Disciplinary History definition

Disciplinary History means a Member’s disciplinary/tribunal record as held by FFA, Football NSW, a Member Federation or an Association Member;
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Disciplinary History means a Member’s disciplinary/tribunal record as held by FFA, Football NSW or NWSF;
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Disciplinary History. The student has never been expelled from any school district, public school academy or nonpublic school, and has not been suspended from any school district, public school academy or nonpublic school within the previous two academic years.
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Examples of Disciplinary History in a sentence

  • Each year, supervised persons must also complete the Disciplinary History questionnaire via Schwab CT, which requests information about whether the supervised person has been subject to any disciplinary event, that is, a criminal, civil and/or regulatory action by a U.S. or foreign court, military court or regulatory or self-regulatory body.

  • Each year, Supervised Persons must also complete the Disciplinary History questionnaire via Schwab CT, which requests information about whether the Supervised Person has been subject to any disciplinary event, that is, a criminal, civil and/or regulatory action by a U.S. or foreign court, military court or regulatory or self-regulatory body.

  • The Employee shall document fully and completely any “Yes” answer to any question on the Disciplinary History Questionnaire.

  • Not later than 10 days after a person becomes an Employee, and annually thereafter within 45 days of the end of each calendar year (together with the Initial Holdings Affirmation or Annual Holdings Affirmation, respectively) such person shall submit to the CCO a completed Disciplinary History Questionnaire via MyComplianceOffice executed by such person.

  • The Chief Compliance Officer is responsible for providing each supervised person with a revised copy of this COE when material changes have occurred.Each year, supervised persons must also complete the Disciplinary History questionnaire via Schwab CT, which requests information about whether the supervised person has been subject to any disciplinary event, that is, a criminal, civil and/or regulatory action by a U.S. or foreign court, military court or regulatory or self-regulatory body.

  • For the avoidance of doubt, all Players and Football Officials moving from one Club and/or Controlling Body to another do so on the basis that their Disciplinary History will continue to apply and will not be erased or amended.

  • According to CU Boulder’s Criminal and/or Disciplinary History Policy and Procedures, Student’s prior or pending criminal and/or disciplinary conduct may make Student ineligible to live in Student Housing.

  • DeregistrationDisciplinary History (a) The Disciplinary History of a Player or Football Official will apply in respect of all Competitions.

  • The Chief Compliance Officer is responsible for providing each Supervised Person with a revised copy of this COE when material changes have occurred.Each year, Supervised Persons must also complete the Disciplinary History questionnaire via Schwab CT, which requests information about whether the Supervised Person has been subject to any disciplinary event, that is, a criminal, civil and/or regulatory action by a U.S. or foreign court, military court or regulatory or self-regulatory body.

  • The Successful Bidder shall indemnify the Bank and undertake to keep the Bank fully saved and indemnified against any loss, action or claim arising out of or in respect to software bug, error, incomplete testing, misconduct, fraud, misbehaviour or violations of any laws committed by Bidder or its employees/ agents/ persons employed by third parties.


More Definitions of Disciplinary History

Disciplinary History means a finding of violation by a registered person in the past five years by the Securities and Exchange Commission, a self-regulatory organization, or a foreign financial regulatory authority of one or more of the following rules (or comparable foreign provision): Sections 15(b)(4)(E) and 15(c) of the Act; Section 17(a) of the Securities Act of 1933; SEC Rules 10b-5 and 15g-1 through 15g-9; FINRA Rules 2010, 2020, 2111, 2150, 2121, 3110 (failure to supervise only), 5210 and 5230; NASD Rules 2110, 2120, 2310, 2330, 2440, 3010 (failure to supervise only), 3310, and 3330;MSRB Rules G-19, G-30, and G-37(b) and (c).
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Disciplinary History means a Member’s disciplinary/tribunal record as held by FA, Football NSW or HFI;
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Related to Disciplinary History

  • Disciplinary Panel means the panel appointed pursuant to Rule 613(b) to conduct hearings in connection with disciplinary proceedings (other than summary impositions of fines pursuant to Rule 601(b)), to make findings, render decisions, and impose sanctions pursuant to Chapter 6 of the Rules. The Disciplinary Panel must meet the composition requirements set forth in Part 40 of the CFTC Regulations and the composition requirements set forth in Rule 613(b).

  • Disciplinary Action means any action that can be taken on the completion of / during the investigation proceedings including but not limiting to a warning, imposition of fine, suspension from official duties or any such action as is deemed to be fit considering the gravity of the matter.

  • Disciplinary Authority means the authority specified in the schedule which is competent to impose on an officer employee any of the penalties specified in regulation 4;

  • Grievance means a complaint in writing that an employee, group of employees, or the Union submits to management, to be processed through the grievance procedure.

  • Complaints means each of the following documents:

  • Discipline means any action taken by a school district in response to behavioral violations.

  • Supervisor means Advisors Asset Management Inc., and its successors in interest, or any successor evaluator appointed as hereinafter provided."

  • Enrollee means any person entitled to health care services from a carrier.