LEGAL AND REGULATORY REQUIREMENTS. Shares shall not be issued under the Plan unless the issuance and delivery of such Shares complies with (or is exempt from) all applicable requirements of law, including (without limitation) the Securities Act of 1933, as amended, the rules and regulations promulgated thereunder, state securities laws and regulations and the regulations of any stock exchange on which the Company’s securities may then be listed, and the Company has obtained the approval or favorable ruling from any governmental agency which the Company determines is necessary or advisable. The Company shall not be liable to a Participant or other persons as to: (a) the non-issuance or sale of Shares as to which the Company has not obtained from any regulatory body having jurisdiction the authority deemed by the Company’s counsel to be necessary to the lawful issuance and sale of any Shares under the Plan; and (b) any tax consequences expected, but not realized, by any Participant or other person due to the receipt, exercise or settlement of any Award granted under the Plan.
LEGAL AND REGULATORY REQUIREMENTS. 21.1 Comply with the law
LEGAL AND REGULATORY REQUIREMENTS. 3.1 Notwithstanding any other provision of this Client Agreement, we may take any action we consider necessary or desirable in our absolute discretion to ensure compliance with all applicable laws.
3.2 We undertake to comply with all applicable laws including the terms and conditions of any authorisation granted under the FAIS Act and the FM Act.
3.3 You undertake to comply with all applicable laws.
LEGAL AND REGULATORY REQUIREMENTS. 21.1 Notwithstanding any other provision of this Agreement, Velocity Trade may take any action it considers necessary or desirable in its absolute discretion to ensure compliance with all Applicable Law.
21.2 Velocity Trade undertakes to comply with all Applicable Law including the terms and conditions of any authorisation to carry on the business of dealing in futures contracts granted under FAIS and the FM Act and as Authorised Representative.
21.3 The Client undertakes to comply with all Applicable Law.
21.4 The Client acknowledges that, for the purpose of compliance with any Applicable Laws, Velocity Trade may be required to report details relating to the Client to the relevant authorities.
LEGAL AND REGULATORY REQUIREMENTS. Appropriate provisions shall be included in the SA to ensure that each Party complies with all relevant local, national and international legal or regulatory requirements and other relevant requirements applicable to the manufacture, handing, transport and storage of all Products at all times.
LEGAL AND REGULATORY REQUIREMENTS. Drug and Alcohol Testing & Americans with Disability Act
LEGAL AND REGULATORY REQUIREMENTS. Our actions to comply with the law Our obligations under our Licence
a. at any time, request any information or documents from you to determine your suitability for our Services (determined by us at our discretion); and
b. deny your access to our Services or refuse to provide our Services to you for an indefinite period; or
c. immediately terminate your Account and the Client Services Agreement, if we have reason to believe that you do not have the ability to understand one or more of the types of CFDs available on our Trading Platform or any risks involved. You must strictly comply with all Applicable Laws. If we have reason to believe you have breached, or facilitated the breach of, any law using our Services, we may terminate these Terms and Conditions immediately without notice.
LEGAL AND REGULATORY REQUIREMENTS. This Agreement and terms hereof may be disclosed as otherwise required pursuant to applicable law, regulation, stock market or stock exchange rule or rule of a self-regulatory organization (e.g., rules or regulations of the United States Securities and Exchange Commission, the NASDAQ or the NYSE); provided that a Party proposing to make such a disclosure as required by law, rule or regulation shall inform the other Party a reasonable time prior to such required disclosure, shall provide the other Party with a copy of the text of such proposed disclosure sufficiently in advance of the proposed disclosure to afford such other Party a reasonable opportunity to review and comment upon the proposed disclosure (including, if applicable, the redacted version of this Agreement) and shall reasonably consider, consistent with applicable law, rule and regulation (including interpretations thereof), the requests of the other Party regarding confidential treatment for such disclosure. Without limiting any of the foregoing, the filing Party shall request confidential treatment of sensitive provisions of the Agreement to the extent permitted by applicable laws and as reasonably practicable.
LEGAL AND REGULATORY REQUIREMENTS. Notwithstanding any other provision of this Agreement, Velocity Trade may take any action it considers necessary or desirable in its absolute discretion to ensure compliance with all Applicable Law.
LEGAL AND REGULATORY REQUIREMENTS. You represent and warrant to EarlyBird that: (1) you are not subject to any statutory disqualification as set forth in sections 203(e) and 203(f) of the Investment Advisers Act of 1940 (the “Act”); (2) you are not currently the subject of any investigation or proceeding which could result in statutory disqualification under the Act; and (3) you do not have a “place of business” at which you regularly provide investment advisory services, solicit, meet with, or otherwise communicate with customers, or any other location that is held out to the general public as a location at which you provide investment advisory services, solicit, meet with, or otherwise communicate with customers in any U.S. state. If you cannot accurately make the preceding representations, you may not participate in any of the EarlyBird Referral Programs. If you are currently participating in an EarlyBird Referral Program and the preceding representations become inaccurate, you may no longer be eligible to participate in the EarlyBird Referral Programs. The EarlyBird Referral Programs are void where prohibited by law. You agree to release, discharge, and hold EarlyBird and its respective directors, officers, employees, promotion agencies, and assigns harmless against any and all claims, damages, and liability caused, or claimed to be caused, by participation in any EarlyBird Referral Program or use or redemption of any rewards. EarlyBird assumes no responsibility for invitations sent by referrers, and XxxxxXxxx assumes no responsibility for undeliverable email or text messages to referees. For referrers, by sending the invitation via text message, you represent that you have consent to send such text messages to each referee. Rewards that you receive for participating in an EarlyBird Referral Program may be taxable, so please consult your tax advisor if you have any questions about the tax implications to your personal situation. EarlyBird may offer compensation to current clients, affiliate marketers, solicitors, and other strategic partners who recommend EarlyBird and refer new clients. The compensation received for referring a new client will depend on the relationship with the aforementioned client, affiliate marketer, solicitor, or other strategic partner and the volume and/or quality of new clients they are referring to EarlyBird. New clients are advised of such compensation prior to opening an account. EarlyBird supervises the referral activities of current customers, affiliate marketers (in...
