Investment Limitations definition

Investment Limitations in the Statement of Additional Information. In addition, each Fund operates under certain non-fundamental investment limitations as described in the Statement of Additional Information. MANAGEMENT OF THE COMPANY INVESTMENT ADVISER. Van ▇▇▇▇▇▇ ▇▇▇estment Advisory Corp. is the investment adviser (the "Adviser") and administrator (the "Administrator") of the Funds. The Adviser provides investment advice and portfolio management services pursuant to an advisory agreement (the "Advisory Agreement") and, subject to the supervision of the Company's Board of Directors, makes the Funds' investment decisions, arranges for the execution of portfolio transactions and generally manages the Funds' investments. The Advisory Agreement also provides that the Adviser may appoint sub-advisers to perform these portfolio management responsibilities. See "Investment Sub-Advisers" below. The Adviser is entitled to receive an aggregate advisory fee computed daily and paid monthly at the following annual rates applied to the average daily net assets for each Fund: Aggressive Equity Fund.................. 0.90% American Value Fund..................... 0.85% Equity Growth Fund...................... 0.80% Mid Cap Growth Fund..................... 0.75% U.S. Real Estate Fund................... 1.00% Value Fund.............................. 0.80% First $500 million; 0.75% Next $500 million; and 0.70% Over $1 billion
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Investment Limitations has the meaning provided in Section 3.2.
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Examples of Investment Limitations in a sentence

  • The Fund may enter into hedging transactions subject to the limitations contained in the Investment Limitations.

  • As a F▇▇▇▇▇▇ Mac employee, Executive will be subject to F▇▇▇▇▇▇ Mac’s Code of Conduct (“Code”) and to Corporate Policy 1-906, Investment Limitations Policy (“Policy”) that, among other things, limit the investment activities of F▇▇▇▇▇▇ Mac employees.

  • The Adviser agrees to take reasonable steps to correct any failure to comply with Investment Limitations promptly and to take any action that the Board may reasonably request in connection with any said breach.

  • Executive further agrees to be bound by, and comply fully with, his/her obligations under the Investment Limitations Policy.

  • In addition, the Adviser shall, upon request and in a mutually agreed format, report regarding the Fund’s compliance with the Fund’s Investment Limitations, or procedures applicable to the Adviser’s obligations under this Agreement.

  • Limitations, if any, are described in the Investment Limitations section at the top of the first page of this Rider.

  • The Adviser shall notify the Trust's chief compliance officer promptly upon detection of (i) any material failure to manage a Fund in accordance with its investment limitations as set forth in the Fund's Statement of Additional Information, as amended from time to time (the "Investment Limitations") or any applicable law; or (ii) any material breach of any of the Investment Limitations or the Adviser's policies and procedures that pertain to a Fund.

  • INDEMNIFICATION 14 5.01 Standard of Care 14 5.02 Liability of Custodian for Actions of Other Persons 15 5.03 Indemnification 15 5.04 Investment Limitations 16 5.05 Fund's Right to Proceed 16 VI.

  • The Adviser shall notify the Trust's chief compliance officer promptly upon detection of (i) any material failure to manage the Fund in accordance with its investment limitations as set forth in the Fund's Statement of Additional Information, as amended from time to time (the "Investment Limitations") or any applicable law; or (ii) any material breach of any of the Investment Limitations or the Adviser's policies and procedures that pertain to the Fund.

  • The Adviser shall make recommendations to the Trustees concerning changes to (a) the Underlying Credit Suisse Funds in which the Fund may invest, (b) the allocation of the Fund's assets to the Underlying Credit Suisse Funds and to Portfolio Securities and (c) the Investment Limitations.

Related to Investment Limitations

  • Investment Assets means all debentures, notes and other evidences of Indebtedness, stocks, securities (including rights to purchase and securities convertible into or exchangeable for other securities), interests in joint ventures and general and limited partnerships, mortgage loans and other investment or portfolio assets owned of record or beneficially by the Company.

  • Investment Accounts means the Collateral Account, Securities Accounts, Commodities Accounts and Deposit Accounts.

  • Investment Agreements has the meaning set forth in the Recitals.

  • Family of Investment Companies as used herein means two or more registered investment companies (or series thereof) that have the same investment adviser or investment advisers that are affiliated (by virtue of being majority owned subsidiaries of the same parent or because one investment adviser is a majority owned subsidiary of the other).

  • Concentration Limitations Limitations satisfied on each Measurement Date on or after the Effective Date and during the Reinvestment Period if, in the aggregate, the Collateral Obligations owned (or in relation to a proposed purchase of a Collateral Obligation, owned and proposed to be owned) by the Issuer comply with all of the requirements set forth below (or in relation to a proposed purchase after the Effective Date, if any such requirement is not satisfied, the level of compliance with such requirement is maintained or improved after giving effect to the purchase), calculated in each case as required by Section 1.3 herein: