Compliance with USA Patriot Act. In accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients.
Compliance with USA Patriot Act. In accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Initial Purchasers are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Initial Purchasers to properly identify their respective clients.
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Sales Agent is required to obtain, verify and record information that identifies its clients, including the Company, which information may include the name and address of its clients, as well as other information that will allow the Sales Agent to properly identify its clients.
Compliance with USA Patriot Act. In accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Placement Agents are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Placement Agents to properly identify their respective clients.
Compliance with USA Patriot Act. In accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. Very truly yours, ING U.S., INC. By: Name: Title: ING INSURANCE INTERNATIONAL, B.V. By: Name: Title: By: Name: Title: Accepted as of the date hereof Xxxxxx Xxxxxxx & Co. LLC Xxxxxxx, Sachs & Co. Citigroup Global Markets Inc. Acting severally on behalf of themselves and the several Underwriters named in Schedule II hereto XXXXXX XXXXXXX & CO. LLC By: Name: Title: XXXXXXX, SACHS & CO. By: Name: Title: CITIGROUP GLOBAL MARKETS INC. By: Name: Title: SCHEDULE I Underwriter Number of Firm Shares To Be Purchased Xxxxxx Xxxxxxx & Co. LLC Xxxxxxx, Sachs & Co. Citigroup Global Markets Inc. Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Credit Suisse Securities (USA) LLC Deutsche Bank Securities Inc. X.X. Xxxxxx Securities LLC ING Financial Markets LLC Barclays Capital Inc. RBC Capital Markets, LLC SunTrust Xxxxxxxx Xxxxxxxx, Inc. Evercore Group L.L.C. Xxxxx, Xxxxxxxx & Xxxxx, Inc. Xxxxxxx Xxxxx Financial Inc. Sandler X’Xxxxx & Partners, X.X. Xxxxx Fargo Securities, LLC BNP Paribas Securities Corp. BNY Mellon Capital Markets, LLC Commerz Markets LLC HSBC Securities (USA) Inc. Mediobanca – Banca di Credito Finanziario S.p.A. Xxxxx Xxxxxxx & Co. Xxxxxx X. Xxxxxxx & Company, Inc. The Xxxxxxxx Capital Group, L.P. Total: SCHEDULE II Time of Sale Prospectus
Compliance with USA Patriot Act. In accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. Please confirm, by signing and returning to us two (2) counterparts of this Agreement, that the Representatives are acting on behalf of themselves and the several Underwriters and that the foregoing correctly sets forth the agreement among the Company and the several Underwriters. Very truly yours, NEW YORK MORTGAGE TRUST, INC. By: /s/ Jxxxx X. Xxxxxxx Name: Jxxxx X. Xxxxxxx Title: Chief Executive Officer Confirmed and accepted as of the date first above mentioned: MXXXXX SXXXXXX & CO. LLC By: /s/ Mxxxxxx Xxxxx Name: Mxxxxxx Xxxxx Title: Executive Director RBC CAPITAL MARKETS, LLC By: /s/ Sxxxxxx Xxxxx Name: Sxxxxxx Xxxxx Title: Managing Director UBS SECURITIES LLC By: /s/ Dxxxxxx Xxxxx Name: Dxxxxxx Xxxxx Title: Associate Director By: /s/ Jxx Xxxxxxxx Name: Jxx Xxxxxxxx Title: Managing Director WXXXX FARGO SECURITIES, LLC By: /s/ Cxxxxxx Xxxxxx Name: Cxxxxxx Xxxxxx Title: Managing Director KXXXX, BXXXXXXX & WXXXX, INC. By: /s/ Exxxxx X. Xxxxxx Name: Exxxxx X. Xxxxxx Title: Managing Director PXXXX XXXXXXX & CO. By: /s/ Jxxxx Xxxxx Name: Jxxxx Xxxxx Title: Managing Director As Representatives of the Several Underwriters named in Schedule I hereto SCHEDULE I Underwriting Agreement dated June 25, 2024 Underwriters Principal Amount of Firm Securities to be Purchased Mxxxxx Sxxxxxx & Co. LLC $ 12,000,000 RBC Capital Markets, LLC $ 12,000,000 UBS Securities LLC $ 12,000,000 Wxxxx Fargo Securities, LLC $ 12,000,000 Kxxxx, Bxxxxxxx & Wxxxx, Inc. $ 6,000,000 