Handling of Short-Swing Trading and Provision of Personal data Sample Clauses

Handling of Short-Swing Trading and Provision of Personal data. Except for the terms and conditions specified in the Chapter 1 of this Master Agreement, where the fund transaction performed by the Settlor meets the criteria for determining short-swing trading or market timing trading (or other similar names) specified in the fund prospectus, the Settlor understands and agrees that the Trustee shall provide relevant information (including but not limited to the personal identification number (or passport number or taxation number), name and relevant transaction information) of the Settlor to the securities investment trust enterprise, offshore fund institution or master agent. In addition, the Trustee may refuse or limit the new subscription or conversion transactions of the Settlor at the requests thereof. Where the redemption fee or relatively higher subscription handling fee, conversion fee or relevant short-swing trading fee are required to be collected for short-swing trading or time marking trading according to the fund prospectus, the rate standards shall be based on the ones specified in the fund prospectus.
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Related to Handling of Short-Swing Trading and Provision of Personal data

  • Processing of Personal Data (a) SORACOM collects and processes personal data about the Subscriber, including name, e-mail, IP-address as well as data on data uses and billing data in order to provide SORACOM’s service and other purposes such as billing.

  • Collection of Personal Information 10.1 The Subscriber acknowledges and consents to the fact that the Company is collecting the Subscriber's personal information for the purpose of fulfilling this Subscription Agreement and completing the Offering. The Subscriber's personal information (and, if applicable, the personal information of those on whose behalf the Subscriber is contracting hereunder) may be disclosed by the Company to (a) stock exchanges or securities regulatory authorities, (b) the Company's registrar and transfer agent, (c) Canadian tax authorities, (d) authorities pursuant to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (Canada) and (e) any of the other parties involved in the Offering, including legal counsel, and may be included in record books in connection with the Offering. By executing this Subscription Agreement, the Subscriber is deemed to be consenting to the foregoing collection, use and disclosure of the Subscriber's personal information (and, if applicable, the personal information of those on whose behalf the Subscriber is contracting hereunder) and to the retention of such personal information for as long as permitted or required by law or business practice. Notwithstanding that the Subscriber may be purchasing Shares as agent on behalf of an undisclosed principal, the Subscriber agrees to provide, on request, particulars as to the identity of such undisclosed principal as may be required by the Company in order to comply with the foregoing.

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