Compliance Documents definition

Compliance Documents means documents consisting of governmental reporting documents or forms, including without limitation Forms 1099-MISC, 1099-INT, 1099-K, 1099-G, 1099-DIV, 1099-R, 5498, W-9 or any other documents that Payor may upload to its Account in connection with using KyckGlobal’s Digital Document Storage Service.
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Compliance Documents means the documents identified as such in the Table of Contents to this Project Agreement.
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Compliance Documents means the forms specified in Appendix D of the Code and includes certificates from Empanelled Energy Auditors (Building) to conform compliance with these rules.
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Examples of Compliance Documents in a sentence

  • Employee agrees that he or she shall promptly provide such other certifications or disclosures as may be reasonably required by the Company in connection with the Compliance Documents.

  • Document Consent Processing, Suppression, and Notification – $[ ] per suppressed statement Development & Implementation of Electronic Compliance Documents – $[ ] initial setup fee Note: Annual compliance minimum fee of $[ ].

  • Document Loading, Storage, and Access Document Consent Processing, Suppression, and Notification - $[ ] /suppressed statement Development & Implementation of Electronic Compliance Documents - $[ ] initial setup fee Note: Annual compliance minimum fee of $[ ].

  • No materials or information to be ------------------------ furnished by Genesis or the Genesis Members to JWCFS for inclusion in the SEC Compliance Documents will contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein not misleading.

  • Each of the SEC Compliance Documents shall comply with the applicable rules and regulations of the Commission.

  • JWCFS will deliver to Genesis ------------------------------------ and each of the Genesis Members copies of the SEC Compliance Documents within 5 business days of the initial filing of such documents with the Commission.

  • By the Executive Committee of ---------------------------------- Genesis, upon written request from a Genesis Member made within seven (7) business days of delivery to the Genesis Members of the SEC Compliance Documents as provided in Section 8.19 if such Genesis Member objects to consummation of the LLC Exchange as a result of reviewing the SEC Compliance Documents and Genesis and JWCFS do not otherwise agree upon a resolution of such Genesis Member's objection.

  • Document Consent Processing, Suppression, and Notification – $___ per suppressed statement Development & Implementation of Electronic Compliance Documents – $___ initial setup fee Note: Annual compliance minimum fee of $___.

  • Document Consent Processing, Suppression, and Notification – $[…] per suppressed statement Development & Implementation of Electronic Compliance Documents – $[…] initial setup fee Note: Annual compliance minimum fee of $[…] .

  • Upon request by Lender, Borrowers will provide Lender with copies of all Compliance Documents relating to the sale of any Intervals relating to Pledged Receivables outside of the States of South Carolina, Missouri or Tennessee.


More Definitions of Compliance Documents

Compliance Documents means, with respect to sales of Intervals in any jurisdiction: (a) unless expressly waived by Lender in writing, an opinion letter in form and substance satisfactory to Lender from an attorney licensed in such jurisdiction addressing the compliance of Borrower's offering materials, the applicable Resort Documents, the applicable Purchase Documents, the Club Documents, and Borrower's marketing and sales practices in such jurisdiction with all Applicable Laws; (b) evidence satisfactory to Lender that the Governmental Authority having jurisdiction over the marketing and sale of Intervals in such jurisdiction has issued all required approvals of Borrower's offering materials, marketing, and sales practices; and (c) copies of Borrower's offering materials, applicable Resort Documents, applicable Purchase Documents, Club Documents, and financing documents as approved by the applicable Governmental Authority of such jurisdiction.
Sample 1
Compliance Documents means information, documents and completed forms relating to proof of identity and compliance with applicable money laundering legislation, as may be required by the Buyer, and that have been, where requested by the Buyer, duly certified by a third-party professional person (including, without limitation, contact details, passports, utility bills, bank statements, personal letters of reference, trust agreements or deeds, constitutional documents of companies and completed compliance questionnaires provided by the Buyer).
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Compliance Documents shall have the meaning set forth in Schedule 8.1.1.
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Compliance Documents has the meaning set forth in Section 19.4(c) of this Agreement.
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Compliance Documents means Risk-based Client Take-on Procedures for Business Units v1, dated 28 April 2015; Risk-based Client Take-On Procedures for Business Units, v2, dated 27 April 2015; Anti-money laundering policy v3, dated22 January 2014; “Compliance Manual V2.doc” or Compliance Manual dated December 2013; Introduction Certificate form dated 28 April 2015;
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Related to Compliance Documents

  • Reference Documents means the documents provided with and so designated in the RFP. The Reference Documents, including Plans contained therein and/or so designated, are not Contract Documents and were provided to the Design-Builder for informational purposes only and are relied upon at the Design-Builder’s own risk.

