Alberta Securities Act definition

Alberta Securities Act means the Securities Act (Alberta), with all amendments thereto in force from time to time and any statutes that may be passed which have the effect of supplementing or superseding such statute;
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Alberta Securities Act means the Securities Act (Alberta), as amended from time to time;
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Alberta Securities Act means the Alberta Securities Act, RSA 2000, c S-4, and any regulations or amendments thereto; “Accredited Investor Certificate” means the certificate attached as Schedule C to this Offering Memorandum; “BCSC” means the British Columbia Securities Commission; “BC Securities Act” means the British Columbia Securities Act, RSBC 1996, c 418, and any regulations or amendments thereto; “Cash Consideration” means the $460,000 payable to Flexfi Creditors, as more particularly described in Section 2.7 under the heading “Assets to be Acquired”; “Consideration Shares” means Series 2 Class A Preferred shares of the Corporation equal to 20% of the issued and outstanding shares of the Corporation after the completion of any amount under the Offering, as more particularly described in Section 2.7 under the heading “Assets to be Acquired”; “Corporation” means Finjoy Inc., a corporation duly incorporated under the laws of Canada; “Convertible Note” or “Note” means the unsecured convertible promissory notes of the Corporation issued under the Offering in the form attached as Error! Reference source not found. to this Offering Memorandum; “Fintech” means financial technology; “FlexFi” means FlexFi Inc., a corporation duly continued under the laws of Canada; “Flexfi Creditors” means the creditors of Flexfi who are entitled to the Cash Consideration and the Consideration Shares as more particularly described in Section2.7 under the heading “Assets to be Acquired” “Issue Price” means, with respect to any subscription, the amount that is the product of the number of Preferred Shares and the price of $1.00 per Preferred Share; “Maximum Offering” means the Offering of a maximum of up to 5,000,000 Preferred Shares, for a total Subscription Amount of $5,000,000; “Minimum Offering” means the Offering of a minimum of $200,000 through the offering of up to 200,000 Preferred Shares and up to $200,000 in Convertible Notes, pursuant to this Offering memorandum; “Offering” means the aggregate offering of up to $5,000,000 through the offering of up to: 5,000,000 Preferred Shares and/or up to $5,000,000 in Convertible Notes, pursuant to this Offering Memorandum; “Offering Memorandum” means this offering memorandum of the Corporation dated November 15, 2019; “Ontario Securities Act” means the Ontario Securities Act, RSO 1990, c S.5, and any regulations or amendments thereto; “Preferred Shares” means Series 1 Class A Preferred shares in the capital of the Corporation
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Examples of Alberta Securities Act in a sentence

  • Their actions breached the Alberta Securities Act and were contrary to the public interest as the Respondents were not registered and a preliminary prospectus and prospectus were not filed with the ASC as required.

  • See, for instance, Ontario Securities Act, RSO 1990, c S5 [OSA]; Alberta Securities Act, SA 2000, c S4 [ASA]; British Columbia Securities Act, RSBC 1996, c 418 [BCSA]; Nova Scotia Securities Act, RSNS 1989, c 418 [NSSA].

  • The statutory provisions applicable to a number of important provincial markets include the Ontario Securities Act, RSO 1990, c S5 [OSA]; Alberta Securities Act, SA 2000, c S4 [ASA]; British Columbia Securities Act, RSBC 1996, c 418 [BCSA]; Nova Scotia Securities Act, RSNS 1989, c 418 [NSSA].

  • The foregoing summaries are subject to the express provision of the Securities Act (British Columbia), Securities Act (Alberta), Securities Act (Saskatchewan), the Securities Act (Manitoba), the Securities Act (Ontario), the Securities Act (New Brunswick) and the Securities Act (Nova Scotia) as applicable and the rules, regulation and policy statements there under and reference is made thereto or the complete text of such provisions.12.

  • In office situations people sometimes place objects or furniture to create a _ or to lay claim to their personal .

  • Second, section 194(1) states that a violation of the Alberta Securities Act is an “offence.” The use of this term in section 194(1) invokes the jurisdiction of the Provincial Offences Procedure Act,14 which sets out the process for prosecuting violations of Alberta legislation that can lead to imprisonment.

  • The foregoing summaries are subject to the express provision of the BC Securities Act, the Alberta Securities Act and the Ontario Securities Act as applicable and the rules, regulations and policy statements thereunder and reference is made thereto or the complete text of such provisions.

  • In a recent decision on the Alberta Securities Act, Justice Yamauchi reviewed this case law and concluded: Constitution Act, 1867 s 92(15) allows the provinces to impose punishment by fine, penalty, or imprisonment to enforce valid provincial laws.

  • Limits, acceptable tolerances, and adequate explanation provided through plans and specifications are necessary to successfully prepare the required design.

