Account Activity and Distribution Information. (a) Distributors will provide Service Organization (1) confirmations of Account activity prepared in accordance with Rule 10b-10 under the Securities Exchange Act of 1934, as amended, within five Business Days after each day on which a purchase or redemption of Shares is effected for an Account, (2) statements detailing activity in each Account no less frequently than monthly, and (3) such other information as may be reasonably requested by Service Organization, including such information as is reasonably necessary to verify the receipt and accurate processing of all purchase and redemption orders placed by Service Organization. Where reasonably possible, Distributors will provide Service Organization with direct or indirect systems access to Distributors' systems for obtaining such information.
(b) As to each Fund, Distributors shall provide Service Organization with all distribution announcement information as soon as it is announced by each Fund. The distribution information shall set forth ex-dates, record date, payable date, distribution rate per share, record date share balances, cash and reinvested payment amounts and all other information reasonably requested by Service Organization. Where possible, Distributors shall provide Service Organization and its affiliates with direct or indirect systems access to Distributors' systems for obtaining such distribution information.
(c) All dividends and capital gains distributions will be automatically reinvested on the payable date at net asset value in accordance with each Fund's then current prospectus.
Account Activity and Distribution Information. (a) The Trusts will deliver information, or arrange for the delivery to the Recordkeeper of information, as may be reasonably requested by the Recordkeeper, including such information as is reasonably necessary to verify the receipt and accurate processing of all purchase and redemption orders placed by the Recordkeeper.
(b) As to each Fund, the Trusts shall provide to the Recordkeeper, or parties with whom the Recordkeeper contracts, all Fund distribution announcement information as soon as it is disseminated by each Fund. The distribution information shall set forth ex-date, record date, payable date, distribution rate per share, record date share balances, cash and reinvested payment amounts, and all other information reasonably requested by the Recordkeeper.
(c) All dividends and capital gains distributions will be automatically reinvested on the payable date at net asset value in accordance with each Fund’s then-current prospectus.
Account Activity and Distribution Information. (a) For manual trades, Distributor and/or Company shall provide Trust Entity (i) confirmations of Account activity within five Business Days after each day on which a purchase or redemption of Fund shares is effected for an Account, (ii) statements detailing activity in each Account no less frequently than annually, and (iii) other information as may be reasonably requested by Trust Entity. At such time as transactional information is transmitted by Trust Entity through Fund/SERV and Company is able to receive it, Company shall provide confirmations of Account activity through Fund/SERV on each Business Day as a purchase or redemption of Fund shares is effected for an Account provided that no technical problems prevent transmission of such information through Fund/SERV.
(b) As to each Fund, Company shall provide Trust Entity with all distribution announcement information through the NSCC profile service as soon as it is announced by each Fund. The distribution information shall set forth ex-date, record date, payable date, distribution rate per share, record date share balances, cash and reinvested payment amounts and all other information reasonably requested by Trust Entity. Where possible, Company shall provide Trust Entity with direct or indirect systems access to Company’s systems for obtaining such distribution information.
(c) Unless otherwise requested by Trust Entity, all dividends and capital gains distributions shall be automatically reinvested on the payable date at net asset value in accordance with each Fund’s then current prospectus.
(d) If requested in writing by Company, and at Company’s and or Investment Adviser’s expense, Trust Entity shall provide to Company: (i) the number of open accounts maintained by Trust Entity on the last day of each month which held shares of each Fund, and (ii) such other information in connection with this Agreement as may be reasonably requested by Company.
Account Activity and Distribution Information. (a) Fund shall cause to be provided to Pershing confirmations of Fund activity in the form of statements detailing activity no less frequently than monthly, as well as other information as may reasonably be requested by Pershing.
(b) Fund shall cause to be provided to Pershing all distribution announcement information (ex dates, record dates, payable dates, distribution rate per share, record date share balances, etc.) as soon as it is announced by each Fund.
Account Activity and Distribution Information. (a) Fund Agent will provide or cause to be provided to Servicer (i) confirmations of Account activity within five Business Days after each day on which a purchase or redemption of Fund shares is effected for an Account, and (ii) such other information as reasonably requested by Servicer. At such time as transactional information is transmitted by Servicer through Fund/SERV and Fund Agent is able to receive it, Fund Agent shall provide, or shall cause to be provided, confirmations of Account activity through Fund/SERV on each Business Day as a purchase or redemption of Fund shares is effected for an Account.
(b) As to each Fund, Fund Agent shall provide Servicer with all distribution announcement information as soon as it is publicly announced by each Fund. The distribution information shall set forth ex-dates, record date, payable date, distribution rate per share, and such other information reasonably requested by Servicer.
(c) Unless otherwise requested by Servicer, all dividends and capital gains distributions shall automatically be reinvested on the payable date at net asset value in accordance with each Fund’s then current prospectus.
