Suitability Report definition

Suitability Report means the report which a firm must provide to its customer under COBS 9.4 which, amongst other things, explains why the firm has concluded that a recommended transaction is suitable for the customer;

Suitability Report means the report which a firm must provide to its client under COBS 9.4 which, amongst other things, explains why the firm has concluded that a recommended transaction is suitable for the client;

Suitability Report means a police report or health assessment report prepared under this Part or under provisions of a corresponding law, and includes a copy of a report or a part of a report or copy.

Examples of Suitability Report in a sentence

• Details of your stated objectives will be set out in a Suitability Report we will issue to you to confirm our recommendation.

• This new Client Suitability Report will replace any existing Client Suitability Report.

• Please note that as of 3 January 2018 your Investor Policy Statement will be renamed a Client Suitability Report.

• If you do not advise us in writing of changes to the information contained in the Investor Profile or Client Suitability Report or you do not provide us with complete and/or accurate information, we shall have no liability to you if any of our investment decisions are subsequently found to be unsuitable for you.

• In the event of any inconsistency between the Client Suitability Report and other documentation, the Client Suitability Report will prevail.

• Details of your stated restrictions and objectives will be included in the Suitability Report we will issue to you to confirm our recommendation.

• Important note: It is important that the Investor Profile is fully and accurately completed in order that Davy can ensure the completeness and accuracy of the Client Suitability Report.

• In the event that any of the information in your Investor Profile or Client Suitability Report changes, for example where you experience a change in your personal circumstances, or otherwise in the event that you wish to amend your Investor Profile and/or your client Suitability Report, this must be discussed and agreed with your Davy Private Client Adviser.

• We will only do this where appropriate but, if we do, we will draw your attention to the risks associated with the investments in our Suitability Report.

• If you do not provide us with complete and/or accurate information contained in the Investor Profile or advise us of the need to review the Client Suitability Report due to your changing needs or circumstances, we shall have no liability to you if any of our investment decisions are subsequently found to be unsuitable for you due to you not having provided us with current and accurate information.

More Definitions of Suitability Report

Suitability Report means the written report we shall provide you that includes our personal recommendation on a course of action and explains why this meets your objectives and why it is your best interests

Suitability Report means the document or letter prepared by Active Wealth purporting to set out its advice to a customer;

Suitability Report means the letter provided to a customer giving the reasons why the Partnership/LAB had concluded that the recommended transaction was suitable for that customer.