77Q1: EXHIBITS (a) Amendment to Declaration of Trust establishing a new series, which was filed as an Exhibit to Registrant's Post-Effective Amendment No. 60 is incorporated by reference. (b) Amended Investment Advisory Agreement is filed herewith....Investment Advisory Agreement • May 30th, 2006 • Touchstone Strategic Trust
February ___, 1997 [Name and Address of Life Insurance Company] Re: Participation Agreement dated as of _________________ among [Name of Life Insurance Company], SoGen Variable Funds, Inc., and Societe Generale Securities Corporation (the...Participation Agreement • February 28th, 1997 • Sogen Variable Funds Inc
EXHIBIT 10.1 [B-III CAPITAL, LLC LETTERHEAD] ROBERT M. BROWN, III PRESIDENT October 20, 2000 Steven B. Dempsey President PetQuarters, Inc. Post Office Box 410 Lonoke, AR 72086 Dear Steve, In addition to the Services Agreement between B-III Capital,...Services Agreement • December 15th, 2000 • Pet Quarters Inc • Services-business services, nec
EXHIBIT 10.12 Form of Letter AgreementLetter Agreement • August 24th, 2000 • Empire Financial Holding Co • Security brokers, dealers & flotation companies
This letter confirms our agreement to purchase your retail brokerage account relationships for $200,000 and to pay you a fee equal to one percent of the net proceeds of our initial public offering in consideration of your efforts in making introductions to investment banking firms in connection with such offering and your assistance in developing our private label business.
EXHIBIT A to the Investment Advisory Agreement dated as of May 12, 2001 (amended as of April 30, 2004) by and between Huntington VA Funds and Huntington Asset Advisors, Inc.Investment Advisory Agreement • February 2nd, 2004 • Huntington Va Funds
AGREEMENT ---------Reinsurance Agreement • April 12th, 1999 • Vesta Insurance Group Inc • Fire, marine & casualty insurance • New York
BETWEEN:Sales Agreement • March 14th, 2005 • Levin Textiles Int • British Columbia
Exhibit 5.4 North Shore Capital Advisors Corp. 20 Marlin Lane Port Washington, New York 11050 July 1, 2004 Mr. Steven Cohen 20 Marlin Lane Port Washington, NY 11050 Dear Steve: As we discussed, we are herein detailing a compensation agreement between...Compensation Agreement • June 8th, 2005 • North Shore Capital Advisors Corp. • Security brokers, dealers & flotation companies
As we discussed, we are herein detailing a compensation agreement between you and North Shore Capital Advisors Corp. (the "Company") relating to potential merger or reverse merger partners ("Merger Partners") you may first introduce to the Company. In the event that you first introduce a Merger Partner to the Company that results in a merger or reverse merger with such Merger Partner (a "Transaction"), the Company shall issue to you a five-year warrant (the "Warrant") to purchase 200,000 shares of the Company's common stock at $1.00 per share.
MARKETING AGREEMENTMarketing Agreement • February 6th, 1996 • Calgene Inc /De/ • Fats & oils • Florida
RECITALSSelling Agreement • May 1st, 2006 • National Variable Life Insurance Account
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 30th, 2024 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
This letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and WiSA Technologies, Inc., a Delaware corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement to certain purchasers (the “Purchasers”) of up to an aggregate of 418,845 units (each a “Unit” and collectively, the “Units”), with each Unit consisting of (A) one share (each a “Share” and collectively, the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), and (B) one common stock purchase warrant (the “Warrant”) to purchase one share of Common Stock (the “Warrant Shares”). The Units and the securities included therein (i.e., the Shares, the Warrants and the Warrant Shares) are referred to herein as the “Securities.” The documents executed and delivered by the Company and the Purchasers
December 6, 2004 Mr. Ariel Shenhar Chief Financial Officer Ophthalmic Imaging Systems Inc. 221 Lathrop Way, Suite 1 Sacramento, CA 95815 Dear Mr. Shenhar: This Letter ("Letter") will represent an agreement between the Dragonfly Capital Partners, LLC...Financial Advisory Agreement • June 17th, 2005 • Ophthalmic Imaging Systems • Surgical & medical instruments & apparatus
