DERIVATIVES TRADING. 3.1 Sau khi mở tài khoản CKPS, Khách hàng được thực hiện giao dịch CKPS theo quy địxx xxx Xx xxxx xx xxẩm quyền về việc mở tài khoản CKPS.
3.2 Việc nhận, thực hiện và xác nhận lệnh, kết quả giao dịch CKPS được thực hiện trên cơ sở các giao kết đã có giữa VPS và Khách hàng cho TKGDCK cơ sở. Giao dịch CKPS của Khách hàng sẽ được VPS thực hiện trên cơ sở tuân thủ các quy địxx xxx Xx xxxx xx xxẩm quyền và của VPS trong từng thời kỳ. VPS có quyền từ chối nhận lệnh của Khách hàng trong các trường hợp sau:
(a) Khách hàng chưa ký quỹ đầy đủ theo quy định của VPS và/hoặc quy định của VSD, trừ các giao dịch đối ứng; hoặc
(b) Tài khoản của Khách hàng đang mất khả năng thanh toán hoặc đang bị tạm ngừng giao dịch theo quy định của VSD, Sở giao dịch chứng khoán; hoặc
(c) Lệnh vượt quá giới hạn lệnh theo quy định của VPS và/hoặc quy định của VSD; hoặc
(d) Lệnh mà cùng với các lệnh xxxx xxx xxxc hiện trên hệ thống của tài khoản xxxx xxxx xx xxx xxợt quá giới hạn lệnh tích lũy hoặc lệnh dẫn tới vị thế của Khách hàng trên tài khoản vượt quá giới hạn vị thế theo quy chế của SGDCK, VSD (nếu có); hoặc
(e) Xxx xxxxng hợp khác theo quy địxx xxx Xx xxxx xx xxẩm quyền.
3.3 Nếu Khách hàng không tuân thủ một hoặc nhiều quy định bất kỳ về giao dịch chứng khoán phái sinh, VPS có quyền từ chối thực hiện giao dịch của Khách hàng. Khách hàng cam kết không có bất kỳ khiếu kiện nào đối với VPS khi VPS từ chối thực hiện giao dịch như vậy.
DERIVATIVES TRADING. 4.1. The Customer may place orders on the Derivatives Trading Account by the following methods:
(a) Place orders directly over the counter of MBKE by submitting the MBKE’s slip order fulfilled with information as requested in MBKE’s template; or
(b) Place orders through online methods as specifically agreed under this Agreement and/or under an online trading agreement entered into between the Customer and MBKE; and/or
(c) Place orders by other trading methods as provided by MBKE from time to time.
4.2. The Customer authorizes MBKE to act on its behalf to carry out clearance and settlement, and payment of the futures contracts when due, and to conduct other obligations of the Customer towards the VSD in accordance with VSD’s regulations for the purposes of determination of profits and losses on the Positions and on the trades of Derivatives by the Customer on the Derivatives Trading Account.
4.3. The Customer agrees and acknowledges that, in the course of its investment in Derivatives, the Customer has made its own decision on investment in Derivatives based on its own assessment on the degree of risk arising therefrom and shall be wholly responsible for its own investment decision as well as the risks arising from its investment in Derivatives. The Customer also represents and warrants that it does not and will not commit any act prohibited under the laws on securities.
DERIVATIVES TRADING. The Account Holder shall enter in to an agreement with MFS as set out in Appendix 1 in order to trade in Derivatives.
DERIVATIVES TRADING. The Account Holder shall enter into an agreement with GTN Asia as set out in Appendix 1 in order to trade in Derivatives. 7THE SYSTEM I understand that GTN Asia does not guarantee that all or any of the access routes will be available to me all the time. GTN Asia reserves the right to suspend access to the Service without prior notice during scheduled or unscheduled System repairs or upgrades. Alternative Means of Access. GTN Asia offers a variety of ways of accessing my Trading Account, including telephone and online via the System. I agree that if I experience any difficulties accessing the Service through any access device, particularly during periods of heavy trading and volatile Financial Markets conditions, I will attempt to use alternate methods to access my Trading Account(s). GTN Asia, however, will not accept Orders or instructions by e-mail, facsimile or postal mail.
DERIVATIVES TRADING. The Account Holder shall enter into an agreement with GTN Asia as set out in Appendix 1 in order to trade in Derivatives. Stock Lending Program. GTN ASIA has executed stock lending participation agreements with its Custodians. Pursuant to the aforesaid agreements, GTN ASIA will provide the Client with an opportunity to participate in the Stock Lending Program. Under this Stock Lending Program, clients lend their securities to Custodians in exchange for collateral held by the Custodians as a security for the lent securities/stocks in accordance with relevant applicable laws, on behalf of clients of GTN ASIA participating in the Stock Lending Program. The Client acknowledges and agrees that all pertinent details of the Stock Lending Program, and also the risk disclosures associated with the Stock Lending Program which are outlined in Annexure 1 have been understood. The Client hereby agrees to participate in the Stock Lending Program subject to the terms and conditions of the stock lending participation agreements entered into between GTN ASIA and the Custodians and authorizes GTN ASIA to lend the fully paid shares in the Client Account, which are held by GTN ASIA on behalf of the Client in the GTN ASIA’s Omnibus Account with GTN ASIA’s appointed Custodians in various jurisdictions. The Client may opt out of this program by giving GTN ASIA 5 working days’ prior written notice. I understand that GTN Asia does not guarantee that all or any of the access routes will be available to me all the time. GTN Asia reserves the right to suspend access to the Service without prior notice during scheduled or unscheduled System repairs or upgrades. Alternative Means of Access. GTN Asia offers a variety of ways of accessing my Trading Account, including telephone and online via the System. I agree that if I experience any difficulties accessing the Service through any access device, particularly during periods of heavy trading and volatile Financial Markets conditions, I will attempt to use alternate methods to access my Trading Account(s). GTN Asia, however, will not accept Orders or instructions by e-mail, facsimile or postal mail.
