Laws and Rules Sample Clauses

Laws and Rules. Contractor shall comply with all applicable state, federal, or local laws, regulations, rules, or any other sources of authority, including, but not limited to, court orders, administrative rulings and the following: a. Wage, Hour, Safety, and Health Laws. Contractor shall comply with the rules and regulations of the Fair Labor Standards Act, 294 U.S.C. 201 et seq., the Occupational Safety and Health Act of 1970, 29 U.S.C. 651, et seq., the Washington Industrial Safety and Health Act, RCW 49.17, and any other state or federal laws applicable to wage, hours, safety, or health standards.

Laws and Rules. 2.1 All Exchanged Traded Options Business shall be effected in accordance with the Governing Rules which apply to Galaxy International Securities. These include, without limitation, the Options Trading Rules, the Clearing Rules of SEOCH and the rules of the HKSCC. In particular, the SEOCH has authority under the Governing Rules to make adjustments to the terms of contracts, Galaxy International Securities shall notify the Client of any such adjustments which affect Client Contracts to which the Client is a party. All actions taken by Galaxy International Securities, the Stock Exchange, the SEOCH or the HKSCC in accordance with such Governing Rules shall be binding on the Client. 2.2 All the rights and authority of Galaxy International Securities or the members of the China Galaxy International pursuant to this Part F shall be subject to the relevant Governing Rules but without limitation to any other rights and remedies which Galaxy International Securities or any member China Galaxy International may have. 2.3 The Client agrees that the terms of the Standard Contract for the relevant options series shall apply to each Client Contract between Galaxy International Securities and the Client, and that all Client Contracts shall be created, exercised, settled and discharged in accordance with the Governing Rules.

Laws and Rules. 5.1 All Transactions shall be effected in accordance with all laws, rules and regulatory directions applying to CAL. This includes, without limitation, the rules of the SEHK, SFC and HKSCC. All actions taken by CAL in accordance with such laws, rules and directions shall be binding on the Client. 5.2 All Transactions may be effected by CAL directly in any Exchange where CAL is authorized to transact stock broking business, or, in CAL’s option, in any Exchange indirectly through any other broker which CAL may, at CAL’s discretion, decide to retain.

Laws and Rules. 3.1 All Exchange Traded Options Business shall be effected in accordance with all applicable laws, rules and regulatory directions (the “Rules”) applying to us, including, but not limited to, the Options Trading Rules of the Exchange, the Clearing Rules of The SEHK Options Clearing House Limited (“SEOCH”) and the rules of the Hong Kong Securities Clearing Company Limited (“HKSCC”). In particular, SEOCH has authority under the Rules to make adjustments to the terms of Contracts, and we shall notify you of any such adjustments which affect Client Contracts to which you are a party. All actions taken by us, the Exchange, SEOCH or HKSCC in accordance with such Rules shall be binding on you. 3.2 You agree that the terms of the Standard Contract (as defined in the Options Trading Rules of the Exchange) for the relevant options series shall apply to each Client Contract between you and us, and that all Client Contracts shall be created, exercised, settled and discharged in accordance with the Rules. 3.3 You agree to indemnify us and our Agents, including, our respective officers, directors, and employees, immediately upon demand against all claims, demands, actions, proceedings, losses, penalties, fines, taxes, damages, costs and expenses (including legal costs incurred by us) on a fully indemnity basis and any liability whatsoever resulting from breach of your obligations under the Customer Agreement including this Section, including costs reasonably incurred in collecting debts from you, and in closing the Options Account.

Laws and Rules. 3.1 All Transactions shall be effected in accordance with all laws, rules and regulatory directions applying to the Company. This includes the rules of the SEHK and of the HKSCC. All actions taken by the Company in accordance with such laws, rules and directions shall be binding on me/us.

