Custody Rules definition

Custody Rules means rules under section 16 and, in relation to any institution, means the rules applicable to that institution;

Custody Rules means the provisions of the FCA Handbook relating to the treatment of client assets.

Custody Rules means the rules set out in the CASS Client Assets sub-section of the Business Standards in the FCA Rules, and in particular (but without limitation) section 6 “Custody Rules” thereof.

Examples of Custody Rules in a sentence

• In addition to the many factors J.P. Morgan considers during the sub-custodian bank selection process, J.P. Morgan must also consider its fiduciary and regulatory responsibilities under several jurisdictions, including theU.K. Financial Conduct Authority (“FCA”) Custody Rules and the Foreign Custody Manager (“FCM”) rule under the U.S. Securities and Exchange Commission rule 17f-5.

• We may close your Account and pay any Assets in your Account if there has been no movement on your Account for a period of at least 12 years (notwithstanding any steps taken by us to trace you as required by the Custody Rules).

• This notification shall be in writing and shall state the effective date of the change in custody location or status, and the respondent/appli- cant’s current fixed street address, in- cluding zip code.(h)(1)(i) While the Transition Period Custody Rules (TPCR) set forth in sec- tion 303(b)(3) of Div.

• Where we identify a reconciliation discrepancy involving a shortfall in your custody assets we will, in accordance with FCA Custody Rules, allocate a sufficient amount of our own money to cover the value of that shortfall.

• We will exercise all due skill, care and diligence in the selection, appointment and periodic review of Sub-Custodians, in accordance with our obligations under the FCA Custody Rules.

More Definitions of Custody Rules

Custody Rules means, in respect of The Bank of New York Mellon, London Branch, the rules relating to custody set out in the CASS sourcebook of the FCA Rules and in respect of The Bank of New York Mellon SA/NV, the rules relating to custody set out in the Applicable Regulations implementing MiFID into Belgian law;

Custody Rules means CASS 6 of the FCA's Client Assets Sourcebook setting out the custody rules;

Custody Rules means the Applicable Rules of a Relevant Regulator relating to the holding of assets on behalf of clients;

Custody Rules means Chapter 6 of the CASS Rules (as defined above); “DEPP” means the Authority’s Decision Procedure and Penalties Manual; “EG” means the Enforcement Guide;

Custody Rules means rules made under section 16 of the Custody Act 1995; “prisoner” means any person for the time being detained in legal custody as a

Custody Rules means rules made under section 16 of the Custody Act 1995; “prisoner” means any person for the time being detained in legal custody as aresult of a requirement imposed by a court or otherwise that the person be so detained;

Custody Rules means the CASS rules relating to custody of applicable assets, as in force or