
Types of Investments. To invest any part or all of the Trust Fund in any common or preferred stocks or other securities, open-end or closed-end mutual funds (including the investment of up to 100% of the Trust Fund in Stock), United States retirement plan bonds, corporate bonds, notes, debentures, convertible debentures, commercial paper, U.S. Treasury bills, U.S. Treasury notes, other direct or indirect obligations of the United States government or its agencies, certificates of deposits or savings accounts in a bank or other savings institution supervised by the United States or a state, improved or unimproved real estate or interests in real estate situated in the United States, limited partnerships, insurance contracts of any type, annuities, endowment contracts, mortgages, notes, or other property of any kind, real or personal, including shares or certificates of participation issued by regulated investment companies or regulated investment trusts, shares or units of participation in qualified common trust funds, in qualified pooled funds, or in pooled investment funds of an insurance company qualified to do business in the state, and to buy or sell options on common stock on a nationally recognized exchange with or without holding the underlying common stock, as a prudent man would do under like circumstances with due regard for the purposes of this Plan and any investment made or retained by the Trustee in good faith shall be proper but shall be of a kind constituting a diversification considered by law suitable for trust investments.
Types of Investments. As defined in Rule 2a51-1 under the Investment Company Act, the term “Investment” includes the investments described below. See the accompanying footnotes for more complete definitions.
Types of Investments. A. Cash collateral may be invested in, and is limited to, repurchase agreements, master notes (VAN), mutual funds, U.S. Government and Agency securities, U.S. or Eurodollar certificates of deposit and time deposits, commercial paper, sovereign obligations, corporate fixed and floating rate notes, and other short-term money market instruments, in each case denominated in U.S. dollars.
Types of Investments. The Governing Board may impose reasonable and non- discriminatory limitations on individually directed investments. The Governing Board or Trustee will establish investment funds among which the Participants and Beneficiaries may direct the investment of their Accounts. A Participant or Beneficiary who elects direct investment may only direct that his or her interest in the Plan be invested in any one or more of such funds that are established by the Governing Board and Trustee.
