Buy and Sell Orders Sample Clauses

Buy and Sell Orders. Any order made by me for the purchase or sale of securities shall be binding on me (i) upon making the order online through the xxxxxxxxxxxxx.xxx.xx website or other authorized sites, verbally (whether in person, through the telephone or other similar means), in writing (by fax, by telex or by e-mail), or through an authorized person, and (ii) upon receipt of confirmation notice duly signed by your authorized officer. You may rely or act upon such orders, and you shall not be liable for any loss or damage suffered by me, provided that you act in good faith. You may, at your discretion and from time to time require advance payment, fully or partially, for securities I order to be purchased before your execution of the order, or in the case of securities to be sold, I understand that you require advance delivery of securities duly endorsed and cleared by the transfer office before your execution of the sell order. For online trading, you will require that stock certificates in good deliverable form be deposited into my online trading account prior to the acceptance of a sell order. In the event a sell order is inadvertently accepted and executed without the required stock certificates deposited in my account, i agree to immediately deliver to you the securities sold in good deliverable and negotiable form. I am responsible for any losses or expenses incurred by you as a result of my failure to make such delivery. In order to complete my short sale, you will need to borrow the security i sold and did not own. I will be subject to a buy-back of the security for my account and at my expense. If the securities are bought in, I will be responsible for any resulting losses and all associated costs incurred by you. The proceeds of all sales will be retained in my account unless I request otherwise. All other sell orders will be for securities owned by me at the time the order is placed, and must be long and in good deliverable form in my account on date of the transaction. You shall have the right, whenever in sole or exclusive discretion, and whenever necessary for your protection, or in the event that: (i) a petition for bankruptcy, or for appointment of a receiver is filed by or against me, or (ii) an attachment is levied against my account(s) with the Broker, or (iii) I fail to comply with the provision of Section 12 and 13 hereof, and in all cases, regardless whether, my account is carried individually or jointly with others: (x) to buy any or all securities a...
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Buy and Sell Orders. Any order made by me for the purchase or sale of securities shall be binding on me (i) upon making the order online through the Website, verbally (whether in person, through the telephone or other similar means), in writing (by fax, by telex or by e-mail), through the Short Messaging Service (SMS or text) or through an authorized person, and (ii) upon receipt of confirmation notice duly signed by your authorized officer or sent through the Website. You may rely or act upon such orders, and you shall not be liable for any loss or damage suffered by me, provided that you act in good faith.
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Buy and Sell Orders. [Buy and sell order] (1) There are two types of orders.
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Buy and Sell Orders. [Buy and sell order] (1) There are two types of orders for shares. A) Limited Order: an order with a specific price, that is, either to buy at no more than or sell at no less than specific price. The order will not match at a poorer price. B) Market order: it is easy to be executed because it will execute at the current price, it may happen at an unexpected price. Market orders have priority over limited order. (2) The order or Cancel request for shares will be confirmed by MSEC by means of displaying the Today Order Status on MSEC’s Trading System. (3) The amount of buy orders for shares that can be placed by the Client to the MSEC will be within the amount designated by the MSEC and this amount will be calculated in accordance with the method designated by the MSEC. Before placing buy order, Client must deposit the amount of buy orders to MSEC bank account by bank transfer. Cash is not acceptable to place buy orders. (4) The quantity of sell orders for shares that can be placed by the Client to the MSEC will be within the number the MSEC has in custody or administers for the Client. (5) For share available for subscription, there may be no allocation for the number of shares applied for or an allocated number of shares less than the number of shares applied for in some cases. (6) When orders for shares received from the Client cannot be conveyed to the exchange due to factors such as network disturbances, system, circuit, or equipment failures, the MSEC may cancel those orders. (7) The valid period of order for shares depends on Client’s choice. A)One day order : it will be valid on only the day the Client orders. B)Good till order, it will be valid until expiry date or until the order is filled before the expiry date. (8) Order request for shares cannot be modified. To modify, the Client needs to cancel the order request and to place new order for shares if it is before execution. If the order for shares is executed, the Client has to take all the responsibilities. After execution of the order, the client cannot cancel it.
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Buy and Sell Orders. Execute buy and sell orders for shares, bonds, bank term deposits, Exchange Traded Funds (ETFs), and managed funds across most developed markets and exchanges. • Market Access: Provide access to major exchanges and facilitate transactions in various financial instruments.
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Related to Buy and Sell Orders

  • Sale Order The Sale Order shall, among other things, (a) approve, pursuant to sections 105, 363 and 365 of the Bankruptcy Code, (i) the execution, delivery and performance by Sellers of this Agreement, (ii) the sale of the Acquired Assets to Buyer on the terms set forth herein and free and clear of all Encumbrances (other than Permitted Encumbrances), and (iii) the performance by Sellers of their obligations under this Agreement, (b) authorize and empower Sellers to assume and assign to Buyer the Transferred Contracts, (c) find that Buyer is a “good faith” purchaser within the meaning of section 363(m) of the Bankruptcy Code, find that Buyer is not a successor to any Seller, and grant Buyer the protections of section 363(m) of the Bankruptcy Code, (d) find that Buyer shall have no Liability or responsibility for any Liability or other obligation of any Seller arising under or related to the Acquired Assets other than as expressly set forth in this Agreement, including successor or vicarious Liabilities of any kind or character, including any theory of antitrust, environmental, successor, or transferee Liability, labor law, de facto merger, or substantial continuity, (e) find that Buyer has provided adequate assurance (as that term is used in section 365 of the Bankruptcy Code) of future performance in connection with the assumption of the Transferred Contracts, (f) find that Buyer shall have no Liability for any Excluded Liability, (g) find that the consideration provided by Buyer pursuant to this Agreement constitutes reasonably equivalent value and fair consideration for the Acquired Assets, (h) find that Buyer and Sellers did not engage in any conduct which would allow this Agreement to be set aside pursuant to section 363(n) of the Bankruptcy Code and (i) order that, notwithstanding the provisions of the Federal Rules of Bankruptcy Procedures 6004(h) and 6006(d), the Sale Order is not stayed and is effective immediately upon entry. Buyer agrees that it will promptly take such actions as are reasonably requested by any Seller to assist in obtaining Bankruptcy Court approval of the Sale Order, including furnishing affidavits or other documents or information for filing with the Bankruptcy Court for purposes, among others, of (A) demonstrating that Buyer is a “good faith” purchaser under section 363(m) of the Bankruptcy Code and (B) establishing adequate assurance of future performance within the meaning of section 365 of the Bankruptcy Code.

