Compliance and Assurance Sample Clauses

Compliance and Assurance. The Department CEO has responsibility for overall management of the WA health system, that is, the “system manager role” (s.19 (2) of the Act). To assist the Department CEO to fulfil this responsibility, the SMHS will provide the Department CEO with data to validate SMHS’ compliance with relevant Policy Frameworks and this Agreement. Any additional data requirements will be stipulated via invocation of the relevant section of the Act by the Department CEO. Further, the Department CEO will conduct assurance activities consistent with the Department CEO’s identified strategic objectives. The Department CEO may audit, inspect or investigate the SMHS for the purpose of assessing compliance with the Act (see s.175 of the Act). The SMHS will aid this process whenever and wherever such powers are utilised by the Department CEO.
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Compliance and Assurance. The Department CEO has responsibility for overall management of the WA health system, that is, the “system manager role” (s.19 (2) of the Act). To assist the Department CEO to fulfil this responsibility, the HSS will provide the Department CEO with data to validate the HSS’ compliance with relevant Policy Frameworks and this Agreement. Any additional data requirements will be stipulated via invocation of the relevant section of the Act by the Department CEO. Further, the Department CEO will conduct assurance activities consistent with the Department CEO’s identified strategic objectives. The Department CEO may audit, inspect or investigate the HSS for the purpose of assessing compliance with the Act (see s.175 of the Act). The HSS will aid this process whenever and wherever such powers are utilised by the Department CEO.
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Compliance and Assurance. The Department CEO has responsibility for overall management of the WA health system, that is, the “system manager role” (s.19 (2) of the Act). To assist the Department CEO to fulfil this responsibility, the EMHS will provide the Department CEO with data to validate EMHS’ compliance with relevant Policy Frameworks and this Agreement. Any additional data requirements will be stipulated via invocation of the relevant section of the Act by the Department CEO. Further, the Department CEO will conduct assurance activities consistent with the Department CEO’s identified strategic objectives. The Department CEO may audit, inspect or investigate the EMHS for the purpose of assessing compliance with the Act (see s.175 of the Act). The EMHS will aid this process whenever and wherever such powers are utilised by the Department CEO.
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Compliance and Assurance. The Department CEO has responsibility for overall management of the WA health system, that is, the “system manager role” (s.19 (2) of the Act). To assist the Department CEO to fulfil this responsibility, the PathWest will provide the Department CEO with data to validate PathWest’s compliance with relevant Policy Frameworks and this Agreement. Any additional data requirements will be stipulated via invocation of the relevant section of the Act by the Department CEO. Further, the Department CEO will conduct assurance activities consistent with the Department CEO’s identified strategic objectives. The Department CEO may audit, inspect or investigate the PathWest for the purpose of assessing compliance with the Act (see s.175 of the Act). the PathWest will aid this process whenever and wherever such powers are utilised by the Department CEO.
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Compliance and Assurance. The Department CEO has responsibility for overall management of the WA health system, that is, the “system manager role” (s.19 (2) of the Act). To assist the Department CEO to fulfil this responsibility, the Quadriplegic Centre will provide the Department CEO with data to validate the Quadriplegic Centre’s compliance with relevant Policy Frameworks and this Agreement. Any additional data requirements will be stipulated via invocation of the relevant section of the Act by the Department CEO. Further, the Department CEO will conduct assurance activities consistent with the Department CEO’s identified strategic objectives. The Department CEO may audit, inspect or investigate the Quadriplegic Centre for the purpose of assessing compliance with the Act (see s.175 of the Act). the Quadriplegic Centre will aid this process whenever and wherever such powers are utilised by the Department CEO.
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Compliance and Assurance. The Department CEO has responsibility for overall management of the WA health system, that is, the “system manager role” (s.19 (2) of the Act). To assist the Department CEO to fulfil this responsibility, the NMHS will provide the Department CEO with data to validate NMHS’ compliance with relevant Policy Frameworks and this Agreement. Any additional data requirements will be stipulated via invocation of the relevant section of the Act by the Department CEO. Further, the Department CEO will conduct assurance activities consistent with the Department CEO’s identified strategic objectives. The Department CEO may audit, inspect or investigate the NMHS for the purpose of assessing compliance with the Act (see s.175 of the Act). The NMHS will aid this process whenever and wherever such powers are utilised by the Department CEO.
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Compliance and Assurance. The Department CEO has responsibility for overall management of the WA health system, that is, the “system manager role” (s.19 (2) of the Act). To assist the Department CEO to fulfil this responsibility, the CAHS will provide the Department CEO with data to validate CAHS’ compliance with relevant Policy Frameworks and this Agreement. Any additional data requirements will be stipulated via invocation of the relevant section of the Act by the Department CEO. Further, the Department CEO will conduct assurance activities consistent with the Department CEO’s identified strategic objectives. The Department CEO may audit, inspect or investigate the CAHS for the purpose of assessing compliance with the Act (see s.175 of the Act). The CAHS will aid this process whenever and wherever such powers are utilised by the Department CEO.
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Compliance and Assurance. The parties commit to the following principles for compliance and assurance in relation to their obligations set out in the Plan and further described in this Agreement: the parties will work collaboratively to develop and implement the Plan compliance and assurance program. The MDBA will consult on the proposed program through workshops attended by compliance and assurance staff and policy officers. BPIC will consider the best methods for ongoing engagement and collaboration; the parties note the National Water Commission’s (NWC) role in auditing is to undertake a longer term strategic review of the effectiveness of implementing the Plan. Accordingly, the MDBA will work closely with the NWC to ensure costs are minimised and roles are clear; a risk management approach will underpin the MDBA’s compliance and assurance program; parties to this Agreement will prepare annual statements of assurance of their compliance with Plan obligations that will be made public. The statements of assurance will be signed by the relevant Secretary, Chief Executive, Director-General or, in the case of the CEWH, the CEWH itself. The statements will be provided to the MDBA by 31 October each year from 2014 and will cover activities in the previous water year; Basin States will provide the MDBA with reasonable access to relevant officers, information, data and intelligence, to assist the MDBA to deliver its compliance and assurance program. In seeking access, the MDBA will give proper notice of any request for access and ensure that such a request is relevant to the compliance matter and not already held by or available to the MDBA; the MDBA, following consultation with Basin States, the CEWH and the Department, will establish arrangements to ensure there is no conflict of interest in the MDBA's conduct of the compliance and assurance program in relation to its own obligations; and the MDBA is committed to the principle of ‘collecting once and using often’ in order to minimise costs to parties with compliance, assurance and all other reporting obligations.
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Compliance and Assurance. The Department CEO has responsibility for overall management of the WA health system, that is, the “system manager role” (s.19 (2) of the Act). To assist the Department CEO to fulfil this responsibility, the XXXXX will provide the Department CEO with data to validate XXXXX’x compliance with relevant Policy Frameworks and this Agreement. Any additional data requirements will be stipulated via invocation of the relevant section of the Act by the Department CEO. Further, the Department CEO will conduct assurance activities consistent with the Department CEO’s identified strategic objectives. The Department CEO may audit, inspect or investigate the XXXXX for the purpose of assessing compliance with the Act (see s.175 of the Act). The XXXXX will aid this process whenever and wherever such powers are utilised by the Department CEO.
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Related to Compliance and Assurance

