MiFID investment firm means an investment firm within the meaning of Article 2(1A) of Regulation (EU) No.600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No.648/2012, other than—
MiFID investment firm means a firm to which MiFID applies;
MiFID investment firm means an investment firm within the meaning of Article 4.1.1 of Directive2004/39/EEC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments, other than—
More Definitions of MiFID investment firm
MiFID investment firm means a firm authorised or deemed authorised pursuant to Regulation 8 or 5, respectively, of the MiFID Regulations;
MiFID investment firm means an investment firm within the meaning of Article
MiFID investment firm means a firm authorised or deemed authorised pursu- ant to Regulation 11 or 5, respectively, of the MiFID Regulations;
MiFID investment firm means an investment firm within the meaning of Article 4.1.1 of Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial in- struments, other than--
MiFID investment firm means a firm to which MiFID applies; “OTC derivative” means a derivative traded solely over the counter; “qualifying money market fund” means –
MiFID investment firm means a firm authorised or deemed authorised pursu- ant to Regulation 11 or 6(2), respectively, of the European Communities (Markets in Financial Instruments) Regulations 2007;
MiFID investment firm means a firm authorised or deemed authorised under the European Communities (Markets in Financial Instruments) Regulations 2007 (SI No. 60 of 2007);