Advice Fees Sample Clauses

Advice Fees. If a Client directs /authorises Netwealth to pay an Advice Fee: • You must ensure that the direction/authorisation is accurately communicated to Netwealth. • You must notify Netwealth if the Client withdraws or varies that direction or authorisation or if that direction or authorisation is no longer valid for any reason. • You agree to repay or cause to be repaid to Netwealth on behalf of the Client any Advice Fees paid to You or Your Licensee which have not been validly and fully directed/authorised by the Client. This obligation survives termination of this Agreement. • You are responsible for all agreements with Clients regarding the payment of Advice Fees and for all disclosures to Clients about the Advice Fees. NW-R-ARA_0418 Where you are appointed by a Client as their Adviser Representative, You must diligently perform all tasks that you are required to perform under the terms of that appointment and You must at all times act within the terms of that appointment. In particular, You must ensure that, before an Underlying Product is acquired on behalf of or at the direction of a Client, the Client is given each Underlying Disclosure Document that would have been required to be given to the Client had the Underlying Product been offered to the Client directly. Wherever you give directions to Netwealth to acquire an Underlying Product on behalf of a Client, you represent to Netwealth that you have given the relevant Underlying Disclosure Document to the Client and You agree that Netwealth may rely on that representation when acquiring the Underlying Product. You agree that, wherever a Client applies to access the Managed Account through a Netwealth Platform and has appointed You as their Adviser Representative, You offer to act as the Client’s agent to receive on their behalf any documents relating to any of the assets acquired or held in the Client’s managed account (as described in the relevant PDS for the Netwealth Managed Account). You authorise Netwealth to communicate to the Client this offer by You to act as their agent. The communication may be made by Netwealth via the relevant PDS for the Netwealth Managed Account. Where a document You receive as agent for a Client is an Underlying Disclosure Document, You represent to Netwealth that You will give that Underlying Disclosure Document to the Client before the Underlying Product is acquired and You agree that Netwealth may rely on that representation when acquiring the Underlying Product. You ackn...
Sample 1
Advice Fees. We offer certain advice services free of additional charge where an ongoing servicing fee is being paid. Advice fees, if charged, are in addition to the Service Level fees (1%, 0.75% or 0.5%). If you have elected for the Transactional Service advice fees will be chargeable on all advice cases. Typically, no additional advice fee will apply where additional investments or changes are being made to existing products. All other advice services (typically, new products being set up) are chargeable at our hourly rate, detailed below. Increase in regular contributions Fund switches – all product types Fund switches to cash for income and or charges in flexi-access drawdown products Partial or full withdrawals – all product types Full pension encashment Stock transfer within investment plans DFM – suitability assessment Plan alteration – protection products Type of Adviser Advice Fee Charge Qualified Financial Adviser £100 per hour This is subject to our minimum fee for presenting a financial plan of £500 (based on minimum 5 hours work). NOTE: VAT is likely to be added to these fees where it relates to a DFM service. We will estimate how many hours we expect your advice will take and set this out for you. If fees are payable, these will be agreed with you before any work begins. If the case becomes more complex, for example with detailed tax calculations or trust related cases, we reserve the right to charge a fee or charge more than the agreed amount, however we would always discuss this with you before proceeding.
Sample 1
Advice Fees. (A) The fee for delivery of Advice is $15.00 (fifteen dollars) per year per Participant a portion of which will be retained by Recordkeeper as compensation for administering the Advice services as more fully described in the ASA or in other documentation. (B) The fee shall be paid by the Participant at the time the Participant elects Advice. The Plan Sponsor hereby authorizes and directs Recordkeeper to deduct the fees from Participant accounts and to remit the Adviser’s portion of such fees to Adviser. (C) Adviser will only receive compensation for its Advice services under this Agreement in the form of a fixed annual fee as discussed in the Other Fees section of Adviser’s ADV Part 2. If Adviser receives any other compensation for such services, Adviser will (i) offset that compensation against stated fees and (ii) will disclose for such compensation; the amount, the services rendered and the payer, to Plan Sponsor.
Sample 1
Advice Fees. If a Client directs/authorises Netwealth to pay an Advice Fee:
Sample 1
Advice Fees. These are the fees for the advice your financial services provider gives you. You and your financial services provider have agreed these fees (as set out in the annexure to this document.) We deduct these fees from your investment amount before investment and monthly from your investment value and pay them to your financial services provider on your behalf.
Sample 1

Related to Advice Fees

  • Service Fees Pricing and procedure details provided in the original signed agreement.

