UBS Warburg definition

UBS Warburg means UBS Warburg LLC.
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UBS Warburg means UBS Limited, a subsidiary of UBS AG
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UBS Warburg means UBS Warburg LLC, now known as UBS Securities LLC, and all its predecessors in interest and subsidiaries including PaineWebber, Inc., now known as UBS Financial Services Inc.
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Examples of UBS Warburg in a sentence

  • The Trust Fund was created pursuant to a Pooling and Servicing Agreement dated as of the Cut-off Date specified above (the "Agreement") among the Depositor, UBS Warburg Real Estate Securities Inc., as transferor (the "Transferor"), Wells Fargo Bank Minnesota, N.A., as master servicer (the "Servicer"), xxx Xank One, N.A., as trustee (the "Trustee").

  • Merrill Lynch & Co. Morgan Stanley Dean Witter UBS Warburg A.G. Edwards & Sons, Inc.

  • Because UBS Warburg LLC is a separately incorporated entity, it is solely responsible for its own contractual obligations and commitments, including obligations with respect to sales and purchases of securities.

  • Securities sold, offered or recommended by UBS Warburg LLC are not deposits, are not insured by the Federal Deposit Insurance Corporation, are not guaranteed by a branch or agency, and are not otherwise an obligation or responsibility of a branch or agency.

  • To the extent required under the securities laws, prospectuses and other disclosure documents for securities underwritten or privately placed by UBS Warburg LLC will disclose the existence of any such lending relationships and whether the proceeds of the issue will be used to repay debts owed to affiliates of UBS Warburg LLC.

  • A lending affiliate of UBS Warburg LLC may have lending relationships with issuers of securities underwritten or privately placed by UBS Warburg LLC.

  • The Trust Fund was created pursuant to a Pooling and Servicing Agreement dated as of the Cut-off Date specified above (the "Agreement") among the Depositor, UBS Warburg Real Estate Securities Inc., as transferor (the "Transferor"), Wells Fargo Bank Minnesota, N.A., as master servicer (the "Servicer"), xxx Xachovia Bank, National Association, as trustee (the "Trustee").

  • The information contained herein will be superseded by the description of the mortgage loans contained and/or incorporated by reference in the Prospectus Supplement relating to the Certificates and supersedes all information contained in any collateral term sheets relating to the mortgage pool previously provided by UBS Warburg LLC.

  • The Trust Fund was created pursuant to a Pooling and Servicing Agreement dated as of the Cut-off Date specified above (the "Agreement") among the Depositor, UBS Warburg Real Estate Securities Inc., as transferor (the "Transferor"), Xxxxx Fargo Bank Minnesota, N.A., as master servicer (the "Servicer"), and JPMorgan Chase Bank, as trustee (the "Trustee").

  • The information herein has been provided solely by UBS Warburg LLC.


