Laws and Rules. Contractor shall comply with all applicable state, federal, or local laws, regulations, rules, or any other sources of authority, including, but not limited to, court orders, administrative rulings and the following:
Laws and Rules. 2.1 All Exchanged Traded Options Business shall be effected in accordance with the Governing Rules which apply to Galaxy International Securities. These include, without limitation, the Options Trading Rules, the Clearing Rules of SEOCH and the rules of the HKSCC. In particular, the SEOCH has authority under the Governing Rules to make adjustments to the terms of contracts, Galaxy International Securities shall notify the Client of any such adjustments which affect Client Contracts to which the Client is a party. All actions taken by Galaxy International Securities, the Stock Exchange, the SEOCH or the HKSCC in accordance with such Governing Rules shall be binding on the Client.
Laws and Rules. 5.1 All Transactions shall be effected in accordance with all laws, rules and regulatory directions applying to CAL. This includes, without limitation, the rules of the SEHK, SFC and HKSCC. All actions taken by CAL in accordance with such laws, rules and directions shall be binding on the Client.
Laws and Rules. 3.1 All Transactions shall be effected in accordance with all laws, rules and regulatory directions applying to the Company. This includes the rules of the SEHK and of the HKSCC. All actions taken by the Company in accordance with such laws, rules and directions shall be binding on me/us.
Laws and Rules. All transactions for the Account shall be subject to the terms and conditions of this Agreement, all applicable laws, rules and regulations, and the constitution, rules, regulations, procedures, by-laws, customs and usages of the HKFE, or of such other exchanges or markets (and their respective clearing houses, if any) in which GTJAF or its agents are dealing on the Client's behalf or for the Account (whether in Hong Kong or elsewhere). The rules of such exchanges and clearing houses shall be binding on GTJAF and the Client in respect of transactions concluded on the Client's Instruction, and these rules contain provisions requiring GTJAF in certain circumstances to disclose the Client's name, Beneficial Identity and sure other information concerning the Client.
Laws and Rules. 2.1 All Exchange Traded Stock Options Business shall be effected in accordance with all laws, rules and regulatory directions (the “Rules”) applying to Evergrande Securities (Hong Kong). This includes the Stock Options Trading Rules of the SEHK, the Clearing Rules of the SEHK Option Clearing House Limited (“SEOCH”) and the rules of the Hong Kong Securities Clearing Company Limited(“HKSCC”). In particular, SEOCH has authority under the Rules to make adjustments to the terms of Contracts, and Evergrande Securities (Hong Kong) shall notify the Client of any such adjustments which affect Client Contracts to which the Client is a party. All actions taken by Evergrande Securities (Hong Kong), by the SEHK, by the SEOCH or by the HKSCC in accordance with such Rules shall be binding on the Client.
Laws and Rules. 3.1 All Exchange Traded Options Business shall be effected in accordance with all applicable laws, rules and regulatory directions (the “Rules”) applying to us, including, but not limited to, the Options Trading Rules of the Exchange, the Clearing Rules of The SEHK Options Clearing House Limited (“SEOCH”) and the rules of the Hong Kong Securities Clearing Company Limited (“HKSCC”). In particular, SEOCH has authority under the Rules to make adjustments to the terms of Contracts, and we shall notify you of any such adjustments which affect Client Contracts to which you are a party. All actions taken by us, the Exchange, SEOCH or HKSCC in accordance with such Rules shall be binding on you.
Laws and Rules. 2.4.1 All Exchange Traded Options Business shall be effected in accordance with all Regulatory Rules applying to SHKIS. These include, without limitation, the Options Trading Rules, the Options Clearing Rules of SEOCH and the rules of the HKSCC. In particular, SEOCH has authority under the Regulatory Rules to make adjustments to the terms of Contracts, and SHKIS shall notify Client of any such adjustments which affect Client Contracts to which Client is a party. All actions taken by SHKIS, by the SEHK, by SEOCH or by HKSCC in accordance with such Regulatory Rules shall be binding on Client.
Laws and Rules. 4.1. All Exchange Traded Options Business shall be effected by CMSHK upon receiving the written or verbal instructions of the Customer in accordance with all applicable laws, rules and regulatory directions of Hong Kong or elsewhere (and as may be varied from time to time) (collectively the “Rules”). The Rules include and are not limited to the Options Trading Rules of the SEHK, the Clearing Rules of the SEHK Option Clearing House Limited (“SEOCH”) and the rules of the HKSCC and any other applicable laws and regulations. The Customer acknowledges that SEOCH has authority under the Rules to make adjustments to the terms of Contracts, and CMSHK shall notify the Customer of any such material changes which affect Client Contracts to which the Customer is a party. All actions taken by CMSHK, by the SEHK, by the SEOCH or by the HKSCC in accordance with such Rules shall be binding on the Customer. CMSHK shall only act as an agent of the Customer in relation to all Exchanged Traded Options Business, unless otherwise agreed by CMSHK in writing. If the Customer is acting on behalf of another person when instructing CMSHK pursuant to the Options Trading Agreement, CMSHK will continue to treat the Customer alone (rather than such other person) as its client for all purposes.
Laws and Rules. 2.1 All Exchange Traded Options Business shall be effected in accordance with all laws, rules and regulatory directions (“Rules”) applying to ESL. These Rules include the Options Trading Rules of SEHK, the Clearing Rules of the SEHK Option Clearing House Limited (“SEOCH”) and the rules of the HKSCC. In particular, SEOCH has authority under the Rules to make adjustments to the terms of Contracts, and ESL shall notify the Client of any such adjustments which affect Client Contracts to which the Client is a party. All actions taken by ESL, by the SEHK, by SEOCH or by the HKSCC in accordance with such Rules shall be binding on the Client.
