UK Securities Laws definition

UK Securities Laws means the UK Prospectus Regulation, UK Prospectus Regulation Rules, the UK Listing Rules, UK MAR, the UK DTRs, FSMA, the FSA and the Criminal Justice Act 2003 (each as amended from time to time) and all other applicable listing and disclosure requirements to which Yamana is subject by virtue of the listing of the Yamana Shares on the standard segment of the Official List maintained by the FCA and admission to trading of the Yamana Shares on the Main Market of the LSE;

UK Securities Laws means the UK Prospectus Regulation Rules, the UK Listing Rules, UK MAR, the UK DTRs, FSMA, the FSA and the Criminal Justice Act 2003 (each as amended from time to time) and all other applicable listing and disclosure requirements to which Yamana is subject by virtue of the listing of the Yamana Shares on the Main Market of the LSE;

UK Securities Laws means the applicable securities laws, regulations and rules of the United Kingdom;

Examples of UK Securities Laws in a sentence

• There are no documents of the Company or, to the knowledge of the Company, of any third party, required to be filed with the Canadian Commissions in the Qualifying Jurisdictions or with the SEC in the United States in connection with the Time of Sale Prospectus, the Canadian Prospectus and the U.S. Prospectus or in the United Kingdom that have not been filed as required pursuant to the Canadian Securities Laws, U.K. Securities Laws or U.S. Securities Laws, as applicable.

• The Company shall take all such steps required to be taken pursuant to U.K. Securities Laws and the U.K. Listing Rules in connection with UK Admission, including the preparation, filing and execution of any and all documents, supply of all information, giving of such undertakings and payment of such fees as may be required in connection therewith.

• The Company will comply with the U.S. Securities Laws, U.K. Securities Laws and the Canadian Securities Laws so as to permit the completion of the distribution of the Offered Shares during the Prospectus Delivery Period as contemplated in this Agreement and the Prospectuses.

• The Company shall cooperate with CFCC and counsel for the Underwriters to qualify or register the Offered Shares for sale under (or obtain exemptions from the application of) U.S. Securities Laws, U.K. Securities Laws, Canadian Securities Laws, or other foreign laws of jurisdictions designated by CFCC, shall comply with such laws and shall continue such qualifications, registrations and exemptions in effect so long as required for the distribution of the Offered Shares.

• There are no reports or information of the Company or, to the knowledge of the Company, of any third party, that in accordance with the requirements of the Canadian Securities Laws, U.K. Securities Laws or U.S. Securities Laws must be made publicly available in connection with the offering of the Offered Shares that have not been made publicly available as required.

More Definitions of UK Securities Laws

UK Securities Laws means all Laws applicable to the issuance and trading of securities in the United Kingdom.

UK Securities Laws means the Prospectus Regulation, the Prospectus Rules, MAR and all other applicable U.K. securities laws and regulations (including market rules and including but not limited to the AIM Rules) which are applicable to TransGlobe and/or VAALCO, as the case may be;

UK Securities Laws means, collectively, all applicable securities laws in the United Kingdom and the respective regulations and rules under such laws together with applicable published handbooks, policy statements, notices and orders of the securities regulatory authorities in the United Kingdom, including the United Kingdom Financial Conduct Authority, and all discretionary decisions, orders or rulings, if any, made by such securities regulatory authorities in connection with, or applicable to, the transactions contemplated hereby, including, without limitation, the UK Prospectus Rules, FSMA and the Financial Promotion Order;

UK Securities Laws means, collectively, all applicable securities laws in the United Kingdom or having jurisdiction in the UK and the respective regulations and rules under such laws together with applicable published handbooks, policy statements, notices, recommendations, guidance and orders of the securities regulatory authorities in the United Kingdom (including the FCA and the LSE) and the European Securities and Markets Authority and all discretionary decisions, orders or rulings, if any, made by such securities regulatory authorities in connection with, or applicable to, the transactions contemplated hereby, including, without limitation, the UK Listing Rules, the UK Prospectus Rules, the DTRs, the Admission and Disclosure Standards, the FSMA and the Financial Promotion Order;

UK Securities Laws means the Prospectus Regulation, the Prospectus Rules, MAR and all other applicable U.K. Securities Laws and regulations (including market rules and including but not limited to the AIM Rules) which are applicable to TransGlobe and/or VAALCO, as the case may be;

UK Securities Laws means, collectively, all applicable securities laws in the United Kingdom and the respective regulations and rules under such laws together with applicable published policy statements, notices and orders of the securities regulatory authorities in the United Kingdom and all discretionary decisions, orders or rulings, if any made by such securities regulatory authorities in connection with the transactions contemplated hereby, including, but not limited to, the UK Companies Xxx 0000, FSMA, the Financial Services and Markets Xxx 0000 (Financial Promotion) Order 2005, and the UK Prospectus Rules (all as amended from time to time);

UK Securities Laws means the UK Prospectus Regulation Rules, the UK Listing Rules, UK MAR, the UK DTRs, FSMA, the FSA and the Criminal Justice Act 2003 (each as amended from time to time) and all other applicable listing and disclosure requirements to which Yamana is subject by virtue of the listing of the Yamana Shares on the Main Market of the LSE; “United States” or “U.S.” means the United States of America, its territories and possessions, any State of the United States and the District of Columbia; “U.S. Exchange Act” means the U.S. Securities Exchange Act of 1934, as amended from time to time and the rules and regulations of the SEC promulgated thereunder; “U.S. Securities Act” means the U.S. Securities Act of 1933, as amended from time to time and the rules and regulations of the SEC promulgated thereunder; “U.S. Securities Laws” means the U.S. Securities Act, the U.S. Exchange Act and all other applicable U.S. federal securities laws; “Warrant Agent” means Computershare Trust Company of Canada, in its capacity as warrant agent of the Yamana Indenture Warrants and the New Monarch Indenture Warrants, or its successors from time to time;