  • Before 1989, the maximum punishment for natural persons under the provincial offence provision in the Alberta Securities Act had been a fine of up to $5,000 and a term of imprisonment of not more than one year, or both.


More Definitions of Alberta Securities Act

Alberta Securities Act means the Alberta Securities Act, RSA 2000, c S-4, and any regulations or amendments thereto;“Accredited Investor Certificate”means the certificate attached as Schedule C to this Offering Memorandum;“Assets”means assets of Flexfi purchased by the Corporation on pursuant to a purchase agreement dated September 25, 2019 and consummated on January 23, 2020, as described in detail in Section 2.7, below;“BCSC”means the British Columbia Securities Commission;“BC Securities Act”means the British Columbia Securities Act, RSBC 1996, c 418, and any regulations or amendments thereto;“Cash Consideration”means the $460,000 payable to Flexfi Creditors, as more particularly described in Section 2.7 under the heading “Material Agreements”;“Consideration Shares”means Series 2 Class A Preferred shares of the Corporation equal to 20% of the issued and outstanding shares of the Corporation after the completion of the Offering, as more particularly described in Section 2.7 under the heading “Material Agreements”;“Corporation”means Finjoy Inc., a corporation duly incorporated under the laws of Canada;“Convertible Note” or “Note”means the unsecured convertible promissory notes of the Corporation issued under the Offering in the form attached as Schedule “A-1” to this Offering Memorandum;“Fintech”means financial technology;“FlexFi”means FlexFi Inc., a corporation duly continued under the laws of Canada;“Flexfi Creditors”means the creditors of Flexfi who are entitled to the Cash Consideration and the Consideration Shares as more particularly described in Section2.7 under the heading “Material Agreements”;“Issue Price”means $1.00 per Preferred Share;“Maximum Offering”means the Offering of a maximum of up to an aggregate of up to$5,000,000 from the sale of Preferred Shares and/or Convertible Notes;“Minimum Offering”means the Offering of a minimum of $200,000 from the sale of Preferred Shares and/or Convertible Notes;“Offering”means the aggregate offering of up to $5,000,000 in Preferred Shares and Convertible Notes under this Offering Memorandum;“Offering Memorandum”means this offering memorandum of the Corporation originally dated and effective November 15, 2019, as amended on March 26, 2020 and asfurther amended on May 10, 2021.“Ontario Securities Act”means the Ontario Securities Act, RSO 1990, c S.5, and any regulations or amendments thereto;
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Alberta Securities Act means the Securities Act (Alberta), R.S.A. 2000, c. S-4 including the rules and regulations promulgated thereunder, as may be amended from time to time;
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Alberta Securities Act has the meaning specified in Section 5.31.
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Related to Alberta Securities Act

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;

  • Securities Act means the Securities Act of 1933, as amended.

  • Israeli Securities Law means the Israeli Securities Law 5728-1968, as amended and the rules and regulations promulgated thereunder from time to time.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.

  • Charities Act means the Charities Act 2011;

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Canadian Securities Laws means all applicable securities laws in each of the provinces and territories of Canada and the respective regulations made thereunder, together with applicable published fee schedules, prescribed forms, rules, multilateral or national instruments, orders, rulings and other regulatory instruments issued or adopted by the Securities Commissions.

  • Canadian securities legislation means the applicable securities legislation in force in each province and territory of Canada, all regulations, rules, orders and policies made thereunder and all multilateral and national instruments adopted by the securities regulatory authorities.

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • 1933 Act means the Securities Act of 1933, as amended.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • BC Act means the Securities Act (British Columbia), the regulations and rules made thereunder and all administrative policy statements, blanket orders, notices, directions and rulings issued or adopted by the British Columbia Securities Commission, all as amended;

  • Canadian Securities Commissions means the securities commissions or similar securities regulatory authorities in each of the provinces and territories of Canada;

  • Cayman Companies Act means the Companies Act (as revised) of the Cayman Islands.

  • Public Utilities Act means the Illinois Public Utilities Act, 220 ILCS 5.

  • Societies Act means the Societies Act of the Province of British Columbia from time to time in force and all amendments to it;

  • Applicable Canadian Securities Laws means, collectively, and as the context may require, the applicable securities legislation of each of the provinces and territories of Canada, and the rules, regulations, instruments, orders and policies published and/or promulgated thereunder, as such may be amended from time to time prior to the Effective Date;

  • Canadian Securities Regulators means the applicable securities commission or securities regulatory authority in each of the Qualifying Jurisdictions;

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • Securities Financing Transactions Regulation means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012;

  • Applicable Securities Law means the securities laws of the United States, including without limitation the Exchange Act and the Securities Act and any applicable securities law of any State of the United States (and any rules or regulations promulgated thereunder), in each case as may be in effect from time to time.

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • Applicable Securities Legislation means applicable securities laws (including rules, regulations, policies and instruments) in each of the applicable provinces and territories of Canada;