INVESTMENT OBJECTIVES AND GUIDELINES. The Fund seeks high current income by investing primarily in a diversified portfolio of high yield corporate bonds (also known as “junk bonds”), which include securities issued by U.S. or foreign businesses (including emerging market debt securities). There can be no guarantee or assurance that the Fund will achieve its investment objective. The Fund provides exposure to the high-yield corporate bond market. The Fund’s portfolio is actively managed, and the Fund seeks to realize the potentially higher returns of high-yield bonds, compared to returns of high-grade securities by seeking to minimize default risk and other risks through careful security selection and diversification. The Fund will invest in securities that the Sub-Advisor believes have attractive risk-return characteristics. The securities in which the Fund invests have high yields primarily because of the market’s greater uncertainty about the issuer’s ability to make all required interest and principal payments, and therefore about the returns that will in fact be realized by the Fund. The Fund attempts to select bonds for investment which offer high potential returns for the default risks being assumed. The Sub-Advisor’s securities selection process consists of a credit-intensive, fundamental analysis of the issuing firm. The Sub-Advisor’s analysis focuses on the financial condition of the issuing firm together with the issuer’s business and product strength, competitive position and management expertise. Further, the Sub-Advisor considers current economic, financial market and industry factors, which may affect the issuer. The Fund will attempt to minimize its portfolio credit risk through diversification, selecting securities to maintain broad portfolio diversification both by company and industry. The Fund does not target an average maturity or duration for its portfolio. The Fund may use derivative contracts and/or hybrid instruments to implement elements of its investment strategy. For example, the Fund may use derivative contracts or hybrid instruments to increase or decrease the portfolio’s exposure to the investment(s) underlying the derivative or hybrid instrument in an attempt to benefit from changes in the value of the underlying investment(s). Additionally, by way of example, the Fund may use derivative contracts in an attempt to: increase or decrease the effective duration of the Fund’s portfolio; obtain premiums from the sale of derivative contracts; realize gains from trading...
INVESTMENT OBJECTIVES AND GUIDELINES. Account Benchmarks and Requirements: The portfolios are permitted to invest in Equity Type Assets (UK Equities, Overseas Developed Equities and Overseas Emerging Equities), Property Assets (Commercial Property), Monetary Type Assets (government bonds, index linked, strategic bonds, corporate bonds and cash) and Alternative Assets. Please note the defensive portfolio is not permitted to invest in equity assets. Please indicate as appropriate: Risk Rated Model Model Name Comparator – aiming to outperform the following benchmark over a rolling 3 year period Benchmark – Distribution Technology’s (DT) asset class weights and historic returns/volatility of the portfolio prior to implementing AES asset allocationstrategy). ☐ 1-2 Defensive 12 month LIBOR index DT1 – very low risk no equity ☐ 2 Cautious 12 month LIBOR index plus 2% pa DT2 – very low risk ☐ 3 Conservative WMA Conservative index DT3 – low risk ☐ 3-4 Moderate WMA Conservative index DT4 – lowest medium risk ☐ 4 Income WMA Income index DT4 – lowest medium risk ☒ 5 Balanced WMA Balanced index DT5 – low medium risk ☐ 6 Growth WMA Growth index DT6 – High Medium Risk ☐ 7 Global Growth (Medium Equity Risk) WMA Growth DT7 – Highest Medium Risk ☐ 8 Global Growth (High Equity Risk) WMA Global Growth index DT8 – High Risk ☐ 9 UK Equity All Share index DT9 – Very High Risk ☐ 10 Global Growth (Highest Equity Risk) WMA Global Growth index DT10 – Highest Risk G.2 CLIENT SCHEDULE FEES
INVESTMENT OBJECTIVES AND GUIDELINES. 4.1 Without prejudice to the generality of its appointment pursuant to Clause 2 and 3, the Investment Manager shall fully and comprehensively manage the Discretionary Account on a discretionary basis.
INVESTMENT OBJECTIVES AND GUIDELINES. (A) That the investment adviser only provides investment in securities markets that is buy/sell recommendations in stocks and commodities. It is clarified that the investment adviser will only provide Buy/sell recommendations and will not be responsible for execution of these advise, whether to act on the said recommendations or not is entirely on the discretion of the client. It is also clarified that it is suggested that the client shall make equal investments in all the advise provided by the client and shall maintain a proper stop loss as given by the adviser along with the recommendations so given.
INVESTMENT OBJECTIVES AND GUIDELINES. (a) The Portfolio Manager shall invest the Client’s Assets with a view to achieving the Investment Objectives.
INVESTMENT OBJECTIVES AND GUIDELINES. 5.1. DCFPL undertakes that as an investment adviser it shall make recommendations where the advices would be of direct implementation i.e. direct schemes/ direct codes, and other client specifications/ restrictions on investments, if any, where DCFPL would not be in receipt of any commission/ brokerage/ advisory fee from the AMC/ Managers/ Owners of the investment being recommended.
INVESTMENT OBJECTIVES AND GUIDELINES. 5.1. KRCHPL undertakes that as an investment adviser it shall make recommendations where the advices would be of direct implementation i.e. direct schemes/ direct codes, and other client specifications/ restrictions on investments, if any, where KRCHPL would not be in receipt of any commission/ brokerage/ advisory fee from the AMC/ Managers/ Owners of the investment being recommended.
INVESTMENT OBJECTIVES AND GUIDELINES. 7.1 In pursuance of the objective of this Agreement to provide the Client with a structure that can achieve preservation and growth of its capital, the Portfolio Manager shall endeavor to apply its professional expertise in order to help the Client achieve its goals as per the Investment Approach chosen by the Client. However, the Client agrees and acknowledges that while the aforesaid is the objective, there is no guarantee that the objectives will be achieved nor there is any guarantee of any returns or of there being no capital loss.
INVESTMENT OBJECTIVES AND GUIDELINES. 8.1. Long term equity investment focused on investing in companies with high growth and strong balance sheet. Opportune team looks for companies which have economic xxxxx, and/or display potential to develop strong competitive advantages over time. Companies that operate in industries that are potentially high growth and/or going through a transformation to be high-growth in the long-run. Management of companies which are ethical and sound. Valuations which are reasonable or fair, taking growth into perspective, however, we do not mind paying a premium for quality stocks. By signing this agreement, Client accept this investment philosophy and objective as primary to their portfolio as well.
INVESTMENT OBJECTIVES AND GUIDELINES. Client has provided Advisor ------------------------------------ with a written Statement of Investment Objectives & Guidelines (the "Guidelines") in the form attached hereto as Exhibit B and incorporated herein by reference. Advisor agrees to follow the Guidelines when making investments for Client's Account. Client shall give Advisor prompt written notice of any investments made for Client's Account which Client believes to have been made outside the Guidelines. Likewise, Advisor shall give Client prompt written notice of any investments made for Client's Account which Advisor believes to have been made outside the Guidelines. Client may change or modify the Guidelines from time to time by providing the Advisor written notice of such change or modification. Neither Advisor's acceptance of the Guidelines, nor any other provision of this Agreement shall be considered a guaranty that any specific result will be achieved.