  • Stop Orders The Company will advise the Subscribers, promptly after it receives notice of issuance by the Commission, any state securities commission or any other regulatory authority of any stop order or of any order preventing or suspending any offering of any securities of the Company, or of the suspension of the qualification of the Common Stock of the Company for offering or sale in any jurisdiction, or the initiation of any proceeding for any such purpose.

  • EXECUTION OF PURCHASE AND SALE ORDERS In connection with purchases or sales of portfolio securities for the account of the Fund, it is understood that you will arrange for the placing of all orders for the purchase and sale of portfolio securities for the account with brokers or dealers selected by you, subject to review of this selection by the Board from time to time. You will be responsible for the negotiation and the allocation of principal business and portfolio brokerage. In the selection of such brokers or dealers and the placing of such orders, you are directed at all times to seek for the Fund the best qualitative execution, taking into account such factors as price (including the applicable brokerage commission or dealer spread), the execution capability, financial responsibility and responsiveness of the broker or dealer and the brokerage and research services provided by the broker or dealer. You should generally seek favorable prices and commission rates that are reasonable in relation to the benefits received. In seeking best qualitative execution, you are authorized to select brokers or dealers who also provide brokerage and research services to the Fund and/or the other accounts over which you exercise investment discretion. You are authorized to pay a broker or dealer who provides such brokerage and research services a commission for executing a Fund portfolio transaction which is in excess of the amount of commission another broker or dealer would have charged for effecting that transaction if you determine in good faith that the amount of the commission is reasonable in relation to the value of the brokerage and research services provided by the executing broker or dealer. The determination may be viewed in terms of either a particular transaction or your overall responsibilities with respect to the Fund and to accounts over which you exercise investment discretion. The Fund and you understand and acknowledge that, although the information may be useful to the Fund and you, it is not possible to place a dollar value on such information. The Board shall periodically review the commissions paid by the Fund to determine if the commissions paid over representative periods of time were reasonable in relation to the benefits to the Fund. Consistent with the Rules of Fair Practice of the National Association of Securities Dealers, Inc., and subject to seeking best qualitative execution as described above, you may give consideration to sales of shares of the Fund as a factor in the selection of brokers and dealers to execute Fund portfolio transactions. Subject to the provisions of the 1940 Act, and other applicable law, you, any of your affiliates or any affiliates of your affiliates may retain compensation in connection with effecting the Fund's portfolio transactions, including transactions effected through others. If any occasion should arise in which you give any advice to clients of yours concerning the shares of the Fund, you will act solely as investment counsel for such client and not in any way on behalf of the Fund. Your services to the Fund pursuant to this Agreement are not to be deemed to be exclusive and it is understood that you may render investment advice, management and other services to others, including other registered investment companies.

  • Agreement to Buy and Sell Subject to the terms and conditions set forth herein, Seller agrees to sell the Property to Buyer, and Buyer hereby agrees to acquire the Property from Seller.

  • No Speculative Transactions No Credit Party shall engage in any transaction involving commodity options, futures contracts or similar transactions, except solely to hedge against fluctuations in the prices of commodities owned or purchased by it and the values of foreign currencies receivable or payable by it and interest swaps, caps or collars.

  • Pre-Closing Transactions Prior to the purchase of the Initial Securities on the Closing Date, the Pre-Closing Transactions shall have been duly consummated at the respective times and on the terms contemplated by this Agreement, the General Disclosure Package and the Prospectus and the Representatives shall have received such evidence that the Pre-Closing Transactions have been consummated as the Representatives may reasonably request.

  • Closing Transactions On the terms and subject to the conditions set forth in this Agreement, the following transactions shall occur in the order set forth in this Section 2.1:

  • No Stop Orders No order preventing or suspending the sale of the Units in any jurisdiction designated by the Representative shall have been issued as of the Closing Date, and no proceedings for that purpose shall have been instituted or shall have been threatened.

  • No Stop Orders, etc Neither the Commission nor, to the Company’s knowledge, any state regulatory authority has issued any order preventing or suspending the use of the Registration Statement, any Preliminary Prospectus or the Prospectus or has instituted or, to the Company’s knowledge, threatened to institute, any proceedings with respect to such an order. The Company has complied with each request (if any) from the Commission for additional information.

  • Actions Prior to Closing From the date hereof until the Closing Date, Contributor shall not take any action or fail to take any action the result of which could (1) have a material adverse effect on the Contributed Interests or the Operating Partnership’s ownership thereof, or any Material Adverse Effect on any Contributed Entity or Property after the Closing Date or (2) cause any of the representations and warranties contained in this Section 2.2 to be untrue as of the Closing Date.

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