  • Finance Documents means these Terms and Conditions, the Agency Agreement and any other document designated by the Issuer and the Agent as a Finance Document.

  • Finance Document means this Agreement, any Fee Letter, any Accession Letter, any Resignation Letter and any other document designated as such by the Agent and the Company.

  • Service Document means a claim form, application notice, order, judgment or other document relating to any Proceedings;

  • Required Loan Documents means, for each Loan:

  • Scope Document means the document (if any) that is provided with and becomes part of the Order Form and which defines sometimes in conjunction with a Service Description (as applicable) the Services to be provided.

  • Conveyance Documents has the meaning set forth in Section 11.2(a).

  • Financing Document means any credit agreement, guarantee, financing or security agreement or other agreements or instruments governing indebtedness of the Company or any of the Company Subsidiaries.

  • Compliance agreement means a written agreement between a person and the Commissioner to achieve compliance with this quarantine.

  • Financing Documents means collectively the documents evidencing Lenders’ commitment to finance the Project.

  • Service documentation means all records and information on one or more documents, including documents that may be created or maintained in electronic software programs, created and maintained contemporaneously with the delivery of services, and kept in a manner as to fully disclose the nature and extent of services delivered that shall include the items delineated in paragraph (E) of this rule to validate payment for medicaid services.

  • Compliance Declaration means a compliance declaration substantially in the form set out in Schedule F;

  • Senior Finance Documents means the Senior Facilities Agreement and such other documents identified as “Senior Finance Documents” pursuant to the Senior Facilities Agreement.

  • Compliance Obligations means obligations of the AMC to comply with: (a) laws or international guidance and internal policies or procedures, (b) any demand or request from authorities or reporting, disclosure or other obligations under laws, and (c) laws requiring us to verify the identity of our customers.

  • Operating Documents are, for any Person, such Person’s formation documents, as certified by the Secretary of State (or equivalent agency) of such Person’s jurisdiction of organization on a date that is no earlier than thirty (30) days prior to the Effective Date, and, (a) if such Person is a corporation, its bylaws in current form, (b) if such Person is a limited liability company, its limited liability company agreement (or similar agreement), and (c) if such Person is a partnership, its partnership agreement (or similar agreement), each of the foregoing with all current amendments or modifications thereto.

  • Public Documents As defined in Section 4.02(a) of this Agreement.

  • Principal Finance Documents means the Credit Agreement, the Senior Secured Note Indenture, the Intercreditor Arrangements and any Additional Agreement.

  • Contractor Documents means one or more document, agreement or other instrument required by Contractor in connection with the performance of the products and services being purchased by the State, regardless of format, including the license agreement, end user license agreement or similar document, any hyperlinks to documents contained in the Contractor Documents, agreement or other instrument and any other paper or “shrinkwrap,” “clickwrap,” “browsewrap” or other electronic version thereof.

  • Compliance obligation means the quantity of verified reported emissions or assigned emissions for which an entity must submit compliance instruments to ARB.

  • Subordinated Loan Documents means the Subordinated Credit Agreement, the promissory notes executed and delivered pursuant to the Subordinated Credit Agreement, and each other agreement, instrument, or document executed by the Borrower or any of its Subsidiaries or any of their Responsible Officers in connection with the Subordinated Credit Agreement.

  • ISM Code Documentation includes, in respect of a Ship:

  • Senior Loan Documents means the loan agreement between Borrower and Senior Creditor and any other agreement, security agreement, document, promissory note, UCC financing statement, or instrument executed by Borrower in favor of Senior Creditor pursuant to or in connection with the Senior Debt or the loan agreement, as the same may from time to time be amended, modified, supplemented, extended, renewed, restated or replaced.

  • Underlying Documents means, together, the Contracts, the Refund Guarantees, the Supervision Agreements and the Management Agreements and “Underlying Document” means any of them.

  • T E Document means Tender Enquiry Document

  • Material Indebtedness Agreement means any agreement under which any Material Indebtedness was created or is governed or which provides for the incurrence of Indebtedness in an amount which would constitute Material Indebtedness (whether or not an amount of Indebtedness constituting Material Indebtedness is outstanding thereunder).

  • Loan Documents means, collectively, this Agreement, any note or notes executed by Borrower, and any other document, instrument or agreement entered into in connection with this Agreement, all as amended or extended from time to time.