More Definitions of UBS Warburg

UBS Warburg. LLC Standard and Poor's Ratings Services, a division 1285 Avenue of the Americas of The XxXxxx-Xxxx Companies, Inc. Xxx Xxxx, XX 00000 00 Xxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxxxx Brothers Inc. Xxxxx'x Investors Services, Inc. 000 Xxxxxx Xxxxxx 00 Xxxxxx Xxxxxx Xxxxxx Xxxx, XX 00000 Xxx Xxxx, XX 00000 Credit Suisse First Boston Corporation Structured Asset Securities Corporation 00 Xxxxxxx Xxxxxx 000 Xxxxxx Xxxxxx New York, NY 10010 Xxxxxx Xxxx, XX 00000 December 18, 2001 TO THE PERSONS ON THE ATTACHED SCHEDULE A Re: LB-UBS Commercial Mortgage Trust 2001-C7, Commercial Mortgage Pass-Through Certificates, Series 2001-C7 Ladies and Gentlemen: I am Managing Director and Counsel of UBS AG. UBS Warburg Real Estate Investments Inc., a Delaware corporation ("UBSREI"), is a wholly owned subsidiary of UBS AG. I have been asked to deliver this opinion in connection with (i) the sale by UBSREI and the purchase by Structured Asset Securities Corporation ("SASC") of certain multi-family and commercial mortgage loans, pursuant to a Mortgage Loan Purchase Agreement dated as of December 5, 2001 (the "Sale Agreement"), by and among UBSREI and SASC, (ii) the execution by UBSREI of the Underwriting Agreement dated as of December 5, 2001, (the "Underwriting Agreement"), by and among SASC, Xxxxxx Brothers, Inc. ("Xxxxxx"), Credit Suisse First Boston Corporation ("CSFB") and UBS Warburg LLC ("UBSW" and, together with Xxxxxx and CSFB, the "Underwriters") and acknowledged with respect to certain sections by UBSREI, and (iii) the execution by UBSREI of the UBS Indemnification Agreement dated as of December 5, 2001, by and among UBSREI, SASC, UBS (USA) Inc. and the Underwriters (the "Indemnification Agreement", and, together with the Sale Agreement and the Underwriting Agreement, the "Agreements"). Capitalized terms used and not otherwise defined herein have the meanings given to them in the Underwriting Agreement. I, or others under my supervision, have examined such documents as I believe are necessary or appropriate for the purposes of this opinion, including the articles of incorporation, by-laws and incumbency resolution adopted by the directors of UBSREI and the Agreements and all exhibits thereto. In reaching such opinions, I have assumed without investigation, except as expressly set forth below, that there are no facts inconsistent with the assumptions made in paragraphs A through D below.
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UBS Warburg. LLC Standard and Poor's Ratings Services, a division 1285 Avenue of the Americas of The XxXxxx-Xxxx Companies, Inc. Xxx Xxxx, XX 00000 00 Xxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxxxx Brothers Inc. Moody's Investors Services, Inc. 000 Xxxxxx Xxxxxx 00 Xxxxxx Xxxxxx Xxxxxx Xxxx, XX 00000 Xxx Xxxx, XX 00000 Credit Suisse First Boston Corporation Structured Asset Securities Corporation 00 Xxxxxxx Xxxxxx 000 Xxxxxx Xxxxxx New York, NY 10010 Xxxxxx Xxxx, XX 00000
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UBS Warburg. LLC Standard and Poor's Ratings Services, a Division 1285 Avenue of the Americas of The XxXxxx-Xxxx Companies, Inc. Xxx Xxxx, XX 00000 00 Xxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxxxx Brothers Inc. Xxxxx'x Investors Service, Inc. 000 Xxxxxxx Xxxxxx 00 Xxxxxx Xxxxxx Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000 Deutsche Bank Securities Inc. Structured Asset Securities Corporation 00 Xxxx 00xx Xxxxxx 000 Xxxxxxx Xxxxxx Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000 Lend Lease Asset Management, L.P. 000 Xxxxx Xxxxx Xxxxxx, Xxxx 0000 Xxxxxx, XX 00000 July 9, 2002
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UBS Warburg. LLC is acting as Dealer Manager in connection with the Offer and as financial advisor to Xxxxxx'x in connection with the proposed acquisition of Beringer by Xxxxxx'x, for which services UBS Warburg LLC will receive customary compensation. In addition, Xxxxxx'x has agreed to reimburse UBS Warburg LLC for its reasonable expenses incurred in rendering its services (including reasonable legal expenses) under its engagement agreement with Xxxxxx'x and has agreed to indemnify UBS Warburg LLC against certain liabilities and expenses in connection with the Offer and the Merger, including certain liabilities under the federal securities laws. UBS Warburg LLC from time to time renders various investment banking services to Xxxxxx'x and its affiliates for which it is paid customary fees. In the ordinary course of its business, UBS Warburg LLC engages in securities trading, market-making and brokerage activities and may, at any time, hold long or short positions and may trade or otherwise effect transactions in securities of Beringer and Xxxxxx'x. XxxXxxxxx Partners, Inc. has been retained by Purchaser as Information Agent in connection with the Offer. The Information Agent may contact holders of Shares by mail, telephone, telex, telegraph and personal interview and may request brokers, dealers and other nominee stockholders to forward material relating to the Offer to beneficial owners of Shares. Purchaser will pay the Information Agent reasonable and customary compensation for all such services in addition to reimbursing the Information Agent for reasonable out-of-pocket expenses in connection therewith. In addition, Equiserve, L.P. has been retained as the Depositary. Purchaser will pay the Depositary reasonable and customary compensation for its services in connection with the Offer, will reimburse the Depositary for its reasonable out-of-pocket expenses in connection therewith and will indemnify the Depositary against certain liabilities and expenses in connection therewith, including certain liabilities under the federal securities laws. Except as set forth above, neither Xxxxxx'x nor Purchaser will pay any fees or commissions to any broker dealer or other person for soliciting tenders of Shares pursuant to the Offer. Brokers, dealers, commercial banks and trust companies and other nominees will, upon request, be reimbursed by Xxxxxx'x or Purchaser for customary clerical and mailing expenses incurred by them in forwarding offering materials to their customers.
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UBS Warburg means UBS Warburg LLC, a Delaware limited liability company.
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UBS Warburg. UBS Limited, a wholly owned subsidiary of UBS AG;
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Related to UBS Warburg

  • Warburg means Warburg, Xxxxxx Capital Partners, L.P., and/or any of its affiliates.

  • Xxxxx Fargo Securities means Xxxxx Fargo Securities, LLC.

  • Goldman Sachs means Goldman, Sachs & Co.

  • Goldman means Xxxxxxx, Sachs & Co.

  • Barclays shall have the meaning assigned to such term in the preamble to this Agreement.

  • BRRD II means Directive (EU) 2019/879 of the European Parliament and of the Council of 20 May 2019 amending Directive 2014/59/EU as regards the loss-absorbing and recapitalisation capacity of credit institutions and investment firms and Directive 98/26/EC.

  • Barclays Capital is a reference to Barclays Capital, the investment banking division of Barclays Bank PLC;

  • Morgan Stanley Morgan Stanley, a Delaware corporation.

  • Citigroup means Citigroup Global Markets Inc.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • CGMI means Citigroup Global Markets Inc.

  • Jefferies means Jefferies Finance LLC.

  • Motorsport Australia means the Confederation of Australia Motor Sport Ltd. trading as Motorsport Australia;

  • Investment Management Agreement means the Investment Management Agreement made

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Mizuho means Mizuho Bank, Ltd.

  • UBS shall have the meaning assigned to such term in the preamble to this Agreement.

  • GS shall have the meaning assigned to such term in the preamble to this Agreement.

  • JPM shall have the meaning assigned to such term in the preamble to this Agreement.

  • RBC means Royal Bank of Canada.

  • Natixis means Natixis Real Estate Capital LLC and its successors in interest.

  • BofA Securities means BofA Securities, Inc.

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • TPG has the meaning set forth in the preamble.

  • CS means the New York State Department of Civil Service. “DOB” shall mean New York State Division of the Budget. “EEO” shall mean Equal Employment Opportunity.