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Margin Transactions Sample Clauses

Margin Transactions. Margin transactions involve the extension of credit by Baird to Client. Upon Client’s request and subject to the terms and conditions stated herein, Baird may agree to lend funds to Client. The assets held in Client’s Margin Account constitute collateral for the loan to Client. Baird may borrow money to lend Client and pledge securities as collateral for such loans and may receive compensation in connection with such loans. In consideration of the foregoing, Client acknowledges and agrees as follows:
Margin Transactions. In cases specified in the Agreement, the User is given the opportunity to conclude a Margin Transaction.
Margin Transactions. We may purchase securities for your portfolio with money borrowed from your brokerage account. This allows you to purchase more stock than you would be able to with your available cash, and allows us to purchase stock without selling other holdings. A risk in margin trading is that, in volatile markets, securities prices can fall very quickly. If the value of the securities in your account minus what you owe the broker falls below a certain level, the broker will issue a “margin call”, and you will be required to sell your position in the security purchased on margin or add more cash to the account. In some circumstances, you may lose more money than you originally invested. We may use options as an investment strategy. An option is a contract that gives the buyer the right, but not the obligation, to buy or sell an asset (such as a share of stock) at a specific price on or before a certain date. An option, just like a stock or bond, is a security. An option is also a derivative, because it derives its value from an underlying asset. The two types of options are calls and puts: • A call gives us the right to buy an asset at a certain price within a specific period of time. We will buy a call if we have determined that the stock will increase substantially before the option expires. • A put gives us the holder the right to sell an asset at a certain price within a specific period of time. We will buy a put if we have determined that the price of the stock will fall before the option expires. We may use options to speculate on the possibility of a sharp price swing. We may also use options to "hedge" a purchase of the underlying security; in other words, we will use an option purchase to limit the potential upside and downside of a security we have purchased for your portfolio. We use "covered calls", in which we sell an option on a security you own. In this strategy, you receive a fee for making the option available, and the person purchasing the option has the right to buy the security from you at an agreed-upon price. We may use a "spreading strategy", in which we purchase two or more option contracts (for example, a call option that you buy and a call option that you sell) for the same underlying security. This effectively puts you on both sides of the market, but with the ability to vary price, time and other factors. A risk of covered calls is that the option buyer does not have to exercise the option, so that if we want to sell the stock prior to the ...
Margin Transactions. We will purchase stocks for your portfolio with money borrowed from your brokerage account. This allows you to purchase more stock than you would be able to with your available cash, and allows us to purchase stock without selling other holdings. Option writing. We may use options as an investment strategy. An option is a contract that gives the buyer the right, but not the obligation, to buy or sell an asset (such as a share of stock) at a specific price on or before a certain date. An option, just like a stock or bond, is a security. An option is also a derivative, because it derives its value from an underlying asset.
Margin Transactions. 3.1 Whenever the Customer gives instruction to the Bank to effect a Margin Transaction, the Customer shall be deemed to have (a) undertaken to pay the Margin Deposit in amount determined by the Bank to be sufficient to maintain the Margin Requirement; (b) authorized the Bank to deduct the required Margin Deposit from the Settlement Account(s) if there is sufficient amount of Available Balance; and (c) applied to the Bank for a Margin Loan on the terms of the Agreement. 3.2 The Bank may act on the Customer's instruction for effecting the Margin Transaction without checking whether the required Margin Deposit has been paid or that there is sufficient amount of Available Balance to cover the same. If in response to the Customer's instruction the Bank has placed order with or entered into transaction with third parties and it was found that the required Margin Deposit had not been paid or that the Available Balance was not sufficient to cover the same, the Bank may (but will not be under any duty to), in its discretion without notice to the Customer, place other orders or enter into other transactions to set off the order so placed or transaction so entered into. Any loss, deficit or shortfall arising therefrom or as a result thereof shall be borne entirely by the Customer and the Bank may debit the same to the Settlement Account(s). However, if there is any gain arising therefrom or as a result thereof, such gain shall belong absolutely to and be retained by the Bank for its own use and benefit.
Margin TransactionsTo the extent that the use of margin is permitted in an Advisor Directed Portfolio, Client understands that Client will be charged margin interest on the debit balance in the Account. If use of margin is elected by Client, Client acknowledges that the use of margin is suitable based on the Client's risk tolerance, financial information, and investment profile. Client further acknowledges that Client has received a copy of the Margin Agreement/Disclosure Statement including the Disclosure of Credit Terms on Transactions and the SAA Margin Acknowledgement Form, or substantially similar document.
Margin Transactions. 1) CCS will comply with Regulation T, Section 12 of the Code of Federal Regulations, Part 220, established by the Federal Reserve System and related interpretive rulings, as well as NASD’s rules and related interpretations regarding initial margin and margin maintenance requirements. In addition, CCS will advise BROKER’s customers on an on-going basis of their respective initial and maintenance margin requirements, as well as any changes to such requirements. 2) It is understood that BROKER is responsible to CCS for collection of the margin required by CCS to support each transaction in margin accounts. After the initial margin on a transaction has been received, maintenance margin calls are to be made by CCS. BROKER agrees to be responsible for promptly obtaining margin on maintenance calls. CCS shall have the right to modify the margin requirements of any account or accounts from time to time. CCS is to be the sole judge as to the manner in which accounts are to be maintained for margin purposes. On all transactions, BROKER shall be solely and exclusively responsible to CCS for any loss, liability, damage, cost or expense (including but not limited to attorney’s fees and expenses) incurred or sustained by BROKER or CCS as a result of the failure of any account to make timely payment for the securities purchased by it or timely and good delivery of securities sold for it, or timely compliance by it with margin or margin maintenance calls, whether or not any margin extensions have been granted by CCS pursuant to the request of BROKER.
Margin Transactions. One or more currencies, which for The avoidance of doubt includes currency option transactions; and
Margin Transactions. In addition to the risks highlighted above, there are the following risks associated with Margin Transactions:
Margin Transactions. It is understood that JHCC is responsible to PSI for collection of the margin required by PSI to support each transaction in margin accounts. After the initial margin on a transaction has been received, maintenance margin calls are to be made by PSI. JHCC agrees to be responsible for promptly obtaining margin on maintenance calls. After prior consultation with JHCC, PSI shall have the right to modify the margin requirements of any account or accounts from time to time. After prior consultation with JHCC, PSI shall determine the manner in which accounts are to be maintained for margin purposes. On all transactions, JHCC shall be solely and exclusively responsible to PSI for any loss, liability, damage, cost or expense (including but not limited to reasonable attorneys' fees and expenses) incurred or sustained by JHCC or PSI as a result of the failure of any account to make timely payment for the securities purchased by it or timely and good delivery of securities sold for it, or timely compliance by it with margin or margin maintenance calls, whether or not any margin extensions have been granted by PSI pursuant to the request of JHCC.