Exhibit 10.3 ------------ DEALER AGREEMENT This Dealer Agreement ("Agreement"), dated October 17, 1996, is between RYDER TRS, INC. (f/k/a RCTR HOLDINGS, INC.), with its principal place of business at 8669 N.W. 36th Street, Miami, Florida 33166 ("TRS")...Dealer Agreement • February 3rd, 1997 • Ryder TRS Inc • Services-auto rental & leasing (no drivers) • Florida
AMENDMENT TO THE COMMERCIAL LEASE OF DECEMBER 24, 1998Commercial Lease • March 15th, 2004 • Genzyme Corp • Biological products, (no disgnostic substances)
EXHIBIT 10 [MINDSPRING LOGO] 1430 West Peachtree Street Suite 400 Atlanta, GA 30308 phone 404-815-0770 fax 404-815-8805 MindSpring and Monorail Reseller Agreement 1. MindSpring will pay Monorail $660,000 the composition of which is $60,000 for...Reseller Agreement • November 14th, 1996 • Mindspring Enterprises Inc • Services-business services, nec
RECITALSPlacement Agreement • August 14th, 1997 • Inco Homes Corp • Operative builders • Nevada
Commission as Sales Charge as Percentage of Percentage of Gross Gross Contract Owner's Investment* Purchase Payment Purchase Payment ---------------------------- ---------------- ---------------- Less than $50,000 5.00% 5.75% $50,000 but less than...Selling Group Agreement • March 28th, 2000 • Lincoln National Variable Annuity Account H
This letter amends your Selling Group Agreement with American Funds Distributors, Inc. ("AFD") and The Lincoln National Life Insurance Company ("Lincoln Life") to add American Legacy Shareholder's Advantage, our new flexible premium variable annuity, to the product line.
CONFIDENTIAL Mr. Peter Converse President and Chief Executive Officer Virginia Commerce Bancorp, Inc.Placement Agent Agreement • September 28th, 2010 • Virginia Commerce Bancorp Inc • State commercial banks • New York
RECITALSCommercial Security Agreement • September 22nd, 1999 • Natural Health Trends Corp • Services-educational services • Indiana
NeuroSense Therapeutics Ltd. Attention: Alon Ben-Noon Building B 11 HaMenofim Street Herzliya 4672562 Dear Mr. Ben-NoonPlacement Agent Agreement • June 23rd, 2023 • NeuroSense Therapeutics Ltd. • Pharmaceutical preparations • New York
This letter (the “Agreement”) constitutes the agreement between A.G.P./Alliance Global Partners (the “Placement Agent”) and NeuroSense Therapeutics Ltd., a company organized under the laws of Israel (the “Company”), that the Placement Agent shall serve as the exclusive placement agent for the Company, on a “reasonable best-efforts” basis, in connection with the proposed placement (the “Placement”) of (i) ordinary shares (the “Shares”) of the Company, no par value (the “Ordinary Shares”), (ii) warrants to purchase Ordinary Shares (the “Warrants”) and (iii) pre-funded warrants to purchase Ordinary Shares (the “Pre-Funded Warrants” and together with the Ordinary Shares and Warrants, the “Securities”). The Securities actually placed by the Placement Agent are referred to herein as the “Placement Agent Securities.” The terms of the Placement shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”), and nothing herein constitute
EXHIBIT 10.37 N O W T H E R E F O R E, - - - - - - - - - - - - In consideration of the premises and the mutual covenants contained herein, and for other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the...Royalty Agreement • March 12th, 2007 • Alfacell Corp • Biological products, (no disgnostic substances)
Placement Agency AgreementPlacement Agency Agreement • August 14th, 1997 • Network Imaging Corp • Services-computer integrated systems design • New York
EX-10.2 3 d832734dex102.htm FORM OF AMENDED AND RESTATED COMMERCIAL PAPER DEALER AGREEMENT FORM OF AMENDED AND RESTATED COMMERCIAL PAPER DEALER AGREEMENT Between:Commercial Paper Dealer Agreement • May 5th, 2020 • New York
LEGGETT & PLATT, INCORPORATED, as Issuer, and , as Dealer, Concerning Notes to be issued pursuant to an Issuing and Paying Agent Agreement dated as of December 2, 2014 between the Issuer and U.S. Bank National Association, as Issuing and Paying Agent dated as of December 2, 2014.
