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Compliance with USA Patriot Act Sample Clauses

Compliance with USA Patriot ActIn accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients.
Compliance with USA Patriot ActIn accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Initial Purchasers are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Initial Purchasers to properly identify their respective clients.
Compliance with USA Patriot ActIn accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales Agent is required to obtain, verify and record information that identifies its clients, including the Company, which information may include the name and address of its clients, as well as other information that will allow the Sales Agent to properly identify its clients.
Compliance with USA Patriot ActIn accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Agents, Forward Sellers and Forward Purchasers are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Agents, Forward Sellers and Forward Purchasers to properly identify their respective clients.
Compliance with USA Patriot ActIn accordance with the requirements of the USA PATRIOT Act, the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients.
Compliance with USA Patriot ActIn accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understanding please indicate your acceptance of this Agreement by signing in the space provided for that purpose below. Very truly yours, EYEPOINT PHARMACEUTICALS, INC. By: /s/ Xxxxxx X. Xxxxxx Name: Xxxxxx X. Xxxxxx Title: Executive Vice President, Chief Financial Officer Accepted as of the date first above written: X.X. XXXXXX SECURITIES LLC Acting on its own behalf and as Representative of several Underwriters listed on Schedule A to this Agreement. By: X.X. XXXXXX SECURITIES LLC By: /s/ Xxxxx Xx Name: Xxxxx Xx Title: Managing Director Name Number of Shares of Firm Stock to be Purchased Number of Shares of Optional Stock to be Purchased X.X. Xxxxxx Securities LLC 5,536,364 830,454 Citigroup Global Markets Inc. 3,436,364 515,454 Guggenheim Securities, LLC 2,354,546 353,182 Xxxxxx X. Xxxxx & Co. Incorporated 572,727 85,909 Mizuho Securities USA LLC 572,727 85,909 JonesTrading Institutional Services LLC 254,545 38,182 Total 12,727,273 1,909,090 None. Firm Stock to be Sold: 12,727,273 shares Offering Price: $11.00 per share Underwriting Discounts and Commissions: 6% Estimated Net Proceeds to the Company (after underwriting discounts and commissions, but before transaction expenses): $131,600,002.82 • Xxxxx Xxxxxx • Xxx Xxxxx • Xxxxxx Xxxxxx • Xxxxxx Xxxxxxx • Xxxxx Xxxx • Xxxxx XxXxxxx • Xxxx Xxxxxx • Xxxxx Xxxxxxx • Xxxxxx Duty • Xxxx Xxxxxx Form of Lock-Up Agreement X.X. XXXXXX SECURITIES LLC As Representative of the several Underwriters c/o X.X. Xxxxxx Securities LLC 000 Xxxxxxx Xxxxxx New York, New York 10179 Re: EYEPOINT PHARMACEUTICALS, INC. – Public Offering of Shares of Common Stock Ladies and Gentlemen: This letter agreement (“Agreement”) is being delivered to you in connection with the proposed Underwriting Agreement (the “Underwriting Agreement”) by and among EyePoint Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and X.X. Xxxxxx Securities LLC (“X.X. Xxxxxx”), as representative (the “Representative”) of a group of underwriters (collectively, th...
Compliance with USA Patriot ActIn accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Managers are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Managers to properly identify their respective clients.
Compliance with USA Patriot ActIn accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. The Company hereby submits to the non-exclusive jurisdiction of the Federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. The Company irrevocably and unconditionally waives any objection to the laying of venue of any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby in Federal and state courts in the Borough of Manhattan in the City of New York and irrevocably and unconditionally waives and agrees not to plead or claim in any such court that any such suit or proceeding in any such court has been brought in an inconvenient forum. If the foregoing is in accordance with the Underwriters’ understanding of our agreement, kindly sign and return to the Company one of the counterparts hereof, whereupon it will become a binding agreement among the Company and the Underwriters in accordance with its terms. Very truly yours, BUILDERS FIRSTSOURCE, INC. By: /s/ Xxxxxx XxXxxxxxx Name: Xxxxxx XxXxxxxxx Title: Senior Vice President WARBURG PINCUS PRIVATE EQUITY IX, L.P. By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: Managing Director The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written. CREDIT SUISSE SECURITIES (USA) LLC By: /s/ Xxxx X. Xxxxxxxx Name: Xxxx X. Xxxxxxxx Title: Director By: /s/ Xxxxxxx Xxxxxxxxx Name: Xxxxxxx Xxxxxxxxx Title: Managing Director DEUTSCHE BANK SECURITIES INC. By: /s/ Xxxx Xxxxxxxx Name: Xxxx Xxxxxxxx Title: Managing Director By: /s/ Xxxxxxx Xxxxxxx Name: Xxxxxxx Xxxxxxx Title: Managing Director Credit Suisse Securities (USA) LLC 6,631,633 Deutsche Bank Securities Inc. 6,631,633 Total 13,263,266 The following information is also included in the General Disclosure Package: 1. The initial price to the public of the Securities 2. The number of Securities offered by the Selling Stockholder: 13,263,266
Compliance with USA Patriot ActIn accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. If the foregoing is in accordance with your understanding of our agreement, please sign and return to the Company a counterpart hereof, whereupon this instrument, along with all counterparts, will become a binding agreement among the Underwriters and the Company in accordance with its terms. Very truly yours, SOUTHWESTERN ENERGY COMPANY By: /s/ R. Xxxxx Xxxx Title: Senior Vice President and Chief Financial Officer CONFIRMED AND ACCEPTED, as of the date first above written: By: XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: Xxxxxxx Xxxxx Xxx Xxxxx For itself and as Representative of the other Underwriters named in Schedule A hereto. [Signature Page to Underwriting Agreement] The initial public offering price per depositary share for the Securities shall be $50.00. The purchase price per depositary share for the Securities to be paid by the several Underwriters shall be $48.50, being an amount equal to the initial public offering price set forth above less $1.50 per depositary share, subject to adjustment in accordance with Section 2(b) for dividends or distributions declared by the Company and payable on the Initial Securities but not payable on the Option Securities. Name of Underwriter Number of Initial Securities Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 11,520,000 Citigroup Global Markets Inc. 3,375,000 X.X. Xxxxxx Securities LLC 3,375,000 Xxxxx Fargo Securities, LLC 3,375,000 BNP Paribas Securities Corp. 885,000 BMO Capital Markets Corp. 735,000 Mizuho Securities USA Inc. 675,000 Mitsubishi UFJ Securities (USA), Inc. 675,000 RBS Securities Inc. 1,050,000 SMBC Nikko Securities America, Inc. 675,000 BBVA Securities Inc. 405,000 Credit Agricole Securities (USA) Inc. 405,000 RBC Capital Markets, LLC 390,000 CIBC World Markets Corp. 240,000 SG Americas Securities, LLC 240,000 BB&T Capital Markets, a division of BB&T Securities, LLC 165,000 Comerica Securities, Inc. 165,000 Fifth Third Securities, Inc. 165,000 Xxxxxxxxx Energy Securities, LLC 165,000 HSBC Securities (USA) Inc. 165,000 KeyBanc Capital...
Compliance with USA Patriot ActIn accordance with the requirements of the USA PATRIOT Act, the Agents are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Agents to properly identify their respective clients.