Regulatory Notice definition
Examples of Regulatory Notice in a sentence
Service Provider will, no later than the next meeting of the Board, provide the Trust with a written summary of material legal matters in such Regulatory Notice and, to the extent applicable, Service Provider’ response(s) thereto.
Patheon shall provide to Client any additional Regulatory Notices received from the FDA following a response by Patheon to the initial Regulatory Notice.
Genentech shall have the right (but not the obligation) to provide comments to any response to such Material Regulatory Notice and to participate in any discussions with a Regulatory Authority to the extent permitted by such Regulatory Authority.
No Regulatory Notice Event or Regulatory Trigger Event shall have occurred and be continuing and to the knowledge of any senior officer of a Loan Party, no legal action or proceeding shall be pending against another business of a type substantially similar to the Business Operations of the Loan Parties which, if then applicable to the Loan Parties or their Subsidiaries, would be a Regulatory Trigger Event.
Issuer and Distributor hereby acknowledge and agree that they are subject to Title V of the ▇▇▇▇▇-▇▇▇▇▇-▇▇▇▇▇▇ Act of 1999 and to implementing regulations enacted by the SEC ("Regulation S-P") and applicable FINRA guidance including but not limited to Regulatory Notice 05-49.