Securities Act and Exchange Act Filings. The Parent has furnished or made available to the Purchaser via the EXXXX website maintained by the SEC, complete and accurate copies, as amended or supplemented, of its: (a) its Annual Report on Form 10-K for of the Fiscal Year ended September 30, 2012 and filed on December 26, 2012, except as may otherwise be restated pursuant to the Restatement 8-K (as defined herein) and (b) all other reports filed by the Parent under Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and all proxy or information statements filed by the Parent under subsections (a) or (c) of Section 14 of the Exchange Act with the SEC since November 14, 2011 (such documents are collectively referred to herein as the “Parent Reports”). The Parent Reports constitute all of the documents required to be filed by Parent under Section 13 or subsections (a) or (c) of Section 14 of the Exchange Act with the SEC from November 14, 2011 through the date of this Agreement. Parent Reports complied in all material respects with the requirements of the Exchange Act and the rules and regulations thereunder when filed. Except for the Parent’s Quarterly Report on Form 10-Q for the period ended June 30, 2013, each Parent Report filed under the Exchange Act was filed on or before its due date (if any) or within the applicable extension period provided under the Exchange Act. As of their respective dates, Parent Reports did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading.
Securities Act and Exchange Act Filings. The Company covenants that it will promptly file all documents required to be filed by it under the Securities Act and the Exchange Act and the rules and regulations promulgated by the SEC thereunder, including, without limitation, pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act, and it will take such further action as MetLife reasonably may request, all to the extent required from time to time, so that the Company will qualify for registration on Form S-3 and to enable MetLife to sell Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, or (ii) any similar rule or regulation hereafter promulgated by the SEC. Upon the request of MetLife, the Company will deliver to MetLife a written statement as to whether it has complied with Rule 144's or any successor rule's requirements.
Securities Act and Exchange Act Filings. Xxxxxxx has furnished or made available to MIG Mauritius complete and accurate copies, as amended or supplemented, of its (a) Annual Report on Form 10-K for the Fiscal Year ended December 31, 2009, which contains audited financial statements for the period January 26, 2005 (inception) through December 31, 2009, and (b) all other reports filed by Xxxxxxx under Section 13 or 15(d) of the Exchange Act and all proxy or information statements filed by Xxxxxxx under subsections (a) or (c) of Section 14 of the Exchange Act with the SEC since July 21, 2005 (such documents are collectively referred to herein as the “Xxxxxxx Reports”). The Xxxxxxx Reports constitute all of the documents required to be filed by Xxxxxxx under Section 13 or subsections (a) or (c) of Section 14 of the Exchange Act with the SEC from July 21, 2005 through the date of this Agreement. Xxxxxxx Reports complied in all material respects with the requirements of the Exchange Act and the rules and regulations thereunder when filed. Each Xxxxxxx Report filed under the Exchange Act was filed on or before its due date (if any) or within the applicable extension period provided under the Exchange Act. As of their respective dates, Xxxxxxx Reports did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading.
Securities Act and Exchange Act Filings. MTI has furnished or made available to GRS complete and accurate copies, as amended or supplemented, of its (a) effective Registration Statement on Form S-1, which contains audited financial statements for the period August 31, 2011 (inception) through September 30, 2011 as filed with the SEC (SEC File No. 333-178652), (b) Annual Report on Form 10-K for the Fiscal Year ended September 30, 2012, which contains audited financial statements for the period August 31, 2011 (inception) through September 30, 2012, and (c) all other reports filed by MTI under Section 13 or 15(d) of the Exchange Act and all proxy or information statements filed by MTI under subsections (a) or (c) of Section 14 of the Exchange Act with the SEC since December 21, 2011 (such documents are collectively referred to herein as the “MTI Reports”). The MTI Reports constitute all of the documents required to be filed by MTI under Section 13 or subsections (a) or (c) of Section 14 of the Exchange Act with the SEC from September 10, 2008 through the date of this Agreement. MTI Reports complied in all material respects with the requirements of the Exchange Act and the rules and regulations thereunder when filed. Each MTI Report filed under the Exchange Act was filed on or before its due date (if any) or within the applicable extension period provided under the Exchange Act. As of their respective dates, MTI Reports did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading.