Account Activity and Distribution Information. (a) The Company or its designee will provide the Recordkeeper (1) confirmations of Account activity within 5 Business Days after each day on which a purchase or redemption of Shares is effected for an Account, (2) statements detailing activity in each Account no less frequently than monthly, and (3) any other information as may be reasonably requested by the Recordkeeper.
(b) As to each Fund, the Company or its designee shall provide the Recordkeeper with all distribution announcement information as soon as it is announced by each Fund. The distribution information shall set forth ex-dates, record date, payable date, distribution rate per share, record date share balances, cash and reinvested payment amounts and all other information reasonably requested by the Recordkeeper. Where possible, the Company or its designee shall provide the Recordkeeper with direct or indirect systems access to the Company's or such designee's systems for obtaining such distribution information.
(c) All dividends and capital gains distributions will be automatically reinvested on the payable date at net asset value in accordance with each Fund's then current prospectus.
Account Activity and Distribution Information. (a) Fund shall cause to be provided to Pershing confirmations of Fund activity in the form of statements detailing activity no less frequently than monthly, as well as other information as may reasonably be requested by Pershing.
(b) Fund shall cause to be provided to Pershing all distribution announcement information (ex dates, record dates, payable dates, distribution rate per share, record date share balances, etc.) as soon as it is announced by each Portfolio. Schedule III Schedule of services to be performed by Pershing or Participating Correspondent (s) pursuant to this Agreement.
1. Pershing on behalf of itself and any Participating Correspondents, represents and warrants that it has and will continue at all times to have the necessary facilities, equipment and personnel to perform the services hereunder in a businesslike and competent manner and its system complies with any applicable laws, rules and regulations related to the services to be provided under this Agreement, including the maintenance and preservation of all records and registrations required by any applicable laws, rules and regulations.
2. Client-Shareholders are aware that they are transacting business with Pershing/Participating Correspondent and not the Fund, and will look to Pershing/Participating Correspondent and not the Fund for resolution of problems or discrepancies in their accounts.
3. Pershing/Participating Correspondent agrees that it will perform various services for the Client-Shareholders in those accounts, including where applicable: o Establishing and maintaining records of Client-Shareholders' accounts; o Processing purchase and redemption transactions; o Confirming Client-Shareholder transactions; o Answering routine client inquires regarding the Fund; o Assisting clients in changing dividend options, accounts designations and addresses; withholding taxes on non-resident alien accounts; o Disbursing income dividends and capital gains distributions; o Reinvesting dividends and distributions; o Preparing and delivering to Client-Shareholders and state and federal authorities, including the United States Internal Revenue Service, such information respecting dividends and distributions paid by the Funds as may be required by law, rule or regulation; o Withholding on dividends and distributions as may be required by state or Federal authorities from time to time; o And such other services as Fund may reasonably request.
(a) Upon the request of the Fund, Pershing shall ...
Account Activity and Distribution Information. (a) Distributor and/or Company will provide XXXXX (i) confirmations of Account activity within five Business Days after each day on which a purchase or redemption of Shares is effected for an Account, (ii) statements detailing activity in each Account no less frequently than monthly, and (iii) such other information as may be reasonably requested by XXXXX.
(b) As to each Fund, Distributor shall provide XXXXX with all distribution announcement information as soon as it is announced by such Fund. The distribution information shall set forth ex-dates, record date, payable date, distribution rate per share, record date share balances, cash and reinvested payment amounts and all other information reasonably requested by XXXXX, Where possible, Distributor shall provide XXXXX with direct or indirect systems access to Distributor's systems for obtaining such distribution information. If direct or indirect systems access is not possible, Distributor shall fax distribution information to: XXXXX FARGO BANK, N.A. (000) 000-0000 Attention: Mutual Funds
(c) All dividends and capital gains distributions will be automatically reinvested on payable date at net asset value in accordance with each Fund's then current prospectus.
Account Activity and Distribution Information. With respect to transactions processed outside of Fund/SERV, Series Trust shall use its best efforts to cause to be provided to Dealer:
(1) confirmations of Fund activity in the form of statements detailing activity no less frequently than monthly, as well as other information as may reasonably be requested by Dealer; and
(2) all distribution announcement information (e.g., ex dates, record dates, payable dates, distribution rate per share, record date share balances, etc.) as soon as it is announced by a Fund.
Account Activity and Distribution Information a. Fund Party shall cause to be provided to Company confirmations of Fund activity in the form of statements detailing activity no less frequently than monthly, as well as other information as may reasonably be requested by Company.
b. Fund Party shall cause to be provided to Company all distribution announcement information (ex dates, record dates, payable dates, distribution rate per share, record date share balances, etc.) as soon as it is announced by each Fund.
c. All distribution data furnished to Company under this section shall be held by Company in confidence, and Company agrees to refrain from disclosing any such information until such time as Fund Party or the Fund either consents to such disclosure by Company or makes such information publicly available. Company will maintain and enforce rules and policies designed to protect against unauthorized access to, or use of, the information during such period by anyone other than Company employees who have a need to know the information for the purposes described above.
