MATURITY GUIDELINES Sample Clauses

MATURITY GUIDELINES. 1. FIXED RATE INSTRUMENTS: shall have a Final Maturity at the time of purchase that does not exceed 12 months.
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MATURITY GUIDELINES. Fixed Rate Instruments and Floating Rate Instruments (including U.S. Government Securities) shall have a Final Maturity6 equal to 5 business days or fewer from the settlement date of the trade. For extendible securities, X.X. Xxxxxx only regards these as acceptable in cases where the investing agent has control over the extension feature.
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MATURITY GUIDELINES. 1. Fixed rate instruments must have a Final Maturity at the time of purchase that does not exceed 2 years.
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MATURITY GUIDELINES. All Approved Investments will have a maturity of the next business day. Bank may utilize an alternative trading system DBVX ATS (“DBVX”) for certain repurchase transactions. DBVX is registered with the SEC and operated by BNY Mellon Capital Markets, LLC, a SEC-registered broker-dealer. DBVX and BNY Mellon Capital Markets, LLC are affiliates of The Bank of New York Mellon. More information can be found at: xxxxx://xxx.xxxxxxxxx.xxx/us/en/what-we-do/markets/dbvx.jsp Agreed to and Approved by Agreed to and Approved by HIGHLAND CAPITAL MANAGEMENT THE BANK OF NEW YORK MELLON FUND ADVISORS, L.P. ACTING SOLELY ON BEHALF OF EACH OF ITS ADVISED FUNDS IDENTIFIED ON ATTACHMENT 1 By: /s/ Xxxx Xxxx HERETO SEVERALLY AND NOT JOINTLY (Signature) Name: Xxxx Xxxx Title: Director Securities Finance, BNY Mellon By: /s/ Xxxxx Xxxxxxxxxx (Signature) Name: Xxxxx Xxxxxxxxxx By: /s/ Xxxxx X Xxx Title: Treasurer (Signature) Name: Xxxxx X. Xxx NEXPOINT ADVISORS, L.P. ACTING Title: Director, BNY Mellon Securities Finance SOLELY ON BEHALF OF EACH OF ITS ADVISED FUNDS IDENTIFIED ON ATTACHMENT 1 HERETO SEVERALLY AND NOT JOINTLY By: /s/ Xxxxx Xxxxxxxxxx (Signature) Name: Xxxxx Xxxxxxxxxx Title: Treasurer SCHEDULE II to SECURITIES LENDING AUTHORIZATION AGREEMENT dated January 7, 2020 by and between THE BANK OF NEW YORK MELLON and (“Bank”) and HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. (“HCMFA”) and NEXPOINT ADVISORS, L.P. (“NexPoint”, and together with HCMFA, the “Client”), each acting solely on behalf of each of their respective advised funds identified on Attachment 1 hereto, as amended, modified or supplemented from time to time (each a “Lender” and collectively the “Lenders”) Approved Borrowers The following is the list of Borrowers in the Program referred to in the Agreement, as of the date of the Agreement. Domestic International
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MATURITY GUIDELINES. All Approved Investments will have a maturity of the next business day. Agreed to and Approved by Client By: _/s Xxxxxxx Chou____________ Title: _President_______________ Date: __December 30, 2016______ Agreed to and Approved by Bank By: __David J. Dinardo_________ Title: __Managing Director______ Date: ___January 4, 2017_______ SCHEDULE II to SECURITIES LENDING AUTHORIZATION AGREEMENT The following is the list of Borrowers in the Program referred to in Section 1 (entitled Appointment of Lending Agent) of the Securities Lending Authorization dated December 29, 2016, by and between The Bank of New York Mellon, as Lending Agent, and Chou America Mutual Funds, as Client.
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MATURITY GUIDELINES. Time Deposits = Overnight Only. However, on occasion where affected by legal holiday or with the prior consent of MSDWIM, Chase, on behalf of the Account, may purchase time deposits with a maximum maturity not to exceed 4 business days. - Term Repurchase Agreements = No Greater than 7 days - All other instruments must have a Final Maturity at the time of purchase that does not exceed 397 days Final Maturity, for purposes of these guidelines, means the earliest of (i) the date noted on the face of the instrument as the date on which the principal amount must be paid, (ii) in the case of an instrument with an unconditional put or unconditional demand feature, the date on which the principal amount of the instrument can be recovered by demand, or (iii) in the case of a variable rate instrument, the principal amount of which, in accordance with its terms, must unconditionally be paid in 397 calendar days or less shall be deemed to have a maturity equal to the earlier of the period remaining until the next readjustment of the interest rate or the period remaining until the principal amount can be recovered through demand, (iv) in the case of a variable rate instrument, the principal amount of which is scheduled to be paid in more than 397 calendar days, that is subject to a demand feature, shall be deemed to have a maturity equal to the longer of the period remaining until the next readjustment of the interest rate or the period remaining until the principal amount can be recovered through demand, (v) a floating rate security, the principal amount of which, in accordance with its terms, must unconditionally be paid in 397 calendar days or less shall be deemed to have a maturity of one day, (vi) a floating rate security, the principal amount of which is scheduled to be paid in more than 397 calendar days, that is subject to a demand feature, shall be deemed to have a maturity equal to the period remaining until the principal amount can be recovered through demand. - A repurchase agreement shall be deemed to have a maturity equal to the period remaining until the date on which the repurchase of the underlying securities is scheduled to occur, or, where no date is specified, but the agreement is subject to a demand, the notice period applicable to a demand for the repurchase of the securities. The maximum weighted average days to maturity, for all investments made by Chase on behalf of the Account, may not exceed 90 days.
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MATURITY GUIDELINES 
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Related to MATURITY GUIDELINES

