Securities Pricing. The Administrator shall update each security position of each Portfolio as to the following: · Market prices obtained from approved sources including those listed on Appendix D or Fair Valuations obtained from an Authorized Person of the Fund · Xxxx to market of non-base receivables/payables utilizing approved foreign exchange quotations as quoted in Appendix D · Xxxx to market of non-base currency positions utilizing the approved sources quoted in Appendix D or Fair Valuations obtained from an Authorized Person of the Fund Investment Accounting. The Administrator shall provide the following investment accounting services to each Portfolio: · Amortization/accretion at the individual tax lot level · General ledger entries · Book value calculations · Trade Date + 1 accounting · Calculation of Net Asset Value Per Share (“NAV”) as of the close of business of theNYSE
Securities Pricing. The Administrator shall update each security position of each Portfolio as to the following: • Market prices obtained from approved sources including those listed on Appendix D or Fair Valuations obtained from an Authorized Person of the Fund • Xxxx to market of non-base receivables/payables utilizing approved foreign exchange quotations as quoted in Appendix D • Xxxx to market of non-base currency positions utilizing the approved sources quoted in Appendix D or Fair Valuations obtained from an Authorized Person of the Fund Investment Accounting. The Administrator shall provide the following investment accounting services to each Portfolio: • Amortization/accretion at the individual tax lot level • General ledger entries • Book value calculations • Trade Date + 1 accounting • Calculation of Net Asset Value Per Share (“NAV”) as of the close of business of the NYSE Tax Services. The Administrator shall provide the following tax reporting services: • Prepare fiscal year end and excise tax distribution calculations; • Prepare monthly, quarterly and annual income distributions as described in each Portfolio’s prospectus • Prepare annual capital gain distribution(s) including spillback amounts as required • Prepare tax-related ROCSOP entries for fund accounting purposes • Review required tax disclosures (such as tax cost, long term capital gain and tax exempt designation, foreign tax credits, dividend received deductions and qualified dividend income pass throughs) in the Fund’s financial statements • Initiate the preparation of federal, state and local (if any) income tax returns, including tax return extension requests. Fund auditors will review and sign returns as “paid preparer”. Xxxx Xxxxx Management, Inc., on behalf of the Fund, will sign and file returns. · • Prepare shareholder year-end tax information • Calculate the amounts and characterizations of distributions declared during the calendar year for Form 1099/DIV reporting • Consult with the Fund’s Authorized Persons regarding potential tax adjustments. The Fund will be responsible for identification of all passive foreign investment companies (“PFICs”) and verification of the accuracy of the information provided on the K-ls received for investments in the Funds. • Prepare and maintain schedules of differences required for tax purposes including, but not limited to, wash sales, CPDI, REITs, partnerships, PFICs and straddles • Consult with the Fund’s Authorized Persons on various tax issues as requested...