  • Service Fee In consideration of the administrative support services provided by a Recipient, the Distributor shall make service fee payments to that Recipient quarterly or at such other interval as deemed appropriate by the Distributor, within forty-five (45) days of the end of each calendar quarter or other period, at a rate not to exceed 0.25% on an annual basis of the average during the period of the aggregate net asset value of Shares, computed as of the close of each business day, constituting Qualified Holdings owned beneficially or of record by the Recipient or by its Customers for a period of more than the minimum period (the “Minimum Holding Period”), if any, that may be set from time to time by a majority of the Independent Trustees. Alternatively, the Distributor may, at its sole option, make the following service fee payments to any Recipient, within forty-five (45) days of the end of each calendar quarter or at such other interval as deemed appropriate by the Distributor: (i) “Advance Service Fee Payments” at a rate not to exceed 0.25% of the average during the calendar quarter or other period of the aggregate net asset value of Shares, computed as of the close of business on the day such Shares are sold, constituting Qualified Holdings, sold by the Recipient during that period and owned beneficially or of record by the Recipient or by its Customers, plus (ii) service fee payments at a rate not to exceed 0.25% on an annual basis of the average during the period of the aggregate net asset value of Shares, computed as of the close of each business day, constituting Qualified Holdings owned beneficially or of record by the Recipient or by its Customers for a period of more than one (1) year. In the event Shares are redeemed less than one year after the date such Shares were sold, the Recipient is obligated to and will repay the Distributor on demand a pro rata portion of such Advance Service Fee Payments, based on the ratio of the time such Shares were held to one (1) year. The administrative support services to be rendered by Recipients in connection with the Accounts may include, but shall not be limited to, the following: answering routine inquiries concerning the Fund, assisting in the establishment and maintenance of accounts or sub-accounts in the Fund and processing Share redemption transactions, making the Fund’s investment plans and dividend payment options available, and providing such other information and services in connection with the rendering of personal services and/or the maintenance of Accounts, as the Distributor or the Fund may reasonably request.

  • Upfront Fees The Borrower agrees to pay to the Agent for the benefit of the Lenders in immediately available funds on or before the Closing Date an upfront fee (the "Upfront Fee") in the amount provided in the Agent's Fee Letter.

  • Payment of Fees and Expenses Borrower shall have paid to Lender all fees, charges, and other expenses which are then due and payable as specified in this Agreement or any Related Document.

  • Services Fees The Fees are stated on the Stripe Pricing Page, unless you and Stripe otherwise agree in writing. Stripe may revise the Fees at any time. If Stripe revises the Fees for a Service that you are currently using, Stripe will notify you at least 30 days (or a longer period if Law requires) before the revised Fees apply to you.

  • Payment of Fees All fees payable hereunder shall be paid on the dates due, in immediately available funds, to the Administrative Agent (or to the Issuing Lender, in the case of fees payable to it) for distribution, in the case of commitment fees and participation fees, to the Lenders entitled thereto. Fees paid shall not be refundable under any circumstances.

  • Reimbursement of Attorneys’ Fees and Costs The Parties acknowledge that Xxxxxxx and his counsel offered to resolve this dispute without reaching terms on the amount of fees and costs to be reimbursed to them, thereby leaving the issue to be resolved after the material terms of the agreement had been settled.

  • Service Fees and Additional Charges Any applicable fees will be charged regardless of whether the Service was used during the billing cycle. There may be a charge for additional transactions and other optional services. You agree to pay such charges and authorize the Service to deduct the calculated amount from your designated Billing Account for these amounts and any additional charges that may be incurred by you. Any financial fees associated with your standard deposit accounts will continue to apply. You are responsible for any and all telephone access fees and/or Internet service fees that may be assessed by your telephone and/or Internet service provider.

  • Overpayments and Underpayments As a result of uncertainty in the application of Section 280G of the Code at the time of an initial determination by the Accounting Firm hereunder, it is possible that Payments will have been made by the Company that should not have been made (an “Overpayment”) or that additional Payments that will not have been made by the Company could have been made (an “Underpayment”), consistent in each case with the calculation of the Reduced Amount hereunder. In the event that the Accounting Firm, based upon the assertion of a deficiency by the Internal Revenue Service against the Company or the Employee that the Accounting Firm believes has a high probability of success, determines that an Overpayment has been made, such Overpayment shall be treated for all purposes as a loan to the Employee that the Employee shall repay to the Company, together with interest at the applicable federal rate provided in Section 7872(f)(2) of the Code; provided, however, that no amount shall be payable by the Employee to the Company if and to the extent that such payment would not reduce the amount that is subject to taxation under Section 4999 of the Code. In the event that the Accounting Firm determines that an Underpayment has occurred, such Underpayment shall promptly be paid or transferred by the Company to or for the benefit of the Employee, together with interest at the applicable federal rate provided in Section 7872(f)(2) of the Code.

  • Compensation; Payment of Fees and Expenses As compensation for the performance of the Administrator’s obligations under this Agreement, the Administrator shall be entitled to receive $2,500 annually, which shall be solely an obligation of the Servicer; provided, however, notwithstanding the foregoing, such compensation shall in no event exceed the Servicing Fee for the related annual period. The Administrator shall pay all expenses incurred by it in connection with its activities hereunder.