DERIVATIVES TRADING. The Client shall sign the terms and conditions as set out in Appendix 2 in order to trade in Derivatives including US Options.
DERIVATIVES TRADING. The Parties agree that the provisions hereunder shall be applied for the trading of Financial Assets at a certain maturity date and at a price, quantity and quality agreed beforehand (Derivatives Trading), provided that the Derivatives Trading Confirmation Forms shall have been executed by the parties. The Parties mutually acknowledge, represent and warrant that the general principles as specified hereunder shall be applicable to each derivative trading which have been/will have been executed by and between them and the special provisions of which will be set out in the respective Derivative Trading Confirmation Forms.
DERIVATIVES TRADING. The Client agrees to deposit cash or property as collateral before trading derivatives instruments. In order to place any order to trade a derivatives instrument under this Agreement, the Client shall clearly understand the various type and trading rules determined by the Central Counterparty in compliance with the laws, regulations and rules in force. Trading order can be placed by a written notice, voice mail, email or other electronic means. Upon receiving the Client’s trading order, the Company shall record the order in the form of written notice, voice mail, email, or other electronic means to verify the Client’s order. In case that the derivatives trading order is made by phone, the Client agrees to allow the Company to record the voice related to the trading order by phone as evidence. The Company shall ensure an effective mechanism in receiving the Client’s trading order. The Company shall provide information to the Client on possible risks while placing trading order and shall be not responsible for risk of interruption in phone communication system, internet or internal trading system, the Client’s computer, power failure, problems with data transmission facilities, unauthorized access, theft, fire, war, strikes, civil disorder, acts or threatened acts of terrorism, natural disasters or labour disputes which arisen beyond the Company’s forecast and control The Company shall ensure minimizing the possible risks related to trading order. The Company shall promptly notify the Client in case that the Company is aware that any unauthorized person uses the Client’s confidential information to place any trading order. The Client shall acknowledge that he or she is aware and understand the possible risks during the trading order which is informed by the Company. The Client shall promptly inform the Company in case that the Client is aware that any unauthorized person uses his or her confidential information to place any trading order. The Client acknowledges and agrees that the derivatives trading order through derivate broker is the trading between the Client and the Central Counterparty who is another party of the Agreement for whom the Company acts as an agent. The Client agrees to deposit cash with the Company in order to trade derivative instrument at margin determined by the Company in compliance with the laws, regulations and rules in force, with the maximum cash limit of 200,000,000 (two hundred million) Xxxxx or 50,000 (fif...
DERIVATIVES TRADING. 2.1. We shall, at our discretion, provide you, upon request, any available specifications and/or any prospectus or other offering document covering such Derivatives.
2.2. You shall ensure that all necessary authorisations, approvals and consents of any governmental or other regulatory body or authority applicable to any Derivative(s) are obtained.
2.3. We may at our absolute discretion and without assigning any reason, refuse to carry out any Instruction on behalf of, or enter into any contract with you.
2.4. In relation to Derivatives transacted on Bursa Derivatives, you acknowledge that in the case of default committed by us (that falls within the Rules of Capital Market Compensation Fund Corporation) and you having suffered pecuniary loss thereby in relation to such transactions, the liability of the Investor Compensation Fund will be restricted to valid claims and subject to the monetary limits as provided for in the CMSA and the relevant subsidiary legislation and accordingly there can be no assurance that any pecuniary loss sustained by reason of such a default will necessarily be recouped from the Investor Compensation Fund in full, in part or at all.
2.5. In relation to Derivatives transacted on Bursa Derivatives, you acknowledge that we are bound by the Rules which permit Bursa Derivatives to take steps to limit the positions or require the closing out of relevant Derivatives on behalf of such customers who in the opinion of Bursa Derivatives are accumulating positions which are or may be detrimental to any particular Exchange(s) or which may be capable of adversely affecting the fair and orderly operation of any Exchange(s).
2.6. Subject to Applicable Laws and Regulations, we shall be entitled to take a processing fee on any interest as may be received by us attributable to any credit balance in any Account(s) opened by you with us. You shall be liable to pay interest on all debit balances on the relevant Account(s).
2.7. In relation to Derivatives transacted on Bursa Derivatives, you acknowledge that in respect of any of our accounts maintained with any Clearing Houses, whether or not such account is maintained wholly or partly in respect of Derivatives transacted on your behalf and whether or not Margin provided by you have been paid or deposited with the Clearing House, as between us and the Clearing House, we shall deal as principal and accordingly you shall have no third party beneficiary rights as against the Clearing House.
2.8. In relatio...