Securities Pricing. The Administrator shall update each security position of the Portfolios as to the following: • Market prices obtained from approved sources including those listed on Appendix C or Fair Valuations obtained from an Authorized Person of the Portfolios • Mark to market of non-base receivables/payables utilizing approved foreign exchange quotations as quoted in Appendix C • Mark to market of non-base currency positions utilizing the approved sources quoted in Appendix C or Fair Valuations obtained from an Authorized Person Investment Accounting. The Administrator shall provide the following investment accounting services to the Portfolios: • Amortization/accretion at the individual tax lot level • General ledger entries • Book value calculations • Trade Date + 1 accounting • Calculation of indicative Net Asset Value Per Share (“NAV”) as of the close of business of the NYSE • Calculation of 12 Official month end valuations per annum • Monthly accounting package to be delivered for client review and approval
Securities Pricing. The Administrator shall update each security position of the Portfolio as to the following: · Market prices obtained from approved sources including those listed on Appendix D or Fair Valuations obtained from an Authorized Person of the Fund · Xxxx to market of non-base receivables/payables utilizing approved foreign exchange quotations as quoted in Appendix D · Xxxx to market of non-base currency positions utilizing the approved sources quoted in Appendix D or Fair Valuations obtained from an Authorized Person of the Fund Investment Accounting. The Administrator shall provide the following investment accounting services to the Portfolio: · Amortization/accretion at the individual tax lot level · General ledger entries · Book value calculations · Trade Date accounting · Calculation of Net Asset Value Per Share (“NAV”) as of the close of business of the NYSE · Broker Net Trades Report · Open subscriptions/redemptions report · Transactions/securities journal · Oversee and review calculation of fees paid to the Fund’s investment adviser, custodian and transfer agent
Securities Pricing. The Administrator shall update each security position of each Portfolio as to the following: · Market prices obtained from approved sources including those listed on Appendix D or Fair Valuations obtained from an Authorized Person of the Fund · Xxxx to market of non-base receivables/payables utilizing approved foreign exchange quotations as quoted in Appendix D · Xxxx to market of non-base currency positions utilizing the approved sources quoted in Appendix D or Fair Valuations obtained from an Authorized Person of the Fund Investment Accounting. The Administrator shall provide the following investment accounting services to each Portfolio: · Amortization/accretion at the individual tax lot level · General ledger entries · Book value calculations · Trade Date + 1 accounting · Calculation of Net Asset Value Per Share (“NAV”) as of the close of business of the NYSE The Management Investment Companies set forth in Appendix A hereto acting on behalf of their respective Portfolios thereof, if any Name: Xxx Xxxxxx Title: Managing Director
Securities Pricing. $0.25 per equity per pricing day priced 1.00 per foreign security per pricing day $0.50 per U.S. Treasury $1.00 per asset backed security per pricing day $0.50 per corporate bond per pricing day $2.00 per equity per month for corporate action $2.00 per foreign security per month for corporate action
Securities Pricing. The Administrator shall update each security position of each Fund as to the following:
Securities Pricing. The Administrator shall update each security position of the Fund as to the following: • Market prices obtained from approved sources including those provided by Xxxxxxxx Xxxx’x Evergreen Valuation Committee or Fair Valuations obtained from an Authorized Person of the Fund • Mark to market of non-base receivables/payables utilizing approved foreign exchange quotations as provided by Xxxxxxxx Xxxx’x Evergreen Valuation Committee • Mark to market of non-base currency positions utilizing the approved sources provided by Xxxxxxxx Xxxx’x Evergreen Valuation Committee or Fair Valuations obtained from an Authorized Person of the Fund Investment Accounting. The Administrator shall provide the following investment accounting services to the Fund: • Amortization/accretion at the individual tax lot level • Coordinate the payment of expenses • Coordinate, execute and give third-party approval for all cash movements in accordance with the Fund’s offering documents • General ledger entries • Book value calculations • Interface with the investment to determine and reconcile monthly valuations, long/short information, assets under management and all other pertinent information • Calculation of Net Asset Value Per Share • Monthly accounting package to be delivered for client review and approval (including performance and exposure, share price and Net Asset Value reporting) • Calculate dividend and capital gain distributions, subject to review and approval by the Fund’s officers and independent accountants
Securities Pricing information as required or authorized under the terms of the valuation policies and procedures of the Company ("Valuation Procedures"), including (A) pricing information from independent pricing services, with respect to securities for which market quotations are readily available, (B) if applicable to a particular Fund or Funds, fair value pricing information or adjustment factors from independent fair value pricing services or other vendors approved by the Company (collectively, "Fair Value Information Vendors") with respect to securities for which market quotations are not readily available, for which a significant event has occurred following the close of the relevant market but prior to the Fund's pricing time, or which are otherwise required to be made subject to a fair value determination under the Valuation Procedures, and (C) prices obtained from each Fund's investment adviser or other designee, as approved by the Board;
