OUTLINE OF SERVICE Sample Clauses

OUTLINE OF SERVICE. Under the Service, Client authorizes Introducing Firm to act as investment advisor and to assist Client in reviewing Client's investment objectives, including any restraints designated with respect to securities to be invested in the Account, and in selecting and engaging compatible managers, ETFs, mutual funds, FundSource®, Compass®, Allocation Advisors, and Customized Portfolios strategies from a universe of managers, including WFA and managers who are affiliated with Introducing Firm and/or Sub- Advisor, ETFs, and mutual funds that are evaluated by Introducing Firm and/or a Sub-Advisor and that meet WFA’s quantitative and qualitative research criteria, to handle the day-to- day investment management of the Account. Client understands that the selection, retention and allocation to affiliated Managers is more profitable to Sub-Advisor than the selection, retention and allocation to unaffiliated Managers, as Sub-Advisor retains any sub-advisory fees that otherwise would be paid to the unaffiliated Manager. Introducing Firm and/or a Sub-Advisor has created a number of Optimal Blends, which represent certain Managers mutual funds, ETFs, and Target Allocations recommended by such firm for a number of investment strategies based on Client's investment objectives and the amount Client will invest in the Account. Client may also select other Managers and Target Allocations through a Customized Blend based on recommendations made by Introducing Firm. If consistent with Client's investment objectives, Client may change the Managers and Target Allocation selected from time to time by completing an Optimal Blend Amendment or a new Customized Blend Form, or by any other method approved by Introducing Firm. Client understands that all investments are subject to varying degrees of risk, and Client acknowledges that Introducing Firm and/or a Sub-Advisor has not made any representations as to the profitability of the services provided hereunder. Introducing Firm's Service hereunder only relates to the assets in the Account invested according to this Agreement and does not contemplate a full review or assumption of responsibility for Client's financial affairs. In providing the Service for the Account, Introducing Firm will rely on the information contained in the Account Application. All capital gains and income dividends from Client's individual mutual fund will be paid out in cash. Client understands that the Target Allocation selected applies at the time the Service ...
Sample 1Sample 2
AutoNDA by SimpleDocs
OUTLINE OF SERVICE. Under the Program, Client authorizes Introducing Firm and WFA to act as discretionary investment adviser and to assist Client in reviewing Client's investment objectives, including any reasonable restrictions designated with respect to securities to be invested in the Account, and in selecting a compatible portfolio strategy. WFA will buy, sell, or otherwise trade and settle securities or other investments in the Account, in accordance with the Client's investment objectives and other individual circumstances and restrictions, without discussing these transactions with Client in advance. Such securities may include, but are not limited to, common or preferred stocks, options, warrants, rights, exchange traded funds, and corporate, government, or municipal bonds or notes (collectively, “securities”). It is understood that all or a portion of the Account may be held in cash. In making investment determinations with respect to the account, Xxxxx Fargo Compass Advisory will rely on the information contained in the Account Application. Client agrees to inform Introducing Firm in writing of any material change in Client's circumstances which might affect the manner in which Client's assets should be invested. Introducing Firm and WFA will be responsible for making investment management decisions for the Account.
Sample 1
OUTLINE OF SERVICE. Under the Service, Client authorizes Introducing Firm to act as discretionary investment advisor and to assist Client in reviewing Client's investment objectives, including any restraints designated with respect to securities to be invested in the Account(s), and in selecting a compatible investment advisor, from a universe of investment advisors. Pursuant to an agreement between Introducing Firm and WSLLC, WSLLC provides to Introducing Firm a universe of investment advisors that WSLLC evaluates and that meets WSLLC's minimum quantitative and qualitative research criteria, to handle the day to day investment management of the Account(s). WSLLC has entered into an agreement with each such investment advisor, pursuant to which the investment advisor will provide day to day investment management services for Introducing Firm's clients under the Service. Any investment advisor selected by Client pursuant to Section 1 is referred to herein as a "Masters Manager." A Masters Manager will buy, sell or otherwise trade and settle securities or other investments in the Account designated for that Masters Manager in Exhibit A hereto (the "applicable Account"), in accordance with Client's investment objectives and other individual circumstances and restrictions, without discussing these transactions with Client in advance. Such securities may include stocks, bonds, options, warrants, rights and other securities and investments. While it is expected that each Masters Manager will exercise discretion with respect to the day to day investment management of the applicable Account continuously during the term of this Agreement, the Masters Manager will comply with any reasonable restrictions given by Client concerning management of the applicable Account. Reasonable restrictions given by Client may include prohibitions with respect to the purchase or sale of particular securities or types of securities. If Client's restrictions are unreasonable, or Introducing Firm or a Masters Manager believes that the instructions are inappropriate for Client, Introducing Firm will notify Client that, unless the instructions are modified, Introducing Firm may cancel Client's Account. Client will retain (i) the ability to withdraw or pledge any securities in any Account, (ii) the right to vote securities or to delegate the voting authority, and to revoke such delegation, to another person, and (iii) the right to proceed directly as a security holder against the issuer of any security in an...
Sample 1
OUTLINE OF SERVICE. Under this Program, Introducing Firm will assist Client in selecting from a universe of investment advisors, including WFA (collectively, “Managers”) from a recommended list created by WFA based on its evaluation of quantitative and qualitative research criteria which is provided to the Introducing Firm by WFA pursuant to an agreement between the Introducing Firm and WFA.
Sample 1