  • Registration Compliance; No Stop Order No order suspending the effectiveness of the Registration Statement shall be in effect, and no proceeding for such purpose, pursuant to Rule 401(g)(2) or pursuant to Section 8A under the Securities Act shall be pending before or threatened by the Commission; the Prospectus and each Issuer Free Writing Prospectus shall have been timely filed with the Commission under the Securities Act (in the case of an Issuer Free Writing Prospectus, to the extent required by Rule 433 under the Securities Act) and in accordance with Section 4(a) hereof; and all requests by the Commission for additional information shall have been complied with to the reasonable satisfaction of the Representatives.

  • Registration Compliance; No Stop Orders The Registration Statement has become effective under the Securities Act, and no stop order suspending the effectiveness of the Registration Statement or any part thereof, preventing or suspending the use of any Preliminary Prospectus, the Prospectus or any Permitted Free Writing Prospectus or any part thereof shall have been issued and no proceedings for that purpose or pursuant to Section 8A under the Securities Act shall have been initiated or threatened by the Commission, and all requests for additional information on the part of the Commission (to be included in the Registration Statement or the Prospectus or otherwise) shall have been complied with to the reasonable satisfaction of the Representative; the Rule 462(b) Registration Statement, if any, and the Prospectus shall have been filed with the Commission within the applicable time period prescribed for such filing by, and in compliance with, the Rules and Regulations and in accordance with Section 4(a) of this Agreement, and the Rule 462(b) Registration Statement, if any, shall have become effective immediately upon its filing with the Commission; and FINRA shall have raised no unresolved objection to the fairness and reasonableness of the terms of this Agreement or the transactions contemplated hereby.

  • Patriot Act Compliance In order for it to comply with its duties under the U.S.A. Patriot Act, the Trustee may obtain and verify certain information from the other parties hereto, including but not limited to such parties' name, address and other identifying information.

  • Compliance Services (a) If Schedule I contains a requirement for the BNY to provide the Fund with compliance services, such services shall be provided pursuant to the terms of this Section 6 (the “Compliance Services”). The precise compliance review and testing services to be provided shall be as mutually agreed between the BNY and each Fund, and the results of the BNY’s Compliance Services shall be detailed in a compliance summary report (the “Compliance Summary Report”) prepared on a periodic basis as mutually agreed. Each Compliance Summary Report shall be subject to review and approval by the Fund. The BNY shall have no responsibility or obligation to provide Compliance Services other that those services specifically listed in Schedule I. (b) The Fund will examine each Compliance Summary Report delivered to it by the BNY and notify the BNY of any error, omission or discrepancy within ten (10) days of its receipt. The Fund agrees to notify the BNY promptly if it fails to receive any such Compliance Summary Report. The Fund further acknowledges that unless it notifies the BNY of any error, omission or discrepancy within 10 days, such Compliance Summary Report shall be deemed to be correct and conclusive in all respects. In addition, if the Fund learns of any out-of-compliance condition before receiving a Compliance Summary Report reflecting such condition, the Fund will notify the BNY of such condition within one business day after discovery thereof. (c) While the BNY will endeavor to identify out-of-compliance conditions, the BNY does not and could not for the fees charged, make any guarantees, representations or warranties with respect to its ability to identify all such conditions. In the event of any errors or omissions in the performance of Compliance Services, the Fund’s sole and exclusive remedy and the BNY’s sole liability shall be limited to re-performance by the BNY of the Compliance Services affected and in connection therewith the correction of any error or omission, if practicable and the preparation of a corrected report, at no cost to the Fund.

