Platform Securities definition

Platform Securities. Platform Securities LLP.
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Platform Securities. Platform Securities LLP incorporated in England and Wales with Company Number OC301316 of Xxxxxxx Xxxxx, 0 Xxxxxx Xxxx, Xxxxxx, XX0X 0XX. Platform Securities Agreement: the agreement entered into by us with Platform Securities on your behalf, under which Platform Securities has agreed to provide settlement, custody and associated services. Portfolio: the portfolio of investments and other assets (including uninvested cash) entrusted from time to time to the management of Xxxxxx X Xxxxx under the terms of this agreement. Regulatory System: FSMA, the FCA Rules or any other applicable regulatory law in the United Kingdom from time to time. Retail Client: as defined in the FCA Rules, a client who is neither a professional client nor an eligible counterparty. G SECTION - CLIENT SCHEDULES
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Platform Securities means Platform Securities LLP, a limited liability partnership incorporated in England and Wales (with registered number OC301316) and having its registered office at Level 00, 00 Xxxxxx Xxxxxx, Xxxxxx, X00 0XX and which is authorised and regulated by the FCA and entered on the Financial Services Register (number 214206); portfolio means a portfolio of assets entrusted to our discretionary management by you from time to time and also any non-managed assets; product means the investment product (for example a self invested personal pension or offshore bond) which you hold through the product provider, the assets under which we have been appointed to manage; product provider means the appropriately authorised firm whose product you have invested in and which has appointed us as investment manager of the assets in your product; PTM levies means any levies imposed by the Panel on Takeovers and Mergers; quarterly calculation has the meaning set out in section 8(f); regulated market is defined in the FCA Rules and in summary, is a multilateral system which brings together or facilitates the bringing together of multiple buying and selling interests in financial instruments admitted to or trading under its rules and/or systems and which is authorised and functions regularly in accordance with applicable regulations; restrictions means the investment restrictions as agreed between you and us from time to time;
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Examples of Platform Securities in a sentence

  • Platform Securities provides a wide range of services to both retail clients and companies engaged in a variety of activities on behalf of individuals and institutional clients, including the management of client assets, transacting of deals and the custody of assets.

  • As such Platform Securities may at times have interests which conflict with those of its clients.

  • These will not be relevant for our Private Clients traded through Platform Securities or the platform firms.

  • Platform Securities may place client money in notice or term deposit accounts in order to better spread the risk of default by the institutions they are held with, obtain better rates of interest or avoid charges for depositing client money which may otherwise be passed on to your charity.

  • Your charity’s money will be held by Platform Securities as “client money”, in instant access, notice or term deposit accounts in accordance with the FCA Rules.

  • Platform Securities We instruct the platform to carry out or execute orders within the managed portfolios.

  • However such amounts may not be immediately available for distribution to your charity in the event of default by Platform Securities or by one of the banks with whom money is held.

  • Appendix 4 Summary of conflicts of interest policies of abrdn CL and Platform Securities abrdn CL A conflict of interest is defined as any situation where the interests of the firm, including its managers and employees, conflict with those of a client, or where there is a conflict between one client of the firm and another.

  • Platform Securities have in place a Conflicts of Interest Policy and procedures specifically designed to identify and manage such conflicts.

  • This requires Platform Securities to hold your charity’s money in a client bank account or accounts, established with statutory trust status.


More Definitions of Platform Securities

Platform Securities means Platform Securities LLP, a limited liability partnership incorporated in England and Wales (with registered number OC301316) and having its registered office at Level 00, 00 Xxxxxx Xxxxxx, Xxxxxx, X00 0XX and which is authorised and regulated by the FCA and entered on the Financial Services Register (number 214206); portfolio means a portfolio of assets held within a general investment account entrusted to our discretionary management by the charity from time to time and also any non-managed assets (and reference to the portfolio includes any part of the portfolio); PTM Levies means any levies imposed by the Panel on Takeovers and Mergers; quarterly calculation has the meaning set out in section 7(f); regulated market is defined in the FCA Rules and in summary, is a multilateral system which brings together or facilitates the bringing together of multiple buying and selling interests in financial instruments admitted to or trading under its rules and/or systems and which is authorised and functions regularly in accordance with applicable regulations; restrictions means the investment restrictions as agreed between the charity and us from time to time; services means the discretionary investment services which we provide to our clients in accordance with the agreement; tariff of charges means the tariff or tariffs of fees and charges as they apply to the charity and relating to the provision of the services; set out in the application form signed on behalf of the charity, and amended by us from time to time; unforeseen event means an event that is outside our reasonable control and could not be predicted or if predicted its consequences are too drastic to plan for in a contract. In the agreement it means any:
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Platform Securities means Platform Securities LLP, a limited liability partnership incorporated in England and Wales (with registered number OC301316) and having its registered office at Level 00, 00 Xxxxxx Xxxxxx, Xxxxxx, X00 0XX and which is authorised and regulated by the Financial Conduct Authority and entered on the Financial Services Register (number 214206); portfolio means a portfolio of assets entrusted to our discretionary management by the investor from time to time;
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Related to Platform Securities

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Securities has the meaning stated in the first recital of this Indenture and more particularly means any Securities authenticated and delivered under this Indenture.

  • Index Securities means Securities of those companies which are at the relevant time the constituent companies of the Index, any Securities used to track the performance of such Securities constituting the Index at the relevant time or such other Securities designated by the Manager.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Offered Securities shall have the meaning specified in Section 5.03(b)(ii)(B).

  • Covered Securities means any note, stock, treasury stock, security future, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency, or, in general, any interest or instrument commonly known as a "security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase any of the foregoing.