Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund.
(b) At the request of, and subject to the review and approval by the Client and Fund Counsel, prepare drafts of fund-related plans, policies and procedures or amendment thereto for existing Funds.
(c) Assist the Client’s transfer agent with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client.
(d) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider.
(e) Assist the Client in obtaining and maintaining fidelity bonds and directors and officers/errors and omissions insurance policies for the Client in accordance with applicable Investment Company Act of 1940, as amended (the “1940 Act”) rules and file such fidelity bonds and any applicable, related notices with the SEC.
(f) Maintain corporate records on behalf of the Client, including minute books, and the Charter/Declaration of Trust of the Client and By-Laws of the Client.
(g) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client, provided that such compliance must be determinable by reference to the Fund’s accounting records.
(h) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations.
(i) Assist the Client with Board meetings by (i) coordinating Board book preparation, production and distribution, (ii) subject to review and approval by the Client and Fund Counsel, preparing Board agendas, resolutions and minutes, (iii) assisting the Board by gathering industry and Fund information related to annual contract renewals and approval of fund-related plans, policies and procedures, (iv) attending Board meetings and recording the minutes and (v) performing such other Board meeting functions as agreed from time to time.
(j) Assist in the preparation and distribution of Trustee/Officer Questionnaires; assist in the review of completed Questionnaires.
(k) Monitor wash sales annually...
Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of assets of the applicable Fund.
(b) Provide information to the Client to assist with preparation of informational schedules for Client’s tax returns. Provide information, including but not limited to income projections, to the Client for calculation of distributions.
Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund.
(b) At the request of, and subject to the review and approval by the Client and Fund Counsel, prepare drafts of fund-related plans, policies and procedures or amendment thereto for existing Funds.
(c) Assist the Client’s transfer agent with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client.
(d) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider.
(e) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client, provided that such compliance must be determinable by reference to the Fund’s accounting records.
(f) Assist the Client in obtaining and maintain fidelity bonds and directors and officers/errors and omissions insurance policies for the Funds in accordance with Rules 17g-1 and 17d-1 under the Investment Company Act of 1940, as amended, and coordinate filing of the fidelity bond and any notices with the SEC as required under Rule 17g-1, to the extent such policies and bonds are approved by the Funds’ board.
(g) Maintain corporate records on behalf of the Funds, including minute books.
(h) Assist the Client and its Counsel in responding to routine regulatory examinations or investigations.
(i) Assist the Client with Board meetings by (i) coordinating Board book preparation, production and distribution, (ii) subject to review and approval by Client and Fund Counsel, preparing Board agendas, resolutions and minutes, (iii) assisting the Board by gathering industry and Fund information related to annual contract renewals and approval of Fund-related plans, policies and procedures, (iv) attending Board meetings and recording the minutes, (v) performing such other Board meeting functions as agreed from time to time.
(j) Assist in the preparation and distribution of Trustee/Officer Questionnaires; assist in the review of completed Questionnaires.
(k) Monitor wash sales annua...
Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation and annual reporting of such on IRS Forms 1099-MISC and 1096, as applicable. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund.
(b) Prepare an annual projection of the Funds’ non-asset based expense accruals prior to the beginning of each fiscal year of each Fund and monitor actual and accrued expenses.
(c) Compute, as appropriate, each Funds’ dividend payables and dividend factors.
(d) Assist the Client’s transfer agent with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client.
(e) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider.
(f) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client, provided that such compliance must be determinable by reference to the Fund’s accounting records.
(g) Assist the Client with portfolio compliance monitoring in accordance with Rule 22e-4(b) including:
(i) Daily liquidity classifications of portfolio securities held by the Fund;
(ii) Daily monitoring of compliance with the Fund’s established Highly Liquid Investment Minimum (HLIM);
(iii) Daily monitoring of compliance with the Fund’s 15% illiquid holdings maximum; and
(iv) Monthly liquidity classification of portfolio securities on Form N-PORT effective December 1, 2019
(h) Monitor and advise the client and the Funds on their regulated investment company status under the Internal Revenue Code of 1986, as amended, and the regulations promulgated thereunder.