Securities Act and Exchange Act Filings. The Company has furnished or made available to CDI complete and accurate copies, as amended or supplemented, of its (a) Annual Report on Form 10-K for the fiscal year ended December 31, 2020, and (b) all other reports filed by the Company under Section 13 or 15(d) of the Exchange Act and all proxy or information statements filed by the Company under subsections (a) or (c) of Section 14 of the Exchange Act with the SEC since December 31, 2017 (such documents are collectively referred to herein as the “Company Reports”). The Company Reports constitute all of the documents required to be filed by the Company under Section 13 or subsections (a) or (c) of Section 14 of the Exchange Act with the SEC from July 3, 2013 through the date of this Agreement. The Company Reports complied in all material respects with the requirements of the Exchange Act and the rules and regulations thereunder when filed. Each the Company Report filed under the Exchange Act was filed on or before its due date (if any) or within the applicable extension period provided under the Exchange Act. As of their respective dates, the Company Reports did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading.
Securities Act and Exchange Act Filings. (a) Firstar (WI) shall make all filings with the SEC that are described in Section (c) of Rule 144 under the Securities Act for a period of two years following the Effective Time.
(b) The parties shall cause Firstar (WI) to take all corporate action necessary to reserve for issuance a sufficient number of shares of Firstar (WI) Common Stock for delivery upon exercise of Star Stock Options and Firstar Stock Options assumed by it in accordance with Sections 1.6 and 2.
Securities Act and Exchange Act Filings. In connection with the Trust's, Trustee's and Xxxxx Xxxxxxx'x receipt of the Xxxxxxx Securities hereunder he/she/it will be obligated to file all documents required to be filed by him, her or it with the U.S. Securities and Exchange Commission in connection with the holding of the Xxxxxxx Securities. The Trust, the Trustee and Xxxxx Xxxxxxx each agrees that he, she or it will, and will cause its past and present independent auditors, accounting personnel and other necessary persons to, cooperate with Buyer in the preparation of any documents filed or to be filed by Buyer or Xxxxxxx with the U.S. Securities and Exchange Commission in connection with an offering of securities, to the extent information about the Trust, the Trustee or Xxxxx Xxxxxxx is required therein.
Securities Act and Exchange Act Filings. Buyer shall make all filings with the SEC that are described in Section (c) of Rule 144 under the Securities Act for a period of two years following the Effective Time. Buyer shall within 30 days after the Effective Time file a registration statement on Form S-3 or Form S-8, as the case may be (or any successor or other appropriate forms), with respect to the shares of Buyer Common Stock subject to the options issued pursuant to Section 5.10 and shall use its reasonable efforts to maintain the effectiveness of such registration statements (and maintain the current status of the prospectus or prospectuses contained therein) for so long as such option remain outstanding.
Securities Act and Exchange Act Filings. Section 4.13 of the Disclosure Schedule lists all registration statements (including amendments thereto) filed with the Securities and Exchange Commission under the Securities Act or the Securities Exchange Act and all reports (including amendments thereto) filed with the Securities and Exchange Commission under the Securities Exchange Act. The Company has delivered to the Purchaser correct and complete copies of all such registration statements and reports. To the Knowledge of the Seller, such registration statements and reports do not contain any untrue statement of a material fact or omit to state any material fact necessary in order to make the statements contained therein not misleading.
Securities Act and Exchange Act Filings. (a) The Surviving Corporation shall make all filings with the SEC that are described in Section (c) of Rule 144 under the Securities Act for a period of two years following the Effective Time.
(b) The parties shall cause Foxtrot (DE) to take all corporate action necessary to reserve for issuance a sufficient number of shares of