STRICTLY CONFIDENTIALExclusive Agency Agreement • November 4th, 2021 • Oramed Pharmaceuticals Inc. • Pharmaceutical preparations • New York
EXHIBIT 10.2 AMENDED AND RESTATED AGREEMENT BETWEEN GENENTECH, INC. AND F. HOFFMANN-LA ROCHE LTD REGARDING COMMERCIALIZATION OF GENENTECH'S PRODUCTS OUTSIDE THE UNITED STATES TABLE OF CONTENTS Whereas Clauses Article I - DefinitionsGenentech Inc • July 16th, 1999 • Pharmaceutical preparations • New York
EXHIBIT 10.13 AMENDMENT OF COMMERCIAL LEASE AGREEMENT THIS AMENDMENT OF COMMERCIAL LEASE AGREEMENT (this "Amendment") is made as of February 05, 2003, between KINGS BROTHERS, LLC ("Lessor"), a Georgia limited liability company, and COLOR IMAGING, INC....Commercial Lease Agreement • March 11th, 2003 • Color Imaging Inc • Services-business services, nec
COMMERCIAL FEDERAL CORPORATION Date of Grant 2002 STOCK OPTION AND INCENTIVE PLAN COMMITTEE By:_____________________________________ Authorized Member of the CommitteeStock Option Agreement • June 28th, 2002 • Commercial Federal Corp • Savings institution, federally chartered
FEE AGREEMENTFee Agreement • March 26th, 2014 • First Trust New Opportunities MLP & Energy Fund • New York
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • December 8th, 2023 • Biolase, Inc • Dental equipment & supplies • New York
This letter agreement (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and BIOLASE, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), pursuant to which the Placement Agent shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of shares of common stock (the “Shares”) of the Company, par value $0.001 per share (“Common Stock”), prefunded warrants to purchase Common Stock (the “Prefunded Warrants”), and warrants to purchase Common Stock (the “Warrants”, and collectively with the Shares and the Prefunded Warrants, the “Securities”). The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and, collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent would have the power or authority to bind the
logo] PHILIPS PHILIPS MIETSYSTEM GmbH Philips Mietsystem GmbH . P.O. Box 10 02 29 . D-20001 Hamburg PMG 1996 Bonus Agreement between Philips Mietsystem GmbH Steindamm 55 20099 Hamburg and Prodac Prozessdatentechnik GmbH Max-Planck-Str. 38 50858...Bonus Agreement • November 22nd, 1996 • Maginet Corp • Cable & other pay television services
EXHIBIT 10.19 RSI SYSTEMS, INC. SELLING AGENCY AGREEMENT MINIMUM OFFERING: $1,500,000 OF COMMON STOCK MAXIMUM OFFERING: $3,250,000 OF COMMON STOCK Miller Johnson & Kuehn Incorporated Minneapolis, Minnesota 5500 Wayzata Boulevard December 29, 1997...Selling Agency Agreement • September 18th, 1998 • Rsi Systems Inc/Mn • Computer communications equipment
EXHIBIT (23)(m)(iii) Rule 12b-1 Distribution Plan and Agreement - Lord Abbett Tax-Free Income Trust Lord Abbett Insured Intermediate Tax-Free Fund - Class C Shares RULE 12b-1 DISTRIBUTION PLAN AND AGREEMENT dated as of June 30, 2003 by and between...Rule 12b-1 Distribution Plan and Agreement • June 26th, 2003 • Lord Abbett Tax Free Income Trust
BLACKROCK ENHANCED EQUITY DIVIDEND TRUST (the “Fund”) File No. 811-21784 Item G.1.b.iii: New or amended investment advisory contractsAdvisory Fee Waiver Agreement • March 18th, 2019 • BlackRock Enhanced Equity Dividend Trust
This MASTER ADVISORY FEE WAIVER AGREEMENT (this “Agreement”) is made as of the 2nd day of December, 2016, by and among BlackRock Advisors, LLC (the “Adviser”) an “Adviser”) and each investment company listed on Schedule A attached hereto (each, a “Fund”).
CONTRACT OF COMMISSION AGENCY NO 32Commission Agreement • August 17th, 2006 • Victoria Industries Inc • Services-business services, nec
Alya International, Inc. #101 - 16 Fawcett Road Coquitlam, British Columbia V3K 6X9 (604)528-9982Selling Agent Agreement • July 15th, 1999 • Alya International Inc
