AND TO. The registrar and transfer agent for the securities of Response Biomedical Corp. The undersigned (A) acknowledges that the sale of the securities of Response Biomedical Corp. (the “Company”) [represented by certificate number/described in the direct registration system advice with holder account number] ___________________, to which this declaration relates was made in reliance on Rule 904 of Regulation S under the United States Securities Act of 1933, as the same has been, and hereafter from time to time, may be amended (the “U.S. Securities Act”) and (B) certifies that (1) the undersigned is not an “affiliate” of the Company as that term is defined in Rule 405 under the U.S. Securities Act, a “distributor” or an affiliate of “distributor”, (2) the offer of such securities was not made to a person in the United States and either (a) at the time the buy order was originated, the buyer was outside the United States, or the seller and any person acting on its behalf reasonably believed that the buyer was outside the United States or (b) the transaction was executed on or through the facilities of a “designated offshore securities market” (as defined in Rule 902 of Regulation S under the U.S. Securities Act) and neither the seller nor any person acting on its behalf knows that the transaction has been prearranged with a buyer in the United States, (3) neither the seller nor any affiliate of the seller nor any person acting on their behalf has engaged or will engage in any “directed selling efforts” in the United States in connection with the offer and sale of such securities, (4) the sale is bona fide and not for the purpose of “washing-off” the resale restrictions imposed because the securities are “restricted securities” as that term is described in Rule 144(a)(3) under the U.S. Securities Act, (5) the seller does not intend to replace such securities sold in reliance on Rule 904 of the U.S. Securities Act with fungible unrestricted securities, and (6) the contemplated sale is not a transaction, or part of a series of transactions, which, although in technical compliance with Regulation S under the U.S. Securities Act, is part of a plan or scheme to evade the registration provisions of the U.S. Securities Act. Unless otherwise specified, terms set forth above in quotation marks have the meanings given to them by Regulation S under the U.S. Securities Act. DATED at __________ this ___ day of __________, 20__. By: Name: Title: AFFIRMATION BY SELLER’S BROKER-D...
AND TO. Romspen Investment Corporation (the “Agent”) I have read and understand this “Consent to Electronic Delivery of Documents” and consent to the electronic delivery of the documents listed below that the Issuer elects to deliver to me electronically, all in accordance with my instructions below.
AND TO. Romspen Investment Corporation (the “Agent”) In connection with the purchase by the undersigned purchaser (the “Subscriber”) of units of Issuer, the Subscriber (or the signatory on behalf of the Subscriber) certifies for the benefit of the Issuer and the Agent that the Subscriber is a permitted client within the meaning of National Instrument 31-103 - Registration Requirements and Exemptions (“NI 31-103”), and hereby waives (i) the Agent’s obligation to determine suitability of the purchaser’s investment in the Partnership in accordance with section 13.3 of NI 31-103 and (ii) except as specifically requested by the purchaser from time to time, the Agent’s obligation to deliver all of the information required by section 14.2 of NI 31-103. Specifically, the Subscriber is: PLEASE INDICATE THE APPLICABLE CATEGORY OF “PERMITTED CLIENT” BY MARKING YOUR INITIAL IN THE SPACE PROVIDED:
More Definitions of AND TO
AND TO. Sprott Asset Management LP (the “Manager”), as the manager of the Trust RE: Gold Redemption Notice under Section 6.1 of the Trust Agreement of the Trust The undersigned (the “Unitholder”), the holder of __________________ units of the Trust (the “Units”) designated above by its Toronto Stock Exchange or NYSE Arca ticker symbol and CUSIP number, requests the redemption for physical gold bullion of the aforementioned Units in accordance with, and subject to the terms and conditions set forth in, an amended and restated trust agreement of the Trust dated as of February 27, 2015, as the same may be further amended, restated or supplemented from time to time, and directs the Transfer Agent to cancel