  • Compliance Reporting a. Provide reports to the Securities and Exchange Commission, the National Association of Securities Dealers and the States in which the Fund is registered. b. Prepare and distribute appropriate Internal Revenue Service forms for corresponding Fund and shareholder income and capital gains. c. Issue tax withholding reports to the Internal Revenue Service.

  • COMPLIANCE AND CERTIFICATION 25.1 Each Party shall comply at its own expense with all Applicable Laws that relate to that Party’s obligations to the other Party under this Agreement. Nothing in this Agreement shall be construed as requiring or permitting either Party to contravene any mandatory requirement of Applicable Law. 25.2 Each Party warrants that it has obtained all necessary state certification required in each state covered by this Agreement prior to ordering any Interconnection, Resale Services, Network Elements, functions, facilities, products and services from the other Party pursuant to this Agreement. Upon request, each Party shall provide proof of certification. 25.3 Each Party shall be responsible for obtaining and keeping in effect all approvals from, and rights granted by, Governmental Authorities, building and property owners, other carriers, and any other Third Parties that may be required in connection with the performance of its obligations under this Agreement. 25.4 Each Party represents and warrants that any equipment, facilities or services provided to the other Party under this Agreement comply with the CALEA.

  • OFAC, PATRIOT Act Compliance The Borrower will, and will cause each of its Subsidiaries to, (i) refrain from doing business in a Sanctioned Country or with a Sanctioned Person in violation of the economic sanctions of the United States administered by OFAC, and (ii) provide, to the extent commercially reasonable, such information and take such actions as are reasonably requested by the Administrative Agent or any Lender in order to assist the Administrative Agent and the Lenders in maintaining compliance with the PATRIOT Act.

  • Sarbanes Oxley Compliance The Company and the Subsidiaries are in compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002, as amended, that are effective as of the date hereof, and any and all applicable rules and regulations promulgated by the Commission thereunder that are effective as of the date hereof. The Company and the Subsidiaries maintain a system of internal accounting controls sufficient to provide reasonable assurance that: (i) transactions are executed in accordance with management’s general or specific authorizations, (ii) transactions are recorded as necessary to permit preparation of financial statements in conformity with GAAP and to maintain asset accountability, (iii) access to assets is permitted only in accordance with management’s general or specific authorization, and (iv) the recorded accountability for assets is compared with the existing assets at reasonable intervals and appropriate action is taken with respect to any differences. The Company and the Subsidiaries have established disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the Company and the Subsidiaries and designed such disclosure controls and procedures to ensure that information required to be disclosed by the Company in the reports it files or submits under the Exchange Act is recorded, processed, summarized and reported, within the time periods specified in the Commission’s rules and forms. The Company’s certifying officers have evaluated the effectiveness of the disclosure controls and procedures of the Company and the Subsidiaries as of the end of the period covered by the most recently filed periodic report under the Exchange Act (such date, the “Evaluation Date”). The Company presented in its most recently filed periodic report under the Exchange Act the conclusions of the certifying officers about the effectiveness of the disclosure controls and procedures based on their evaluations as of the Evaluation Date. Since the Evaluation Date, there have been no changes in the internal control over financial reporting (as such term is defined in the Exchange Act) of the Company and its Subsidiaries that have materially affected, or is reasonably likely to materially affect, the internal control over financial reporting of the Company and its Subsidiaries.

  • FERPA Compliance In connection with all FERPA Records that Contractor may create, receive or maintain on behalf of University pursuant to the Underlying Agreement, Contractor is designated as a University Official with a legitimate educational interest in and with respect to such FERPA Records, only to the extent to which Contractor (a) is required to create, receive or maintain FERPA Records to carry out the Underlying Agreement, and (b) understands and agrees to all of the following terms and conditions without reservation:

  • Compliance Monitoring Grantee must be subject to compliance monitoring during the period of performance in which funds are Expended and up to three years following the closeout of all funds. In order to assure that the program can be adequately monitored, the following is required of Grantee: a. Grantee must maintain a financial tracking system provided by Florida Housing that ensures that CRF funds are Expended in accordance with the requirements in this Agreement. b. Grantee must maintain records on all awards to Eligible Persons or Households. These records must include, but are not limited to: i. Proof of income compliance (documentation from submission month, including but not limited to paystub, Florida unemployment statement, social security and/or disability statement, etc.); ii. Lease; and iii. Documentation of rental assistance payments made.

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