Pxxxx Xxxxxxx & Co. $ 6,000,000 Total $ 60,000,000 SCHEDULE I(j) Entity Company Ownership Constructive LLC 50.00 % Park Place JV, LLC 90.00 % Hxxxxx Place Apts JV, LLC 90.00 % VLC Holdings, LLC 95.00 % 3149 Landtree JV, LLC 90.00 % GWR Lakeshore Holding, LLC 80.00 % 110 Sxxxxxxxxxx XX, LLC 90.00 % Heritage Park, LLC 95.00 % Rain Dance, LLC 95.00 % 500 Jxxxxx Xxxxxx JV LLC 95.00 % 1880 Destiny JV LLC 95.00 % GWR Pensacola Holding, LLC 80.00 % 828 ASCENT JV, LLC 23.60 % SCHEDULE I(tt) New York Mortgage Trust 2005-1 New York Mortgage Trust 2005-2 New York Mortgage Trust 20...
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), as amended, the Underwriters, the Forward Sellers and the Forward Purchasers are required to obtain, verify and record information that identifies their clients, including the Company, which information may include the name and address of their clients, as well as other information that will allow the Underwriters, the Forward Sellers and the Forward Purchasers to properly identify their clients.
Compliance with USA Patriot Act. In accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Managers are required to obtain, verify and record information that identifies its clients, including the Company, which information may include the name and address of its clients, as well as other information that will allow the Managers to properly identify their clients.
Compliance with USA Patriot Act. In accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients. The Company hereby submits to the non-exclusive jurisdiction of the Federal and state courts in the Borough of Manhattan in The City of New York in any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby. The Company irrevocably and unconditionally waives any objection to the laying of venue of any suit or proceeding arising out of or relating to this Agreement or the transactions contemplated hereby in Federal and state courts in the Borough of Manhattan in the City of New York and irrevocably and unconditionally waives and agrees not to plead or claim in any such court that any such suit or proceeding in any such court has been brought in an inconvenient forum. If the foregoing is in accordance with the Underwriters’ understanding of our agreement, kindly sign and return to the Company one of the counterparts hereof, whereupon it will become a binding agreement among the Company and the Underwriters in accordance with its terms. Very truly yours, BUILDERS FIRSTSOURCE, INC. By: /s/ Xxxxxx XxXxxxxxx Name: Xxxxxx XxXxxxxxx Title: Senior Vice President WARBURG PINCUS PRIVATE EQUITY IX, L.P. By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: Managing Director The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written. CREDIT SUISSE SECURITIES (USA) LLC By: /s/ Xxxx X. Xxxxxxxx Name: Xxxx X. Xxxxxxxx Title: Director By: /s/ Xxxxxxx Xxxxxxxxx Name: Xxxxxxx Xxxxxxxxx Title: Managing Director DEUTSCHE BANK SECURITIES INC. By: /s/ Xxxx Xxxxxxxx Name: Xxxx Xxxxxxxx Title: Managing Director By: /s/ Xxxxxxx Xxxxxxx Name: Xxxxxxx Xxxxxxx Title: Managing Director SCHEDULE A Underwriter Total Number of Securities to be Purchased Credit Suisse Securities (USA) LLC 6,631,633 Deutsche Bank Securities Inc. 6,631,633 Total 13,263,266 SCHEDULE B Other Information Included in the General Disclosure Package The following information is also included in the General Disclosure Package:
Compliance with USA Patriot Act. In accordance with the requirements of the USA PATRIOT Act, the Agents are required to obtain, verify and record information that identifies their respective clients, including the Company, which information may include the name and address of their respective clients, as well as other information that will allow the Agents to properly identify their respective clients.
