Alberta Securities Act definition
Examples of Alberta Securities Act in a sentence
In order to comply with an exemption order granting relief from the prospectus requirements of the Alberta Securities Act, the underwriters hereby agree, as required by the conditions of the exemption order, that they shall not directly or indirectly offer to sell or resell, or sell or resell, any Securities in Canada or to residents of Canada in contravention of securities legislation in Canada.
Such Investor acknowledges that (a) the ASC is collecting the personal information under the authority granted to it under the Alberta Securities Act for the purposes of the administration and enforcement of such Act; and (b) if such Investor has any questions about the collection and use of its personal information, then it may contact the ASC.
The Investor is purchasing the securities offered herby pursuant to an exemption from the prospectus requirements of the Alberta Securities Act pursuant to ASC Rule 72-501 on the basis of the representations of the investor that (i) the Investor is not a resident of Alberta or any other Canadian jurisdiction, and (ii) the Investor is purchasing as principal.
In order to establish the availability of the safe harbour from the registration requirements of the Securities Act and the prospectus and registration requirements of the Alberta Securities Act for the issuance of Pubco Shares to each Selling Shareholder, Priveco will deliver to Pubco on Closing, a Certificate of Non-US Shareholder and a Questionnaire duly executed by each Selling Shareholder.
The SEDAR Reports (A) were prepared in all material respects in accordance with the requirements of Alberta Securities Act, and the rules and regulations thereunder and (B) did not, as of their respective filing dates contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.
Neither the Company nor any of the Company Subsidiaries is a "reporting issuer" within the meaning of the Ontario Securities Act or the Alberta Securities Act.
From August 2008 to August 2009, ▇▇▇▇▇ was registered as a mutual fund salesperson in Alberta under the Alberta Securities Act (the Alberta Act).