Laws and Rules. 4.1. All Exchange Traded Options Business shall be effected by CMSHK upon receiving the written or verbal instructions of the Customer in accordance with all applicable laws, rules and regulatory directions of Hong Kong or elsewhere (and as may be varied from time to time) (collectively the “Rules”). The Rules include and are not limited to the Options Trading Rules of the SEHK, the Clearing Rules of the SEHK Option Clearing House Limited (“SEOCH”) and the rules of the HKSCC and any other applicable laws and regulations. The Customer acknowledges that SEOCH has authority under the Rules to make adjustments to the terms of Contracts, and CMSHK shall notify the Customer of any such material changes which affect Client Contracts to which the Customer is a party. All actions taken by CMSHK, by the SEHK, by the SEOCH or by the HKSCC in accordance with such Rules shall be binding on the Customer. CMSHK shall only act as an agent of the Customer in relation to all Exchanged Traded Options Business, unless otherwise agreed by CMSHK in writing. If the Customer is acting on behalf of another person when instructing CMSHK pursuant to the Options Trading Agreement, CMSHK will continue to treat the Customer alone (rather than such other person) as its client for all purposes. 4.2. The Customer agrees that the terms of the Standard Contract for the relevant options series shall apply to each Client Contract between CMSHK and the Customer, and that all Client Contracts shall be created, exercised, settled and discharged in accordance with the Rules. 4.3. The Rules and all other applicable laws, rules, regulations, by-laws, constitution, policies, customs, notification requirements, reporting obligations and usages of the relevant markets, exchanges and clearing houses (collectively the “Applicable Law and Rules”) shall be binding on the Customer, and the Customer shall observe and comply with the Applicable Law and Rules. The Customer agrees and acknowledges that the Customer shall be responsible for its compliance with the Applicable Law and Rules, in particular, the observation of any notification and reporting obligations, and the Customer shall not rely on CMSHK, nor CMSHK has any duty or obligation to the Customer, to discharge the Customer’s own duties and obligations thereunder. 4.4. Any failure by the Customer to comply with Clause 4.3 above shall constitute an Event of Default as defined under the Securities Account Agreement, in which case Clause 6 below shall ...

Laws and Rules. All transactions for the Account shall be subject to the terms and conditions of this Agreement, all applicable laws, rules and regulations, and the constitution, rules, regulations, procedures, by-laws, customs and usages of the HKFE, or of such other exchanges or markets (and their respective clearing houses, if any) in which GTJAF or its agents are dealing on the Client's behalf or for the Account (whether in Hong Kong or elsewhere). The rules of such exchanges and clearing houses shall be binding on GTJAF and the Client in respect of transactions concluded on the Client's Instruction, and these rules contain provisions requiring GTJAF in certain circumstances to disclose the Client's name, Beneficial Identity and sure other information concerning the Client.

Laws and Rules. 2.1 All Exchange Traded Stock Options Business shall be effected in accordance with all laws, rules and regulatory directions (the “Rules”) applying to Evergrande Securities (Hong Kong). This includes the Stock Options Trading Rules of the SEHK, the Clearing Rules of the SEHK Option Clearing House Limited (“SEOCH”) and the rules of the Hong Kong Securities Clearing Company Limited(“HKSCC”). In particular, SEOCH has authority under the Rules to make adjustments to the terms of Contracts, and Evergrande Securities (Hong Kong) shall notify the Client of any such adjustments which affect Client Contracts to which the Client is a party. All actions taken by Evergrande Securities (Hong Kong), by the SEHK, by the SEOCH or by the HKSCC in accordance with such Rules shall be binding on the Client. 2.2 The Client agrees that the terms of the Standard Contract for the relevant Stock Options series shall apply to each Client Contract between Evergrande Securities (Hong Kong) and the Client, and that all Client Contracts shall be created, exercised, settled and discharged in accordance with the Rules.

Laws and Rules. 2.1 All Exchange Traded Options Business shall be effected in accordance with all laws, rules and regulatory directions (“Rules”) applying to ESL. These Rules include the Options Trading Rules of SEHK, the Clearing Rules of the SEHK Option Clearing House Limited (“SEOCH”) and the rules of the HKSCC. In particular, SEOCH has authority under the Rules to make adjustments to the terms of Contracts, and ESL shall notify the Client of any such adjustments which affect Client Contracts to which the Client is a party. All actions taken by ESL, by the SEHK, by SEOCH or by the HKSCC in accordance with such Rules shall be binding on the Client. 2.2 The Client agrees that the terms of the Standard Contract for the relevant options series shall apply to each Client Contract between ESL and the Client, and that all Client Contracts shall be created, exercised, settled and discharged in accordance with the Rules.

Laws and Rules. All transactions in securities traded on the Main Board and GEM of the Exchange and/or other exchanges or markets in other jurisdictions, which NECHK effects on the Client’s behalf, shall be effected in accordance with all applicable laws, rules and regulations (as amended from time to time) of Hong Kong and other applicable jurisdictions and the by-laws, codes, rules, regulations, customs and usage of the SFC, the Exchange, the HKSCC and/or the relevant exchanges or markets in other jurisdictions.