(i) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations.
(j) Monitor wash sales annually.
(k) Prepare informational schedules for use by the Client’s auditors in connection with such auditor’s preparation of the Client’s tax returns
(l) Coordinate with independent auditors concerning the Client’s regular annual audit.
(n) Upon the Client’s request, the Service Provider will assist the Client with the following: (a) semi-annual rev...
Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund.
(b) Assist the Client’s transfer agent with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Client.
(c) Calculate performance data of the Funds for dissemination to (i) the Client, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Client and agreed to by Service Provider.
(d) Assist the Client in developing appropriate portfolio compliance procedures for each Fund, and provide compliance monitoring services with respect to such procedures as reasonably requested by the Client, provided that such compliance must be determinable by reference to the Fund’s accounting records.
(e) Assist the Client and Fund Counsel in responding to routine regulatory examinations or investigations.
(f) Monitor wash sales annually.
(g) Prepare informational schedules for use by the Client’s auditors in connection with such auditor’s preparation of the Client’s tax returns
(h) Coordinate with independent auditors concerning the Client’s regular annual audit.
Certain Operational Matters. (a) Calculate contractual Fund expenses and make disbursements for the Funds, including trustee and vendor fees and compensation. Disbursements shall be subject to review and approval of an Authorized Person and shall be made only out of the assets of the applicable Fund.
(b) At the request of, and subject to the review and approval by the Fund and Fund Counsel, prepare drafts of fund-related plans, policies and procedures or amendment thereto for existing Funds.
(c) Assist the Fund’s transfer agent with respect to the payment of dividends and other distributions to Shareholders that have been approved by the Fund.
(d) Calculate performance data of the Funds for dissemination to (i) the Fund, including the Board, (ii) up to fifteen (15) information services covering the investment company industry and (iii) other parties, as requested by the Fund and agreed to by Citi.
(e) Assist the Fund in obtaining and maintaining fidelity bonds and directors and officers/errors and omissions insurance policies for the Fund in accordance with applicable 1940 Act rules and file such fidelity bonds and any applicable, related notices with the SEC.
Certain Operational Matters. (a) Neither MFFC nor MFSB xx a party to any agreement or subject to any arrangement which would prevent, limit or restrict it from the sale, lease or other disposition of its main offices or any branch office.
(b) Except as set forth in Section 3.27 of the DISCLOSURE SCHEDULE, the consummation of the BFOH MERGER or the BANK MERGER shall not result in the termination or cancellation before its stated expiration of any contract to which MFFC or MFSB xx a party or cause them to incur any financial penalty, liquidated damages, assessment or other costs solely by reason of such mergers.
Certain Operational Matters. From and after the Effective Time, the Purchaser shall honour and perform, or cause the Company and its Subsidiaries to honour and perform, all of the obligations of the Company or any of its Subsidiaries under any Contract with any Governmental Entity or Aboriginal Group relating to the Ekati Diamond Mine, and shall comply with, or cause the Company and its Subsidiaries to comply with, the terms of conditions of all Authorizations applicable to the Company or any of its Subsidiaries relating to the Ekati Diamond Mine, including all obligations with respect to the provision of reclamation security for the Ekati Diamond Mine.
Certain Operational Matters. If applicable, the Company shall take the actions set forth in Section 5.08 of the Company Disclosure Schedule prior to the Closing Date.
Certain Operational Matters. The Corporation shall not take any of the following actions without the consent of the Purchaser: (i) open any store, (ii) terminate the employment of any officer, director or key employee set forth on SCHEDULE 2.10, or (iii) amend the terms of either of the Corporations' agreements with BellSouth Mobility, Bell Xxxantic Nynex and Cell Star.
