ADVISER CHARGES. It is your responsibility to agree with your client the level of adviser fees that you will charge for providing advice relating to the plan introduced. If these adviser charges are to be deducted direct from the client’s pension scheme, then the details must be set out in the appropriate section of the Application Form. No Adviser Fees will be deducted from the client’s pension scheme account without the client’s express authority. Where allowable, you and your client can elect for adviser charges to be determined on a fixed rate, or as a percentage of the client’s fund, or a combination of both. Ongoing adviser charges (where permitted) will be deducted from the account in a manner consistent with the product’s charging structure, either annually in advance or where a percentage of the fund is specified, this will be based on the valuation of the plan and calculated on a daily basis. Where initial adviser charges are required, these can also be set at a fixed amount or as a percentage of the initial funds in the account. Initial adviser charges will be deducted and paid to you upon receipt of sufficient funds in the respective account. Should you require payment of ad hoc adviser charges in respect of the plan, these can only proceed with a clear and detailed invoice co-signed by the client to indicate acceptance along with a clear breakdown of the charges made. Insistence will also be made that the work can be considered to be on a ‘reasonable basis’s prior to commencement such that the Trustees of the respective scheme can approve. Refer to the PDS and specific product literature. None of the adviser charges deducted from a client’s account are to be rebated to the client. Adviser charges will be paid to your firm’s nominated bank account set out on this declaration and written confirmation will also be sent to your nominated address. It is the responsibility of both you and your client to ensure that there are sufficient funds available in the Client’s account to meet any adviser charges due to you. If insufficient funds are available, then no adviser charges will be deducted until such time as sufficient funds are made available.
ADVISER CHARGES. 11.1 All matters relating to the payment of Adviser charges by the Company to the Intermediary shall be governed by these Terms, as amended from time to time, together with the Regulatory Requirements.
ADVISER CHARGES. (a) If you invest in a portfolio through an adviser you can pay for the services of your adviser in two ways. Firstly, you can agree to pay a fee directly to your adviser or secondly, you can ask us to facilitate payment of adviser charges as set out in this section and the adviser charges section of the tariff of charges.
ADVISER CHARGES. (a) If your charity invests in a portfolio through an adviser it can pay for the services of its adviser in two ways. Firstly, your charity can agree to pay a fee directly to its adviser or secondly, your charity can ask us to facilitate payment of adviser charges as set out in this section and the adviser charges section of the tariff of charges.
