Covenants of Subscriber. Subscriber shall not make any sale, ------------------------ transfer or other disposition of the Common Stock in violation of the Act or the '34 Act, or any other applicable securities laws, or the rules and regulations of the U.S. Securities and Exchange commission or of any securities authority of any jurisdiction in which the sale, transfer or disposition of all or any portion of the Common Stock unless and until (i) there is then in effect a Registration Statement under the Act covering such proposed sale, transfer or disposition and such disposition is made in accordance with such Registration Statement; or (ii) the sale, transfer or disposition is made pursuant to a valid exemption from the registration and prospectus delivery requirements of applicable securities laws.
Covenants of Subscriber. The Subscriber covenants and promises to (i) the timely provision of any Subscriber information required hereunder or reasonably requested by the Company in connection with the filing and declaration of effectiveness of the Registration Statement (as defined hereafter in Section 10.1(iv)); (ii) the timely execution of any and all documents required hereunder or reasonably requested by the Company in connection with the filing and declaration of effectiveness of the Registration Statement; and (iii) any other timely action as required hereunder or reasonably requested by the Company in connection with the filing and declaration of effectiveness of the Registration Statement.
Covenants of Subscriber. The Subscriber covenants and agrees with the Company that the Subscriber will provide for itself and any beneficial holder of the Securities, information and documents reasonably required by the Company for the Company to comply with its governmental and regulatory obligations including but not limited to the Securities and Exchange Commission, blue sky and NASDAQ requirements.
Covenants of Subscriber. The Subscriber acknowledges and agrees that the Company intends to use the information set forth in the Selling Stockholder Questionnaire in the form attached hereto as Schedule 2 in preparing the Resale Registration Statement (as defined in the Registration Rights Agreement) and hereby consents to such use. After the Closing Date and through the date that the Resale Registration Statement is declared effective, the Subscriber agrees to promptly notify the Company of any changes to the information contained in the Selling Stockholder Questionnaire.
Covenants of Subscriber. 4.1. Subscribers agrees that they will complete all requirements as a “qualified purchaser” as follows:
4.1.1. Read the entire Offering Circular and any supplements accompanying the Offering Circular;
4.1.2. Electronically complete and execute a copy of this Subscription Agreement;
4.1.3. Complete a Form W-9; and
4.1.4. Electronically provide ACH instructions to the Company for the full purchase price of our Common Shares being subscribed for.
4.2. Subscriber agrees to promptly provide to the Manager such information and documents as the Manager may require confirming that the funds to be invested by Subscriber for the subscription of the Subscription Investment were lawfully obtained, together with such other documents as the Manager may reasonably require.
Covenants of Subscriber. The Subscriber covenants and agrees with the Company as follows:
(a) The Subscriber will provide for itself and any beneficial holder of the Securities, information and documents reasonably required by the Company for the Company to comply with its governmental and regulatory obligations including but not limited to the Securities and Exchange Commission, blue sky and NASDAQ requirements.
(b) The Subscriber will not directly or indirectly engage in the uncovered short selling of the Common Stock until 180 days after the Closing Date.
Covenants of Subscriber. By executing and submitting this Subscription Agreement and Power of Attorney, I hereby covenant to and agree with the Trust, the Funds and the Managing Owner as follows:
(1) To promptly provide any information deemed necessary by the Trust, the Trustee, the Managing Owner and my Selling Agent to comply with its anti-money laundering program and related responsibilities from time to time and to confirm that I am not a prohibited investor described in paragraphs (12) to (15) above.
(2) To promptly inform the Managing Owner if any event occurs that results or is reasonably likely to result in me becoming a prohibited investor as described in paragraph (12) to (15) above.
(3) Any redemption proceeds paid to me will be paid to the same account from which my investment in the applicable Fund was originally remitted, unless the Managing Owner agrees otherwise.
Covenants of Subscriber. In addition to the covenants set forth in Section 2 and elsewhere in this Agreement, Subscriber covenants as follows:
Covenants of Subscriber. By executing and submitting this Subscription Agreement and Power of Attorney, I hereby covenant to and agree with the Trust, the Funds and the Managing Owner to promptly provide any information deemed necessary by the Trust, the Trustee, the Managing Owner and my Selling Agent to comply with its anti-money laundering program and related responsibilities from time to time, to confirm that I am not a prohibited investor described in item (6) above, to promptly inform the Managing Owner if any
1 A “senior foreign political figure” is defined as an official in the executive, legislative, administrative, military or judicial branches of a foreign government (whether elected or not), a senior official of a major foreign political party, or a senior executive of a foreign government-owned corporation. In addition, a “senior foreign political figure” includes any corporation, business or other entity that has been formed by, or for the benefit of, a senior foreign political figure. 2 “Immediate family” of a senior foreign political figure typically includes the figure’s parents, siblings, spouse, children and in-laws.
3 A “close associate” of a senior foreign political figure is a person who is widely and publicly known to maintain an unusually close relationship with the senior foreign political figure, and includes a person who is in a position to conduct substantial domestic and international financial transactions on behalf of the senior foreign political figure. event occurs that results or is reasonably likely to result in me becoming a prohibited investor as described in item (6) above and that any redemption proceeds paid to me will be paid to the same account from which my investment in the applicable Fund was originally remitted, unless the Managing Owner or the Administrator agrees otherwise.
Covenants of Subscriber. By executing and submitting this Subscription Agreement and Power of Attorney, I hereby covenant to and agree with the Trust, the Funds and the Managing Owner as follows:
(1) To promptly provide any information deemed necessary by the Trust, the Trustee, the Managing Owner and my Selling Agent to comply with its anti-money laundering program and related responsibilities from time to time and to confirm that I am not a prohibited investor described in paragraphs (12) to (15) above.
(2) To promptly inform the Managing Owner if any event occurs that results or is reasonably likely to result in me becoming a prohibited investor as described in paragraph (12) to (15) above.
(3) Any redemption proceeds paid to me will be paid to the same account from which my investment in the applicable Fund was originally remitted, unless the Managing Owner or the Administrator agrees otherwise.
(4) Unless I have checked the box under Item 10 on the cover page of the Subscription Agreement and Power of Attorney, I am consenting to electronic delivery of periodic reports for each Fund and the Trust, including: • annual reports that contain audited financial statements; and • monthly reports that contain unaudited condensed financial statements. I agree to download these reports from the Trust’s website once I have been notified by e-mail that such reports have been posted. I must have an e-mail address to use this service and must provide my e-mail address in Item 10 of the cover page of the Subscription Agreement and Power of Attorney. If I elect to receive these reports electronically, I will not receive paper copies of the reports in the mail, unless I later revoke my consent. I may revoke my consent and receive paper copies at any time by notifying the Managing Owner in writing at 1000 Xxxx Xxxx, Suite 210, Barrington, Illinois 60010. Furthermore, if my e-mail address changes, I must immediately advise the Trust, c/o the Managing Owner, at the address above.
