Examples of Regulatory Notice in a sentence
Details of how OfS will regulate the publicly funded providers from 1 April 2018 until 31 July 2019 is set out in Regulatory Notice 2 that is published on the OfS’s website4.
FINRA Releases Regulatory Notice on Policies and Procedures Relating.
On December 5, 2006 the MFDA released MR-0057 a Joint Regulatory Notice on the Role of Compliance and Supervision.8 As set out in MR-0057, the board of directors of a Member is responsible for ensuring that the Member maintains a compliance program that identifies and addresses material risks of noncompliance and directors of a Member must act on reports from the Member’s management and compliance personnel.
Providers the OfS shall also email the Accountable Officer a Regulatory Notice setting out its data requirements.