Custody Rules definition

Custody Rules means rules under section 16 and, in relation to any institution, means the rules applicable to that institution;

Custody Rules means the provisions of the FCA Handbook relating to the treatment of client assets.

Custody Rules means the rules set out in the CASS Client Assets sub-section of the Business Standards in the FCA Rules, and in particular (but without limitation) section 6 “Custody Rules” thereof.

Examples of Custody Rules in a sentence

• In addition, with respect to paragraphs (h)(1)(i)(C), (D), and (E) of this section, nothing in this paragraph shall be construed as prohibiting an alien from seeking a determination by an immigration judge that the alien is not properly included within any of those paragraphs.(2)(i) Upon expiration of the Transi- tion Period Custody Rules set forth in section 303(b)(3) of Div.

• We may close your Account and pay any Assets in your Account if there has been no movement on your Account for a period of at least 12 years (notwithstanding any steps taken by us to trace you as required by the Custody Rules).

• However, where we are prevented from holding your Custody Assets in your name or in the name of an eligible nominee, we may, where permitted by and in accordance with the Custody Rules, register or record your Custody Assets in the name of a third party (including, without limitation, a custodian).

• The Custody Rules (Amendment) Rules 2003 have been amended by the Custody Rules 2015 and the Custody (Amendment) Rules 2016 to enhance the IMB’s function as a body monitoring the welfare of detainees by removing the last vestiges of its former disciplinary adjudications function.

• Notwithstanding the above, the Custodian is required under the FCA’s Custody Rules to make good any custody shortfall for which the Custodian is responsible and may also make good any custody shortfall for which the Custodian does not conclude it is responsible.

More Definitions of Custody Rules

Custody Rules means, in respect of The Bank of New York Mellon, London Branch, the rules relating to custody set out in the CASS sourcebook of the FCA Rules and in respect of The Bank of New York Mellon SA/NV, the rules relating to custody set out in the Applicable Regulations implementing MiFID into Belgian law;

Custody Rules means the Applicable Rules of a Relevant Regulator relating to the holding of assets on behalf of clients;

Custody Rules means CASS 6 of the FCA’s Client Assets Sourcebook setting out the custody rules;

Custody Rules means Chapter 6 of the CASS Rules (as defined above); “DEPP” means the Authority’s Decision Procedure and Penalties Manual; “EG” means the Enforcement Guide;

Custody Rules means rules made under section 16 of the Custody Act 1995; “prisoner” means any person for the time being detained in legal custody as a

Custody Rules means rules made under section 16 of the Custody Act 1995; “prisoner” means any person for the time being detained in legal custody as aresult of a requirement imposed by a court or otherwise that the person be so detained;

Custody Rules means the CASS rules relating to custody of applicable assets, as in force or