Licensed Firm definition

Licensed Firm means a person licensed by the QFCA to engage in Non-Regulated Activities in or from the QFC, and that is not an Authorised Firm.

Licensed Firm means a business entity, regardless of method of organization, which holds a valid private security services business license issued by the department.

Licensed Firm is added and means a company, partnership, corporation, sole proprietorship, association, or other business entity that performs lead-based paint activities to which the department has issued a license approval pursuant to North Dakota Administrative Code chapter 33.1-15-24.

Examples of Licensed Firm in a sentence

• If the QFCA does advise the Licensed Firm of any objections or conditions of acceptance then it may call for such further information from the Licensed Firm and such other parties as it considers necessary or appropriate, and shall make a final determination within thirty (30) days of receipt of such information.

• A Licensed Firm must not register an individual to conduct a Registered Function if it has reasonable grounds to believe that the individual is not fit and proper to carry out the Registered Function.

• A Licensed Firm may not assess an individual as competent to perform the Money Laundering and Terrorist Financing Reporting Function unless it is satisfied that the individual has adequate knowledge of the AML/CFT Law and AML/CFT Rules.

• In assessing the suitability of an individual to perform a Registered Function a Licensed Firm should have regard to all relevant factors including matters which may impact on that individual's fitness and propriety.

• An individual may carry on more than one Registered Function for a Licensed Firm provided that the Licensed Firm is satisfied that the performance of such Registered Functions does not give rise to any internal or external conflicts of interest and is appropriate having regard to the nature, scale and complexity of the business carried on by that Licensed Firm.

• If more than one individual is appointed to perform the Registered Functions listed in General Rule 11.2.1 (A) and (B), the Licensed Firm must ensure that the allocation of responsibility clearly avoids duplication or omission.

• If the QFCA does not send any objections or notice of conditions in writing to the Licensed Firm within thirty (30) days following such date the Registered Function Notice shall be deemed to have been accepted unconditionally by the QFCA.

• In 2018 IEEE International Conference on Robotics and Automation (ICRA), pages 1–7.

• This does not relieve the Licensed Firm from providing any required notice under the AML/CFT Law and the AML/CFT Rules to the Regulatory Authority.

• Where an annual fee or supplementary fee in relation to ongoing supervision is due from a Licensed Firm under a provision of these Rules, it must be paid by the date upon which it falls due.

More Definitions of Licensed Firm

Licensed Firm means an adjusting firm, agency or managing general agent; (cabinet autorisé)

Licensed Firm means a Licensed Person who is obliged to comply with these Rules,

Licensed Firm means any legal person authorised to undertake the business related to dealing in and giving advice on the capital market products under the Laws and Regulations of the Recognised ACMF member;

Licensed Firm means any firm licensed by the Director General of SECC to conduct any securities business as defined in the Annex of Law on Issuance and Trading of Non-Government Securities.

Licensed Firm means a person authorized by the department within its categories and classifications to operate as a commercial or noncommercial firm within the state;