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UK firm definition

UK firm means a firm which is established in the United Kingdom and is authorised by the appropriate UK regulator to carry on a regulated activity in the United Kingdom; and
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UK firm means an investment firm or credit institution which has a Part IV permission to carry on one or more regulated activities].
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UK firm means an entity that is not a “U.S. Person,” as that term is defined in Rule 3a71- 3(a)(4) under the Exchange Act, that is or has applied to be a “MiFID investment firm” or “third country investment firm,” as such terms are defined in the FCA Handbook Glossary, that has permission from a UK Authority under Part 4A of FSMA to carry on regulated
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Examples of UK firm in a sentence

  • Mazars LLP is the UK firm of Mazars, an international advisory and accountancy group.

  • No responsibility is accepted to any member or officer in their individual capacity or to any third party.Mazars LLP is the UK firm of Mazars, an international advisory and accountancy group.

  • The UK firm Ernst & Young LLP is a limited liability partnership registered in England and Wales with registered number OC300001 and is a member firm of Ernst & Young Global Limited.

  • This clause including paragraph (d) shall be flowed down in all subcontracts where a lower tier subcontract exceeding $1 Million with a UK firm is anticipated.

  • Previously he was with the UK firm of Arthur Andersen where he became a partner in 1993.

  • The revelations around U.K. firm Cambridge Analytica in 2018 demonstrate that it is not good enough to think about data sharing in a linear way.

  • UK firm wishes to passport under the IMD by ticking the box below.

  • Previously, he was with the UK firm of Arthur Andersen, where he became a partner in 1993.

  • Reports and letters prepared by appointed auditors and addressed to members or officers are prepared for the sole use of the Authority and we take no responsibility to any member or officer in their individual capacity or to any third party.Mazars LLP is the UK firm of Mazars, an international advisory and accountancy group.

  • Reports and letters prepared by appointed auditors and addressed to members or officers are prepared for the sole use of the audited body and we take no responsibility to any member or officer in their individual capacity or to any third party.Mazars LLP is the UK firm of Mazars, an international advisory and accountancy group.


More Definitions of UK firm

UK firm means a person whose relevant office is in... 10A In paragraph 10, “ relevant office ” means—
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Related to UK firm

  • Selling Firm has the meaning given to it in Section 2(1);

  • sponsoring firm means the firm registered in a jurisdiction of Canada on whose behalf an individual acts as a dealer, an underwriter, an adviser, a chief compliance officer or an ultimate designated person;

  • Accounting Firm means a nationally recognized certified public accounting firm or other professional organization that is a certified public accounting firm recognized as an expert in determinations and calculations for purposes of Section 280G of the Code that is selected by the Company prior to a Change in Control for purposes of making the applicable determinations hereunder and is reasonably acceptable to Executive, which firm shall not, without Executive’s consent, be a firm serving as accountant or auditor for the individual, entity or group effecting the Change in Control.

  • the Firm s Part 4A permission” means the Part 4A permission granted by the Authority to the Firm;

  • Valuation Firm has the meaning given in Section 10.4(a).

  • Tax Advisor means a United States tax counsel or accountant of recognized national standing.

  • Arbitration Panel means a panel established under Article 14.5 (Establishment of the Arbitration Panel);

Most Referenced Clauses

Most Referenced Definitions