Investment Administration Sample Clauses

Investment Administration. Investment administration services, as follows:
Sample 1Sample 2
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Investment Administration. General Description of Services: AIGKK will provide streamlined investment back-office functions, including investment administration, accounting systems and reporting systems, which can support both JGAAP and USGAAP. Service Period Service Charge Service # Service Name Description of Service Provider Recipient (in mo.) (kYen/mo) AIGKK-Investment Admin-001 Investment Administration Service 1. Data entry and maintenance of investment-related systems (XNET/XXX/CD System) such as AIG KK ALICO Japan XXX XXX • Interactive Data Japan (Market value) • Transaction record keeping in XXX and X-Net • Journal entries for transactions • Cash reconciliation • Collect factors, base interest rates, FX rates and enter the data in XXX • Income, maturity, and corporate action maintenance in XXX and X-Net • Collect prices and enter the price data in XXX and X-Net • Collect rating data and enter the rating update in XXX • Security master file maintenance • Journal entries for amortization, accrued interest and valuation
Sample 1
Investment Administration. General Description of Services: AIGKK will provide streamlined investment back-office functions, including investment administration, accounting systems and reporting systems, which can support both JGAAP and USGAAP. Service Period Service Charge Service # Service Name Description of Service Provider Recipient (in mo.) (kYen/mo) AIGKK-Investment Admin-001 Investment Administration Service 1. Data entry and maintenance of investment-related systems (XNET/XXX/CD System) such as • Interactive Data Japan (Market value) • Transaction record keeping in XXX and X-Net • Journal entries for transactions • Cash reconciliation • Collect factors, base interest rates, FX rates and enter the data in XXX • Income, maturity, and corporate action maintenance in XXX and X-Net • Collect prices and enter the price data in XXX and X-Net • Collect rating data and enter the rating update in XXX • Security master file maintenance • Journal entries for amortization, accrued interest and valuation 2. Services relating to custodian administration • Custody fee check 3. Creating and confirming the trade and settlement information with Custody (CD System) • Confirmation matching • Instructions to custody 4. Reconciliation of the holdings and the transactions between investment-related systems (XNET/XXX/CD System) • Custody position reconciliation 5. Project management around investment areas • Planning and execution • Coordinate stakeholders AIG KK ALICO Japan XXX XXX All Service Charges shall not be subject to any additional charges whatsoever for Provider Costs, Overhead Costs or any other costs (other than permitted Pass-Through Charges, if applicable). There are no Set-Up Costs for these Services. Provider Contact Information AIG KK Name: Tetsuya Sawazaki Title: General Manager Phone #: +00-0-0000-0000 Email: xxxxxxxx.xxxxxxx@xxx.xx.xx Recipient Contact Information AIG KK ALICO Japan ALICO Japan Name: Name: Xxxxx Xxxxx Name: Title: Title: General Manager Title: Phone #: +81-3- Phone #: +00-0-0000-0000 Phone #: +81-3- Email: @xxx.xx.xx Email: xxxxxx@xxx.xx.xx Email:@xxx.xx.xx Schedule 2.01-1 AIGKK
Sample 1
Investment Administration. 7. We authorize FFH to provide, and by signing below FFH agrees to provide, the investment administration services set forth in Schedule A attached hereto, on our behalf and on the terms and conditions set out in this Agreement, subject to such guidelines, procedures and limitations as may be duly established and approved by our Board of Directors or a duly authorized committee of said Board.
Sample 1
Investment Administration. The Investor acknowledges and agrees that all investment decision making authority over the Fund shall be exercised by the Diocese in accordance with Endowment Fund Policies and Guidelines. The Diocese agrees to provide a copy of any amendments to the policies and guidelines to the Investor within thirty (30) days of their adoption by the Diocese.
Sample 1
Investment Administration 
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Related to Investment Administration

  • Loan Administration Borrowings under the Loan shall be as follows:

  • Contract Administration The Delegate shall cause that the foreign custody arrangements with an Eligible Foreign Custodian shall be governed by a written contract that the Delegate has determined will provide reasonable care for Fund assets based on the standards applicable to custodians in the relevant market. Each such contract shall, except as set forth in the last paragraph of this subsection (b), include provisions that provide:

  • Fund Administration Treasury Services a. Prepare for the review by designated officer(s) of the Trusts’ financial information that will be included in the Trusts’ semi-annual and annual shareholder reports (which shall also be subject to review by the Trusts’ legal counsel), and other quarterly reports (as mutually agreed upon), including tax footnote disclosures where applicable;

  • General Administration 13.1 The Managers shall handle and settle all claims arising out of the Management Services hereunder and keep the Owners informed regarding any incident of which the Managers become aware which gives or may give rise to claims or disputes involving third parties.

  • Collateral Administration The Collateral Agent shall maintain a database of certain characteristics of the Collateral on an ongoing basis, and provide to the Borrower, the Servicer, the Administrative Agent and the Lenders certain reports, schedules and calculations, all as more particularly described in this Section 11.3, based upon information and data received from the Servicer pursuant to Section 7.7 or from the Lenders and/or the Administrative Agent.

  • Fund Administration Legal Services a. Prepare the agenda and resolutions for all requested Board of Trustees (the “Board”) and committee meetings, make presentations to the Board and committee meetings where appropriate or upon reasonable request, prepare minutes for such Board and committee meetings and attend the Trust’s shareholder meetings and prepare minutes of such meetings;

  • Fund Administration ● Prepare annual and semi-annual financial statements ○ Utilizing templates for standard layout and printing ● Prepare Forms N-CEN, N-CSR and 24F-2 ● File Forms N-CEN and 24F-2 with the SEC ● Host annual audits ● Prepare required reports for quarterly Board meetings ● Monitor expense ratios ● Maintain budget vs. actual expenses ● Manage fund invoice approval and xxxx payment process ● Assist with placement of Fidelity Bond and E&O insurance Fund Accounting ● Calculate monthly NAVs as required by the Trust and in conformance with generally accepted accounting principles (“GAAP”), SEC Regulation S-X (or any successor regulation) and the Internal Revenue Code ● Transmit net asset values to the advisor, NASDAQ, Transfer Agent & other third parties ● Reconcile cash & investment balances with the custodian ● Provide data and reports to support preparation of financial statements and filings ● Prepare required Fund Accounting records in accordance with the 1940 Act ● Obtain and apply security valuations as directed and determined by the Fund consistent with the Fund’s pricing and valuation policies ● Participate, when requested, in Fair Value Committee meetings as a non-voting member ● Calculate monthly SEC standardized total return performance figures ● Coordinate reporting to outside agencies including Morningstar, etc. ● Prepare and file Form N-PORT Legal Administration ● Coordinate annual update to prospectus and statement of additional information ● Coordinate standard layout and printing of prospectus ● Files Forms N-CSR and N-PX ● Coordinate EDGARization and filing of SEC documents ● Compile and distribute board materials (electronically) for quarterly board meetings ● Attend quarterly board meetings telephonically and prepare initial draft of meeting minutes Compliance Administration ● Perform daily prospectus & SAI, SEC investment restriction monitoring ● Provide warning/Alert notification with supporting documentation ● Provide quarterly compliance testing certification to Board of Trustees SS&C ALPS Client Portal ● Document Management/Sharing ● Initiate requests or provide feedback ● Retrieval of current and up to 15 months of historical reports ● Access to daily fund accounting data and static reports ● Portfolio compliance alerting with drill-down capability ● Portfolio data warehouse with reporting engine ● Investor data warehouse with ad hoc query builder ● Investor document image retrieval (i.e. correspondence, applications, checks) ● Trustee access that facilitates access to board materials and other relevant documents Notes and Terms to SS&C ALPS Services

  • Administration and Collection SECTION 6.01.

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