Related to OUTLINE OF SERVICE

  • Scope of Service Interconnection Service shall be provided to the Interconnection Customer at the Point of Interconnection (a), in the case of interconnection of the Customer Facility of a Generation Interconnection Customer, up to the Maximum Facility Output, and (b), in the case of interconnection of the Customer Facility of a Transmission Interconnection Customer, up to the Nominal Rated Capability. The location of the Point of Interconnection shall be mutually agreed by the Interconnected Entities, provided, however, that if the Interconnected Entities are unable to agree on the Point of Interconnection, the Transmission Provider shall determine the Point of Interconnection, provided that Transmission Provider shall not select a Point of Interconnection that would impose excessive costs on either of the Interconnected Entities and shall take material system reliability considerations into account in such selection. Specifications for the Customer Facility and the location of the Point of Interconnection shall be set forth in an appendix to the Interconnection Service Agreement and shall conform to those stated in the Facilities Study.

  • Terms of Service FINAL PAGE

  • Level of Service Complex case management with a provider focus is appropriate for members who either choose not to be actively involved or are unable to actively participate in their health care. Complex case management targets members with two (2) or more disease states who need assistance with care coordination, making preventive care appointments, or accessing care to address the members’ chronic health conditions or members who have had an inpatient hospital stay in the last ninety (90) days or members with high dollar claims of over fifty thousand dollars (>$50,000) in six (6) months. The focus is on working with the providers to meet the needs of the individual through communication with the PMP (if applicable), other providers, and the member’s natural support system. The goal is to help members gain optimum health or improved functional capability, in the right setting and in a cost-effective manner. Complex case management with provider focus is the active coordination by the Contractor of care and services between providers while navigating the extensive systems and resources required for the member. It involves comprehensive assessment, determination of available benefits, development and implementation of a complex case management plan directed at the chronic health conditions. At a minimum, the Contractor must provide complex case management services for members discharged from an inpatient psychiatric, drug overdose, or substance abuse hospitalization, for no fewer than ninety (90) calendar days following that inpatient hospitalization discharge. The Contractor must also provide complex case management services for any member at risk for inpatient psychiatric or substance abuse re -hospitalization. Care managers must contact members during an inpatient hospitalization or as soon as practicable upon receiving notification of a member’s inpatient behavioral health hospitalization. The care manager must work with the hospital discharge planner, provider case manager and/or natural supports (i.e. family) to ensure that an outpatient follow-up appointment is scheduled to occur no later than seven (7) calendar days following the inpatient behavioral health hospitalization discharge and transportation is not a barrier to attending the appointment. Complex case management with provider focus includes all of the services and benefits from disease management and care management. In addition,

  • Use of Service Each Party shall make commercially reasonable efforts to ensure that its Customers comply with the provisions of this Agreement (including, but not limited to the provisions of applicable Tariffs) applicable to the use of Services purchased by it under this Agreement.

  • Scope of Services The specific scope of work for each job shall be determined in advance and in writing between TIPS Member, Member’s design professionals and Vendor. It is permitted for the TIPS Member to provide a general scope description, but the awarded vendor should provide a written scope of work, and if applicable, according to the TIPS Member’s design Professional as part of the proposal. Once the scope of the job is agreed to, the TIPS Member will issue a PO and/or an Agreement or Contract with the Job Order Contract Proposal referenced or as an attachment along with bond and any other special provisions agreed by the TIPS Member. If special terms and conditions other than those covered within this solicitation and awarded Agreements are required, they will be attached to the PO and/or an Agreement or Contract and shall take precedence over those in this base TIPS Vendor Agreement.

  • Performance of Service 2.1 Appendix A (General Provisions), Articles 1 through 16, governs the performance of services under this contract. 2.2 Appendix B sets forth the liability and insurance provisions of this contract. 2.3 Appendix C sets forth the services to be performed by the contractor.

  • Time of Service Customer must make an appointment with Exasol to schedule Consulting Services. The appointment must be made at least four weeks before the planned service actions. Any changes to the appointment must also be communicated before the previously agreed-upon appointment. If no appointment has been agreed upon, Xxxxxxxx has no claim for the provision of the services. If Customer does not claim the services at the agreed-upon appointment, the claim to the agreed consulting services is forfeited. In this case, 80% of the agreed-upon Fee will be charged.

  • COMMERCIAL REUSE OF SERVICES The member or user herein agrees not to replicate, duplicate, copy, trade, sell, resell nor exploit for any commercial reason any part, use of, or access to 's sites.

  • Use of Service Areas The service areas, as located within the Project, shall be ear- marked for purposes such as parking spaces and services including but not limited to electric sub-station, transformer, DG set rooms, underground water tanks, Pump rooms, maintenance and service rooms, firefighting pumps and equipment etc. and other permitted uses as per sanctioned plans. The Allottee shall not be permitted to use the services areas in any manner whatsoever, other than those earmarked as parking spaces and the same shall be reserved for use by the Association for rendering maintenance services.

  • Use of Services Subject to the terms of this Agreement, Stripe grants you a worldwide, non-exclusive, non-transferable, non-sublicensable, royalty-free license during the Term to access the Documentation, and access and use the Stripe Technology, as long as your access and use is (a) solely as necessary to use the Services; (b) solely for your business purposes; and (c) in compliance with this Agreement and the Documentation.

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!