EU Institutional Investor definition

EU Institutional Investor means an institutional investor as defined in the EU Securitization Regulation.

EU Institutional Investor means each of EU-regulated credit institutions, EU-regulated investment firms, certain alternative investment fund managers which manage and/or market alternative investment funds in the EU, EU regulated insurers or reinsurers, certain investment companies authorised in accordance with Directive 2009/65/EC, managing companies as defined in Directive 2009/65/EC, institutions for occupational retirement provision falling within the scope of Directive (EU) 2016/2341 (subject to certainexceptions), and certain investment managers and authorised entities appointed by such institutions subject thereto. Potential EU Institutional Investors should note that neither the issuer nor the seller or servicer is bound to comply with the requirements of the EU Securitisation Regulation unless it agrees to be so bound as a contractual matter. In this respect, the issuer may specify in the applicable final terms for any issuance of a series of notes that, in respect of such series of notes and for so long as such series of notes is outstanding, the seller will undertake to the issuer that it will (as originator for the purposes of Article 6(1) of the EU Securitisation Regulation) retain, on an on-going basis, a material net economic interest of not less than 5 per cent. in the nominal value of the securitised exposures as required by the text of Article 6 of the EU Securitisation Regulation (as in force at the date of this base prospectus) (the "EU Risk Retention Requirements") by way of a retention of the seller share of no less than 5% of the mortgages trust in accordance with Article 6(3)(b) of the EU Securitisation Regulation (as in force at the date of this base prospectus) as though Article 6 of the EU Securitisation Regulation (as in force at the date of this base prospectus) applied to the programme (the "EU Risk Retention Undertaking"). Any EU Risk retention Undertaking will terminate on and from an applicable SR Equivalency Date.The issuer may specify in the relevant final terms for any issuance of a series of notes that, in respect of such series of notes and for so long as such series of notes is outstanding, the seller (as originator) will undertake to the issuer (the "EU Transparency Undertaking") to procure the publication of:

EU Institutional Investor means (a) an "institutional investor" as defined in the EU Securitization Regulation and includes (i) insurance undertakings and reinsurance undertakings as defined in Directive 2009/138/EC; (ii) institutions for occupational retirement provision falling within the scope of Directive (EU) 2016/2341 (subject to certain exceptions), and certain investment managers and authorized entities appointed by such institutions; (iii) alternative investment fund managers as defined in Directive 2011/61/EU which manage and/or market alternative investment funds in the EU; (iv) certain internally-managed investment companies authorized in accordance with Directive 2009/65/EC and management companies as defined in that Directive; (v) credit institutions as defined in Regulation (EU) No. 575/2013 (as amended, the "CRR"); and (vi) investment firms as defined in the CRR and (b) certain consolidated affiliates of such credit institutions and investment firms who are subject to the requirements of Article 5 of the EU Securitization Regulation pursuant to Article 14 of the CRR;

Examples of EU Institutional Investor in a sentence

• In addition, the EU Investor Requirements oblige each EU Institutional Investor to establish procedures for on-going monitoring of (a) compliance with the applicable EU Transaction Requirements (or, where relevant, the similar conditions prescribed by the Securitisation Regulation), and (b) the performance of the securitisation position and the underlying exposures.

• In the case of an EU Connected Investor, if the sale of Notes to an EU Institutional Investor does not settle, the EU Connected Investor shall promptly give notice of suchfailed settlement to the Retention Holder and the Collateral Manager and copied to the Issuer, the Collateral Administrator and the Trustee, and such notice will be deemed to be notice that it has determined that it no longer requires Article 7 Reporting.

• If any EU Institutional Investor fails to comply with the EU Investor Requirements as described above, it may be subject (where applicable) to an additional regulatory capital charge with respect to any securitisation position acquired by it or on its behalf, and it may be subject to other regulatory sanctions.

• If any EU Institutional Investor fails to comply with the EU Investor Requirements, it may be subject (where applicable) to an additional regulatory capital charge with respect to any securitisation position acquired by it or on its behalf, and it may be subject to other regulatory sanctions.

More Definitions of EU Institutional Investor

EU Institutional Investor means an “institutional investor” as defined in Article 2(12) of the EU Securitisation Regulation.”

EU Institutional Investor means an “institutional investor” as defined in the EU Securitisation Regulations.

EU Institutional Investor. (Subject to certain conditions and exceptions)

EU Institutional Investor. (Subject to certain conditions and exceptions) (a) institutions for occupational retirement provision; (b) credit institutions (as defined in Regulation (EU) No 575/2013, as amended (the “CRR”)); (c) alternative investment fund managers who manage and/or market alternative investment funds in the EU; (d) investment firms (as defined in the CRR); (e) insurance and reinsurance undertakings; (f) management companies of UCITS funds (or internally managed UCITS); and (g) certain consolidated affiliates of such credit institutions and investment firms, wherever established or located to which the EU Due Diligence Requirements apply.

EU Institutional Investor. An investor in the Secured Debt that is subject to regulation under the EU Securitization Regulation from time to time or party to liquidity or credit support arrangements provided by a financial institution that is subject to the EU Securitization Regulation.