Examples of LLC Options in a sentence
Securities Exchange Act Release No. 85459 (March 29, 2019), 84 FR 13363 (April 4, 2019) (SR– BOX–2018–24, SR–BOX–2018–37, and SR–BOX–2019–04) (Order Disapproving Proposed Rule Changes to Amend the Fee Schedule on the BOX Market LLC Options Facility to Establish BOX Connectivity Fees for Participants and Non- Participants Who Connect to the BOX Network).
As of the date hereof, there are 23,840,426 LLC Units outstanding, which number excludes 757,937 LLC Options.
Pursuant to the merger, the C Corporation shall issue replacement options to the employees of the LLC who hold options pursuant to the LLC Option Plan (the "LLC Options").
Securities Exchange Act Release No. 85459 (March 29, 2019), 84 FR 13363 (April 4, 2019) (SR-BOX-2018-24, SR-BOX-2018-37, and SR-BOX-2019-04) (Order Disapproving Proposed Rule Changes to Amend the Fee Schedule on the BOX Market LLC Options Facility to Establish BOX Connectivity Fees for Participants and Non- Participants Who Connect to the BOX Network).
The C Corporation stock option plan shall have substantially the same provisions (as determined by the Board of Directors of the C Corporation) as the LLC Option Plan and the Corporation) as the LLC Option Plan and the economic terms of the replacement C Corporation Options shall be substantially similar to the economic terms of the LLC Options including the exercise price of such replacement C Corporation Options and the extent of vesting thereof.
The December 2017 Survey of Primary Dealers is available on the Federal Reserve Bank of New York’s website at https://www.newyorkfed.org/medialibrary/media/markets /survey/2017/dec-2017-spd-results.pdf.
Nasdaq ISE LLC Options 7 Pricing Schedule, Section 8.A. Access Services, at https://listingcenter.nasdaq.com/rulebook/ise/rules/ISE%20Options%207.
LICs and LITs explain their investment mandate and the potential risks to investors in their listing disclosure document.
On March 29, 2019, the Commission issued an Order disapproving a proposed fee change by the BOX Market LLC Options Facility to establish connectivity fees for its BOX Network (the ‘‘BOX Order’’).31 On May 21, 2019, the Commission Staff issued guidance ‘‘to assist the national securities exchanges and FINRA .
On March 29, 2019, the Commission issued an Order disapproving a proposed fee change by the BOX Market LLC Options Facility to establish connectivity fees for its BOX Network (the ‘‘BOX Order’’).18 On May 21, 2019, the Commission Staff issued guidance ‘‘to assist the national securities exchanges and FINRA .