  • Collection Guidelines As long as it is the Servicer, CAC will comply in all material respects with the Collection Guidelines or otherwise as required by Applicable Law in regard to each Loan and Contract.

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  • Investment Guidelines In addition to the information to be provided to the Sub-Advisor under Section 2 hereof, the Trust or the Advisor shall supply the Sub-Advisor with such other information as the Sub-Advisor shall reasonably request concerning the Fund’s investment policies, restrictions, limitations, tax position, liquidity requirements and other information useful in managing the Fund’s investments.

  • Trading Guidelines BNYMCM may, to the extent permitted under the Securities Act and the Exchange Act, purchase and sell Common Stock for its own account while this Agreement is in effect provided that (i) no such purchase or sale shall take place while an Issuance Notice is in effect (except to the extent BNYMCM may engage in sales of Issuance Shares purchased or deemed purchased from the Company as a “riskless principal” or in a similar capacity), (ii) in no circumstances shall BNYMCM have a short position in the Common Stock for its own account and (iii) the Company shall not be deemed to have authorized or consented to any such purchases or sales by BNYMCM. The Company hereby acknowledges and agrees that BNYMCM’s Affiliates may, subject to compliance with Regulation M under the Exchange Act and Section 5 of the Securities Act, if applicable, make markets in the Common Stock or other securities of the Company, in connection with which they may buy and sell, as agent or principal, for long or short account, shares of Common Stock or other securities of the Company, at the same time BNYMCM is acting as agent pursuant to this Agreement.

  • Accounting Policies and Procedures Permit any change in the accounting policies and procedures of the Company or any Guarantor, including a change in fiscal year, provided, however, that any policy or procedure required to be changed by the Financial Accounting Standards Board (or other board or committee thereof) in order to comply with Generally Accepted Accounting Principles may be so changed.

  • Policies and Procedures i) The policies and procedures of the designated employer apply to the employee while working at both sites.

  • Funding Policy The funding policy for this Split Dollar Plan shall be to maintain the subject policy in force by paying, when due, all premiums required.

  • Investment Policies The Borrower is in compliance in all material respects with the Investment Policies.

  • Operations Manual The Franchisor agrees to loan to the Franchisee one or more manuals, technical bulletins, cookbooks and recipes and other written materials (collectively referred to as “Operations Manual”) covering Factory Candy ordering, Store Candy manufacturing, processing and stocking and other operating and in-store marketing techniques for the ROCKY MOUNTAIN CHOCOLATE FACTORY Store. The Franchisee agrees that it shall comply with the Operations Manual as an essential aspect of its obligations under this Agreement, that the Operations Manual shall be deemed to be incorporated herein by reference and failure by the Franchisee to substantially comply with the Operations Manual may be considered by the Franchisor to be a breach of this Agreement.

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