Equity Personnel definition

Equity Personnel has the meaning assigned to such term in the definition of “Debt Fund Affiliate”.
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Equity Personnel means any employee on the trading side of Xxxxxx Xxxxxxx & Co. Incorporated and does not include Xxxxxxx Xxxxx. Interpretive Letter: The parties intend for this Confirmation to constitute a “Contract” as described in the letter dated October 6, 2003 submitted by Xxxxxx X. Xxxxxx and Xxxxxx X. Xxxxxxxxx to Xxxxx Xxxxxxxx of the staff of the Securities and Exchange Commission (the “Staff”) to which the Staff responded in an interpretive letter dated October 9, 2003.
Sample 1Sample 2
Equity Personnel means any employee on the trading side of Xxxxxxx, Xxxxx & Co. and does not include Xxxxx Xxx, Xxxxxxx Xxxxxxxxx, Xxxxxxxx Xxxxxxxxx, Xxxx Xxxxxx and Xxxxxx Xxxxxxx.
Sample 1Sample 2

Examples of Equity Personnel in a sentence

  • Party B hereby agrees with Dealer that during any Unwind Period for any Transaction, Party B shall not communicate, directly or indirectly, any material non-public information (within the meaning of federal securities laws) to any Equity Personnel (as defined below).

  • Party B hereby agrees with KBCM that during any Unwind Period for any Transaction, Party B shall not communicate, directly or indirectly, any material non-public information (within the meaning of federal securities laws) to any Equity Personnel (as defined below).

  • The potential growth in personnel costs, should they exceed standard inflationary increases supported by CAL, could result in reduced funds available for future training and outreach, education and engagement, and equity policydevelopment, coordination, and consulting work, resulting in service level impacts.Table 1: Office of Equity Personnel Cost (Revised vs Actuals).FY21 data reflects revised vs year-to-date.

  • Party B hereby agrees with Party A that during any Unwind Period for any Transaction, Party B shall not communicate, directly or indirectly, any material non-public information (within the meaning of federal securities laws) to any Equity Personnel (as defined below).

  • This covers the documents listed in paragraph 3.1 above and includes publication of the resultant contract entered into pursuant to this tender (specification; contract terms, pricing and schedules thereto).

  • The most important items are:- Investment securities available for sale and held to maturity- Due from financial institutions- Amount owed to financial institutions- Cash and balances with central banks- Equity Personnel costs, operating expenses and depreciation charges that are not allocated to business segments are also included in this segment.

  • Party B hereby agrees with Party A that during any Unwind Period Party B shall not communicate, directly or indirectly, any Material Non-Public Information (as defined herein) to any Equity Personnel (as defined below).

  • Party B hereby agrees with Party A that during any Unwind Period Party B shall not communicate, directly or indirectly, any material non-public information (within the meaning of any applicable securities laws) to any Equity Personnel (as defined below).


More Definitions of Equity Personnel

Equity Personnel means any employee in The Bank of New York Mellon Markets Equity Derivatives Trading Desk.
Sample 1

Related to Equity Personnel

  • Company Personnel means any current or former officer, employee, director or consultant of the Company or any of its Subsidiaries.

  • Key Personnel means those persons named in the Specification as being key personnel.

  • Receiving Party Personnel has the meaning set forth in Section 37(d).

  • Support Personnel means employees of a Reviewing Party’s Outside Firm and third-party contractors and employees of third-party contractors who are assisting in this proceeding, provided such persons are involved solely in performing clerical or ministerial functions with regard to documents and information connected with this proceeding, including performing one or more aspects of organizing, filing, coding, converting, storing, or retrieving documents or data or designing programs for handling data connected with this proceeding.

  • Supportive personnel means unlicensed individuals who:

  • Key Management Personnel means persons having authority and responsibility for planning, directing and controlling the activities of the Company, directly or indirectly, including any Director (whether executive or otherwise) of the Company;

  • Provider Personnel means all persons employed or engaged by the Provider together with the Provider’s servants, agents, consultants and Sub-Contractors (and all persons employed by any Sub-Contractor together with the Sub-Contractor’s servants, consultants, agents, Provider’s and Sub-Contractors) used in the performance of its obligations under this Agreement;

  • Purchaser Personnel means the Purchasers’, and each Purchaser’s Affiliates’, officers, directors (or their equivalent), employees, agents, and contractors of any kind.

  • Investment Personnel means: (a) Portfolio Managers and other Advisory Persons who provide investment information and/or advice to the Portfolio Manager(s) and/or help execute the Portfolio Manager's(s') investment decisions, including securities analysts and traders; (b) any natural person in a control relationship to the Fund who obtains information concerning recommendations made to the Fund with regard to the purchase or sale of a security; and (c) certain other individuals as designated by the Compliance Officer.

  • Local Personnel means such professionals and support staff who at the time of being so provided had their domicile inside the Government’s country.

  • Contractor Key Personnel means the Contractor Project Manager and those Project Staff members identified as “Key Personnel” as set forth in a Statement of Work.

  • Senior Management Personnel means personnel of the company who are members of its core management team excluding Board of Directors. Normally, this would comprise all members of management one level below the executive directors, including all functional heads.

  • Service Provider Personnel means and refers to Service Provider employees or subcontractors hired and maintained to perform Services hereunder.

  • Expatriate Personnel means such persons who at the time of being so hired had their domicile outside India;

  • School personnel means professional employee or professional’s delegate of the school district who provides health, educational, social, psychological, law enforcement, or child care services.

  • Supplier Personnel means Supplier’s employees, consultants, agents, independent contractors and Subcontractors.

  • Medical personnel means those persons assigned, by a Party to the conflict, exclusively to the medical purposes enumerated under sub-paragraph (e) or to the administration of medical units or to the operation or administration of medical transports. Such assignments may be either permanent or temporary. The term includes:

  • Non-Investment Personnel means any Employee that does not meet the definition of Investment Personnel as listed above.

  • Personnel means persons hired by the Service Provider or by any Subcontractor as employees and assigned to the performance of the Services or any part there of;

  • Vendor Personnel means employees, agents, independent contractors, or any other staff or personnel acting on behalf of or at the direction of Vendor or any Vendor Contractor performing or providing Services or Deliverables under this Agreement.

  • Resident Personnel means such persons who at the time of being so hired had their domicile inside India;

  • Specified Personnel means the personnel specified in the Contract to provide the Services.

  • Qualified personnel means personnel who meet the statutory or regulatory qualifications for each respective profession currently applicable in this state.

  • Contractor Personnel means Contractor’s employees and subcontractors (as well as any employees or subcontractors of those subcontractors) performing the Services.

  • Company's Personnel means the personnel to be provided by OIL or OIL's Contractor (other than the Contractor executing the Contract). The Company representatives of OIL are also included in the Company's personnel.

  • Baseline Personnel Security Standard means the pre-employment controls for all civil servants, members of the Armed Forces, temporary staff and government contractors generally.