such Units on __________________. The Unitholder represents and warrants that it is not (i) an undertaking for collective investment in transferable securities (UCITS), or (ii) prohibited by its investment policies, guidelines or restrictions from receiving physical gold bullion. All physical gold bullion shall be delivered to the following address by armoured transportation service carrier, which the undersigned hereby authorizes the Manager or its agent to retain on the undersigned’s behalf. The Unitholder has instructed his or her broker to withdraw such Units in physical certificate form. For the purposes of determining certain redemption expenses charged by the Gold Custodian, the Unitholder represents and warrants to the Trust and the Gold Custodian that the aggregate number of redemption notices submitted by or on behalf of the beneficial owner of the Units or any affiliate(s)1 of the beneficial owner of the Units since the start of the calendar year in which this Gold Redemption Notice is delivered (including this Gold Redemption Notice) is equal to __________________. Delivery Instructions: Please see attached delivery instructions. Signature of Unitholder Signature Guarantee Print Name Unitholder’s Brokerage Account Number Print Address Print Broker Name and DTC/CDS Number Print Broker Contact Name and Telephone Number If beneficial owner of Units is different than Unitholder (e.g., broker on behalf of beneficial owner of Units), print name of beneficial owner of Units 1 For the purposes of this redemption notice: - “affiliate” of a person means any other person that directly or indirectly controls, is controlled by or is under common control with such person;
AND TO. O'Melveny & Xxxxx 000 X. 00xx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Telephone: (000) 000-0000 Telecopy No.: (000) 000-0000 Attention: C. Xxxxxxx Xxxxxxxxxx, Esq. Xxxxxxx X. Xxxxx, Esq.
AND TO. Sprott Asset Management LP (the “Manager”), as the manager of the Trust RE: Silver Redemption Notice under Section 6.1 of the Trust Agreement of the Trust The undersigned (the “Unitholder”), the holder of _ units of the Trust (the “Units”) designated above by its Toronto Stock Exchange or NYSE Arca ticker symbol and CUSIP number, requests the redemption for physical silver bullion of the aforementioned Units in accordance with, and subject to the terms and conditions set forth in, an amended and restated trust agreement of the Trust dated as of February 27, 2015, as the same may be further amended, restated or supplemented from time to time, and directs the Transfer Agent to cancel such Units on
AND TO. The Bank of New York 00xx Xxxxx Xxx Xxxxxx Xxxxxx Xxxxxx X00 0XX (the SECURITY TRUSTEE) For the attention of Global Structured Finance - Corporate Trust Date: [{circle}], 2004 Dear Sir, RE: PERMANENT FINANCING (NO. 6) PLC We acknowledge receipt of your letter dated [{circle}], 2004, a copy of which is attached. Words and expressions defined in that letter have the same meanings herein. In consideration of your agreeing to maintain or establish the Sixth Issuer Accounts with us, we now agree and confirm to the Security Trustee that we accept and will comply with the authorisations and instructions contained in that letter and will not accept or act upon any instructions contrary thereto unless the same shall be in writing signed by the Security Trustee. This acknowledgement is governed by, and construed in accordance with, the laws of England. Yours faithfully, ............................... for and on behalf of THE GOVERNOR AND COMPANY OF THE BANK OF SCOTLAND SIGNATORIES SIXTH ISSUER SIGNED by ) for and on behalf of ) PERMANENT FINANCING (NO. 6) PLC ) SIXTH ISSUER CASH MANAGER SIGNED by ) as attorney for and on behalf of ) HALIFAX PLC in the presence of: ) Witness's Signature:................... Name: ............................ Address: .......................
AND TO. Government of Canada, Export Development Canada and their respective agents and/or consultants (collectively, the “GOC”) The undersigned hereby certifies to, and agrees with, the Lender and the GOC for and on behalf of the Borrower that:
AND TO. MFC MERCHANT BANK S.A. The undersigned accepts the foregoing and offers to purchase the Purchased Shares set forth below, on the terms and conditions of the foregoing, from the Corporation. All references to dollar amounts herein are in United States dollars.
AND TO. THE DIRECTORS THEREOF