Allegation means an assertion, complaint, suspicion, or
Unlicensed person means any person who is not a licensed dealer under this chapter.
legal or administrative action means any legal proceeding or arbitration and any administrative or regulatory action or investigation;
Accused means a person accused of a violation who has not yet entered an Institution’s judicial or conduct process.
Licensed person means an individual who is licensed or otherwise legally authorized to practice a professional service by a court, department, board, commission, or an agency of this state or another jurisdiction, any corporation or professional services corporation all of whose shareholders are licensed persons, any partnership all of whose partners are licensed persons, or any limited liability company all of whose members and managers are licensed persons.