INVESTMENT REVIEW. 6.2.1. Once a year, IFD shall perform an Investment Review together with the Steering Committee and any experts that IFD wishes to involve. The Project Leader and the Administrator shall assist IFD and the Steering Committee in connection with the Investment Review(s). An Investment Review shall comprise a review and assessment of the Project status and expected development from a scientific perspective, including in relation to results, and from a financial/budget-related, time-related and administrative/organisational perspective as specified by IFD. An Investment Review shall be based on input from the Steering Committee, the Project Leader and the Administrator as well as any further information requested by IFD or the Steering Committee from the Project Participants in connection with the review. The Project Participants shall provide all required information and assistance in connection with the performance of the review.
6.2.2. Unless IFD finds that there is no basis for continuing the Project, see Clause 13.4 and Clause 14, IFD and the Steering Committee shall, based on the annual Investment Review, jointly decide whether there is a need to amend the Project Plan and/or the Budget, including whether there is a basis for reducing IFD’s investment, or whether it is relevant for the Project Participants to apply for further investments by IFD, and whether it is relevant to extend or shorten the Investment Period. The Project Planand/or the Budget shall be updated to reflect such decisions, and the amendments made shall be binding on all Project Participants, however, see Clause 4.3 and Clause 7.3.
INVESTMENT REVIEW. Custodian shall be under no duty or obligation to review any investment or reinvestment made or received upon the Instructions of Company or any Investment Adviser. Without limiting the generality of the foregoing, with respect to each transaction, the Authorized Person giving the Instructions shall have the entire responsibility for assuring that the transaction does not violate the prohibitions of any applicable state or federal law, applicable Investment Adviser agreement, any restrictions or guidelines applicable to the Investment Adviser in an Investment Adviser agreement, or court order or judgment affecting the administration of the Custodian Account or adversely affect the tax treatment of the Custodian Account.
INVESTMENT REVIEW. The Manager shall provide investment expertise and input for use in the preparation by the Trust of prospectuses and other parts of the Trust's registration statements and in shareholder and other reports required by law. The Manager shall also provide investment reviews and make presentations on investment matters to the Board of Trustees as requested.
INVESTMENT REVIEW. We review the ongoing performance of the investments and provide you with recommendations from time to time, based upon your investment time frame, tolerance to risk and other relevant personal circumstances.
a. We regularly analyse reports on the hundreds of financial products and the dozens of administration service available and will recommend them where they are in your best interest.
b. Given we aim to maximise your net returns given your tolerance to risk, we examine the expected level of income, any capital growth potential, and the taxation treatment of those financial products.
c. We also review the total cost of investing which takes into consideration not only the administration fees etc., but also looks at the underlying investment costs and what (if any) commissions are able to be refunded to you.
d. When investments mature, are no longer preferred, or when new superior financial products come to market, we make recommendations as detailed below.
e. We review the level of liquidity within your portfolio and compare the same to your preference for funds to be available at short notice, so that you have an appropriate level of liquid funds.
f. If you decide to utilise one or more of the Xxxxxxx House Private Wealth’s Model Portfolios, which were set up as Separately Managed Accounts (SMA) administered by Praemium Australian Limited (Praemium) in 2015, we will provide you with regular portfolio rebalancing information and online access to the Model Portfolios, as well as detailed tax reporting and transaction history.
g. As Independent Advisors, we receive no commissions or other benefits by recommending clients utilise the Praemium or any other administration service and, do not have any arrangements with Praemium apart from agreements requiring them to provide administration of client portfolios.
INVESTMENT REVIEW. 6.2.1. IFD may perform an Investment Review together with the Steering Committee and any experts that IFD wishes to involve. The Project Leader and the Administrator shall assist IFD and the Steering Committee in connection with the Investment Review(s). An Investment Review shall comprise a review and assessment of the Project status and expected development from a scientific perspective, including in relation to results, and from a financial/budget-related, time-related and administrative/organisational perspective as specified by IFD. An Investment Review shall be based on input from the Steering Committee, the Project Leader and the Administrator as well as any further information requested by IFD or the Steering Committee from the Project Participants in connection with the review. The Project Participants shall provide all required information and assistance in connection with the performance of the review.
6.2.2. Unless IFD finds that there is no basis for continuing the Project, see Clause 13.4 and Clause 14, IFD and the Steering Committee shall, based on the Investment Review, jointly decide whether there is a need to amend the Project Plan and/or the Budget, including whether there is a basis for reducing IFD’s investment, and whether it is relevant to extend or shorten the Investment Period. The Project Plan and/or the Budget shall be updated to reflect such decisions, and the amendments made shall be binding on all Project Participants, however, see Clause 4.3 and Clause 7.3.
INVESTMENT REVIEW. The Administrator shall provide investment expertise and input for use in the preparation by the Trust of prospectuses and other parts of the Trust's registration statements and in shareholder and other reports required by law. The Administrator shall also provide investment reviews and make presentations on investment matters to the Board of Trustees as requested.
INVESTMENT REVIEW. Each Seller is acquiring the Seller's Portion of the Buyer's Shares for his or her account for investment purposes only without any intention to sell, pledge, or distribute the shares. Each Seller acknowledges receipt from the Buyer of copies of the Buyer's: (i) Annual Reports on Form 10-KSB for the years ended June 30, 2006 and June 30, 2005; (ii) Reports on Form 10-QSB for the three months ended March 31, 2006, December 31, 2005 and September 30, 2005; and (iii) Reports on Form 8-K for events dated August 7, 2006, June 14, 2006, May 4, 2006, February 15, 2006, and September 28, 2005 (collectively "Buyer's SEC Reports").
INVESTMENT REVIEW. 55 EXHIBIT "A" OF EXHIBIT C: PERMITTED INVESTMENTS.............................56 EXHIBIT D: SHINGLE SPRINGS IRREVOCABLE BANKING INSTRUCTIONS.................58 EXHIBIT E: SHINGLE SPRINGS INSURANCE REQUIREMENTS...........................60
INVESTMENT REVIEW. An Investment Report is distributed on a daily basis to the Assistant Treasurer and Manager of Cash Management for review of adherence to the Investment Guidelines. In addition, the accuracy of the report is verified by the Manager of Treasury Administration, who matches the information on the report with the confirmations provided by the brokers. Discrepancies are investigated as they are received. A revised report, if necessary, is distributed by the Manager of Treasury Administration.
INVESTMENT REVIEW. Custodian shall be under no duty or obligation to review any investment or reinvestment made or received upon the Instructions of Company or any Investment Adviser. Without limiting the generality of the foregoing, with respect to each transaction, the Authorized Person giving the Instructions shall have the entire responsibility for assuring that the transaction does not violate the prohibitions of any applicable state or federal law or court order or judgment affecting the administration of the Custodian Account or adversely affect the tax treatment of the Custodian Account.
