Independent Investment Advisor definition

Independent Investment Advisor means a Canadian investment banking firm nationally recognized as having expertise in relation to asset-backed securities (which may include any of such firms involved in the offering and sale of the Commercial Paper) that at all relevant times is not an insider, associate or affiliate (as such terms are defined in the Securities Act (Ontario)) of Canadian Tire or CTB and that is appointed by the Custodian, and agrees to act, as the Independent Investment Advisor in the circumstances and for the purposes set forth in Section 9.2;
Sample 1
Independent Investment Advisor means a Canadian investment banking firm nationally recognized as having expertise in relation to asset-backed securities (which may include any of the Dealers) that at all relevant times is not an insider, associate or affiliate (as such terms are defined in the Securities Act (Ontario)) of CTC or CTB and that is appointed by the Custodian, and agrees to act, as the Independent Investment Advisor in the circumstances and for the purposes described under “The Custodial, Co-Ownership and Servicing Arrangement – Appointment of a Standby Servicer and an Independent Investment Advisor”;
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Independent Investment Advisor means an investment advisory firm that is free of potential conflicts of interest under this Policy, is registered with the U.S. Securities and Exchange Commission as an investment advisor under the Investment Advisers Act of 1940 and has been selected by the Authority (upon the recommendation of the Finance Committee) to serve as an independent investment advisor to the Authority in connection with investments. The initial Independent Investment Advisor at the time of adoption of this Policy was Scott & Stringfellow, LLC.
Sample 1

Examples of Independent Investment Advisor in a sentence

  • This Investment Strategy Statement has been put together by Devon County Council’s professional investment officers, supported by the Fund’s Independent Investment Advisor, and with advice from Mercer LLC investment advisors, who have conducted a review of the Fund’s investment strategy and asset allocation.

  • In preparing this Statement the administrating authority has taken and considered advice from the Fund’s Investment Advisor, Aon Hewitt, and from the Fund’s Independent Investment Advisor, John Raisin Financial Services Limited.

  • The decision takers include Devon County Council (as the Administering Authority), the Investment and Pension Fund Committee, the Pension Board, the Independent Investment Advisor, the County Treasurer, Investment Managers and the Fund Actuary.

  • At Fund level, these risks are managed through: • Diversification of investments by individual holding, asset class and by investment managers.• Explicit mandates governing the activity of investment managers.• The appointment of an Independent Investment Advisor.

  • This Investment Strategy Statement has been put together by Somerset County Council’s professional investment officers, supported by the Fund’s Independent Investment Advisor.

  • It is expected that an Independent Investment Advisor (the ‘Investment Advisor’) will be appointed to provide advice to the TAP but also to the Treasurer and Minister.

  • Market Commentary fromthe Independent Investment Advisor Economic backgroundDuring the year under review, the UK and US economics picked up strongly, and the Eurozone tentatively emerged from recession.

  • Return your completed Transfer of Account Form, statement and new account application (if applicable) to your Independent Investment Advisor.

  • If the City uses an Independent Investment Advisor, the Investment Advisor shall report quarterly, in writing, to the Investment Advisory Group.The report shall review recommended investments, portfolio strategies, and quarterly performance against the benchmark.

  • Friday, 2 March 2018 Added 21 September 2017 Investment performance reviewReview of investment performance to December 2017 Written Report Added 28 February 2017 Independent Investment Advisor ReviewTo review the role of the Independent Investment Advisor Written Report Added 21 September 2017 Information Bulletin: Recent developments including the Actuarial Monitoring ReportTo receive a report on recent developments affecting the work of the Pension Fund committee.

Related to Independent Investment Advisor

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Independent Advisor means an independent, nationally recognized accounting firm approved by the Parties, where such approval shall not be unreasonably withheld by either Party.

  • Independent Adviser means an independent financial institution of international repute or other independent financial adviser experienced in the international debt capital markets, in each case appointed by the Issuer at its own expense;

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Investment Advisory Agreement means an agreement under which Company or a Company Subsidiary acts as an investment adviser or sub-adviser to, or manages any investment or trading account of, any Client.

  • Investment Consultant means any individual or organization employed to provide advisory services, including advice on investment objectives and/or asset allocation, manager search, and performance monitoring.

  • Independent Investment Banker means one of the Reference Treasury Dealers appointed by the Company.

  • Investment Advisers Act means the Investment Advisers Act of 1940, as amended.

  • investment firm means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis;

  • Investment Manager or “Manager” shall mean a party furnishing services to the Trust pursuant to any contract described in Section 4.8 hereof;

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Independent Financial Consultant means a financial consultant or firm of such consultants generally recognized to be well qualified in the financial consulting field, appointed and paid by the District, who, or each of whom:

  • Independent Manager shall refer to a member of the Board that meets the standards of an “independent director” set forth in NASDAQ Marketplace Rule 4200(a)(15) (on any successor rule) with respect the Company, the Administrator and their respective affiliates. In the event a Special Committee is formed, the term “Independent Manager” shall, as the context requires, refer generically to each Independent Manager.

  • investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;