Chief Compliance Officer Annual Fees (Per Advisor Relationship/Fund. $__for the first fund (subject to Board approval) § $__for each additional fund (subject to change based on Board review and approval) § $__/sub-advisor per fund Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Chief Compliance Officer Annual Fees (Per Advisor Relationship/Fund. $___for the first fund (subject to Board approval) § $___for each additional fund (subject to change based on Board review and approval) § $___/sub-advisor per fund Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including Bloomberg, S&P, Moody’s, Morningstar GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Chief Compliance Officer Annual Fees (Per Advisor Relationship/Fund. $[ ] for the first fund (subject to Board approval) § $[ ] for each additional fund (subject to change based on Board review and approval) § $[ ] /sub-advisor per fund Reasonable Out-Of-Pocket Expenses Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – additional legal administration (e.g., subsequent new fund launch), daily compliance testing (Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board book portal (BookMark), and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly.
Chief Compliance Officer Annual Fees (Per Advisor Relationship/Fund. $[…] for the first fund (subject to Board approval) § $[…] for each additional fund (subject to change based on Board review and approval) § $[…] /sub-advisor per fund
Chief Compliance Officer Annual Fees (Per Advisor Relationship/Fund. ▪ __ for the first fund (subject to Board approval) ▪ __ for each additional fund (subject to change based on Board review and approval) ▪ __ /sub-advisor per fund Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, Lipper, etc.), postage, stationery, programming, special reports, proxies, insurance, XXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Chief Compliance Officer Annual Fees (Per Advisor Relationship/Fund. $_____ for the first fund (subject to Board approval) Out-Of-Pocket Expenses Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – additional legal administration (e.g., subsequent new fund launch), daily compliance testing (Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board book portal (BookMark), and additional services mutually agreed upon. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly.
Chief Compliance Officer Annual Fees (Per Advisor Relationship/Fund. $__ for the first fund (subject to Board approval) § $__ for each additional fund (subject to change based on Board review and approval) § $__ /sub-advisor per fund Plus Out-Of-Pocket Expenses – including but not limited to CCO team travel related costs to perform due diligence reviews at Advisor facilities Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA. Amended Exhibit B (continued) to the Fund Administration Servicing Agreement –
Chief Compliance Officer Annual Fees (Per Advisor Relationship/Fund. $[…] for the first fund (subject to Board approval) § $[…] for each additional fund (subject to change based on Board review and approval) § $[…] /sub-advisor per fund Including but not limited to postage, stationery, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, PFIC monitoring, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities.
Chief Compliance Officer Annual Fees (Per Advisor Relationship/Fund. $[…]for the first fund (subject to Board approval) § $[…]for each additional fund (subject to change based on Board review and approval) § $[…]/sub-advisor per fund Out-Of-Pocket Expenses Including but not limited to corporate action services, fair value pricing services, factor services, SWIFT processing, customized reporting, third-party data provider costs (including GICS, MSCI, etc), postage, stationery, programming, special reports, proxies, insurance, EXXXX/XBRL filing, retention of records, federal and state regulatory filing fees, expenses from Board of directors meetings, third party auditing and legal expenses, wash sales reporting (GainsKeeper), tax e-filing, conversion expenses (if necessary), and CCO team travel related costs to perform due diligence reviews at advisor or sub-advisor facilities. Additional Services Available but not included above are the following services – additional legal administration (e.g., subsequent new fund launch), daily compliance testing (Cxxxxxx River), Section 15(c) reporting, equity attribution, electronic Board book portal (BookMark), and additional services mutually agreed upon. § Subsequent new fund launch – $[…]/project § Subsequent new share class launch – $[…]/project § Multi-managed funds – as negotiated based upon specific requirements § Proxy – as negotiated based upon specific requirements § Base fee – $[…]/fund per year § Setup – $[…]/fund group § Data Feed – $[…]/security per month
Chief Compliance Officer Annual Fees (Per Advisor Relationship/Fund. ¨ $[ ] per fund (subject to change based on Board review and approval) Fees are billed monthly * Subject to CPI increase. Extraordinary Services Quoted separately based upon requirements Includes monthly fund performance reporting. Daily performance reporting additional. Plus out-of-pocket expenses, including but not limited to: ¨ Postage, Stationery ¨ Programming, Special Reports ¨ Daily Compliance Testing Systems Expense ¨ Proxies, Insurance ¨ EXXXX filing ¨ Retention of records ¨ Federal and state regulatory filing fees ¨ Certain insurance premiums ¨ Expenses from board of directors meetings ¨ SEC 15c Reporting ¨ Auditing and legal expenses ¨ Blue Sky conversion expenses (if necessary) ¨ All other out-of-pocket expenses
