SIPC Sample Clauses
SIPC. Betterment Securities is a member of the Securities Investor Protection Corporation ("SIPC"). SIPC currently protects the Securities and/or Other Property in each of Client’s Accounts up to $500,000, including $250,000 for claims for cash. (Please note that money market fund balances are not considered cash for this purpose; they are considered to be securities.) Visit xxx.xxxx.xxx or call (000) 000-0000 for more information including a brochure on SIPC protection. SIPC coverage does not cover fluctuations in the market value of Client’s investments.
SIPC. The SEC or any self-regulatory organization has notified the SIPC pursuant to Section 5(a)(1) of the Securities Investor Protection Act of 1970 (the "SIPC Act") of facts which indicate that the Borrower or any of its Subsidiaries is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower or any of its Subsidiaries under Section 5(a)(3) of the SIPC Act.
SIPC. The Commission or any Self-Regulatory Organization has notified the SIPC pursuant to Section 5(a)(1) of the SIPA of facts which indicate that the Borrower, RJA or RJFS is in or is approaching financial difficulty, or the SIPC shall file an application for a protective decree with respect to the Borrower, RJA or RJFS under Section 5(a)(3) of the SIPA.
SIPC. You agree to promptly notify us if you are not now a member of the Securities Investor Protection Corporation or its successor ("SIPC"), or if at any time during the term of this Agreement you cease being a member of SIPC.
SIPC. It is hereby agreed between Introducing Broker and Interactive that, solely for purposes of the “financial responsibility rules” of the SEC and Securities Investor Protection Act, the participants in the Consolidated Accounts shall be deemed “customers” of Interactive and not the Introducing Broker.
SIPC. BNPP PB is a member of the Securities Investor Protection Corporation (“SIPC”) through which customer accounts are protected in the event of a broker-dealer’s insolvency up to $500,000, including a maximum of $100,000 for free cash balances. Neither SIPC nor the additional coverage is the same as or a substitute for FDIC deposit insurance, and they do not protect against declines in the market value of your securities. If you would like to contact the SIPC to obtain a SIPC brochure or to obtain other information about SIPC, you may call SIPC directly at (000) 000-0000 or visit the SIPC website at wxx.xxxx.xxx.
SIPC. Securities in your Brokerage Account are protected in accordance with the Securities Investor Protection Corporation (“SIPC”) up to $500,000. The $500,000 total amount of SIPC protection is inclusive of up to $250,000 protection for claims for cash, subject to periodic adjustments for inflation in accordance with the terms of the SIPC statute and approval by SIPC’s Board of Directors. Our current Clearing Broker, NFS, also has arranged for coverage above these limits. Annuities, insurance policies, guaranteed investment contracts, and other products purchased through but not held in your Brokerage Account do not receive the SIPC protection or additional coverage associated with your Brokerage Account, even though these products can be listed on your Brokerage Account statements. For more details on SIPC, or to request a SIPC brochure, visit xxx.xxxx.xxx or call 0-000-000-0000.
SIPC. DriveLoyalty is a member of the Securities Investor Protection Corporation (“SIPC”). SIPC currently protects the securities and cash in the Account up to $500,000 of which $250,000 may be in cash. SIPC does not protect against the market risks associated with investing. You acknowledge that, for purposes of SIPC, money market balances are considered securities. Securities and Other Assets held in the Account (except brokered certificates of deposit) are not insured by the Federal Deposit Insurance Corporation (“FDIC”) and are subject to investment risks, including possible loss of the principal amount invested. To obtain information on SIPC, including the SIPC Brochure, go to xxx.XXXX.xxx or contact SIPC directly at (000)-000-0000.
SIPC. The Clearing Broker and the Introducing Broker hereby agree that for the purposes of the financial responsibility rules and the Securities Investor Protection Act, the Introduced Accounts shall be considered to be accounts of the Clearing Broker and not the Introducing Broker. Nothing in this paragraph shall otherwise change or affect the provisions of this Agreement that provide that an Introduced Account is the Introducing Broker's account for any other purpose or to negate the intent of any other section of this Agreement, including but not limited to the delineation of responsibilities as set forth elsewhere in this Agreement.
SIPC. The Company is a member in good standing of the United States Securities Investor Protection Corporation, and is since the Lookback Date has been in compliance in all material respects with all applicable rules and regulations thereof.