Independent Investment Advisor definition

Independent Investment Advisor means a Canadian investment banking firm nationally recognized as having expertise in relation to asset backed securities (which may include any of the Series 2020-1 Dealers) that at all relevant times is not an insider, associate or affiliate (as such terms are defined in the Securities Act (Ontario)) of Canadian Tire or CT Bank and that is appointed by the Custodian, and agrees to act, as the Independent Investment Advisor in the circumstances and for the purposes set forth in Section 9.2;
Sample 1
Independent Investment Advisor means a Canadian investment banking firm nationally recognized as having expertise in relation to asset-backed securities (which may include any of the Dealers) that at all relevant times is not an insider, associate or affiliate (as such terms are defined in the Securities Act (Ontario)) of CTC or CTB and that is appointed by the Custodian, and agrees to act, as the Independent Investment Advisor in the circumstances and for the purposes described under “The Custodial, Co-Ownership and Servicing Arrangement – Appointment of a Standby Servicer and an Independent Investment Advisor”;
Sample 1Sample 2
Independent Investment Advisor means an investment advisory firm that is free of potential conflicts of interest under this Policy, is registered with the U.S. Securities and Exchange Commission as an investment advisor under the Investment Advisers Act of 1940 and has been selected by the Authority (upon the recommendation of the Finance Committee) to serve as an independent investment advisor to the Authority in connection with investments. The initial Independent Investment Advisor at the time of adoption of this Policy was Scott & Stringfellow, LLC.
Sample 1

Examples of Independent Investment Advisor in a sentence

  • This Investment Strategy Statement has been put together by Devon County Council’s professional investment officers, supported by the Fund’s Independent Investment Advisor, and with advice from Mercer LLC investment advisors, who have conducted a review of the Fund’s investment strategy and asset allocation.

  • The Independent Investment Advisor will be selected by the Custodian on the basis of the recommendation of the Issuer Trustee, who in turn shall rely upon the advice of the Administrator in making such recommendation.

  • This Investment Strategy Statement has been put together by Somerset County Council’s professional investment officers, supported by the Fund’s Independent Investment Advisor.

  • At Fund level, these risks are managed through: • Diversification of investments by individual holding, asset class and by investment managers.• Explicit mandates governing the activity of investment managers.• The appointment of an Independent Investment Advisor.

  • The decision takers include Devon County Council (as the Administering Authority), the Investment and Pension Fund Committee, the Pension Board, the Independent Investment Advisor, the County Treasurer, Investment Managers and the Fund Actuary.

  • Bord Bia’s ‘Origin Green’ is extending its members commitments to include food waste prevention measures.When food is wasted, so too are the resources used to produce, transport and distribute it - water, energy and fuel, packaging and usually pesticides and fertilizers.

  • If the City uses an Independent Investment Advisor, the Investment Advisor shall report quarterly, in writing, to the Investment Advisory Group.The report shall review recommended investments, portfolio strategies, and quarterly performance against the benchmark.

  • A report by the Committee’s Independent Investment Advisor was considered, which provided Members with a market commentary on the current state of global investment markets.

  • Market Commentary fromthe Independent Investment Advisor Economic backgroundDuring the year under review, the UK and US economics picked up strongly, and the Eurozone tentatively emerged from recession.

  • Under these circumstances, the Independent Investment Advisor has an incentive to limit trading activities in these accounts.

Related to Independent Investment Advisor

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Investment Advisor means any person or entity who is an Authorized Person to give Instructions with respect to the investment and reinvestment of the Fund's Investments.

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Independent Advisor means a reputable accounting, appraisal or nationally recognized investment banking, engineering or consulting firm (a) which does not, and whose directors, officers and employees or Affiliates do not, have a direct or indirect material financial interest in the Company and (b) which, in the judgment of the Board of Directors of the Company, is otherwise disinterested, independent and qualified to perform the task for which it is to be engaged.

  • Independent Adviser means an independent financial institution of international repute or other independent financial adviser experienced in the international debt capital markets, in each case appointed by the Issuer at its own expense;

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Investment Advisory Agreement means the investment advisory agreement entered into between the Adviser and the Fund, as from time to time in effect.

  • Investment Consultant means any individual or organization employed to provide advisory services, including advice on investment objectives and/or asset allocation, manager search, and performance monitoring.

  • Federal covered investment adviser means a person registered under the Investment Advisers Act of 1940.

  • Independent Investment Banker means one of the Reference Treasury Dealers appointed by the Company.

  • Investment Advisers Act means the Investment Advisers Act of 1940, as amended.

  • investment firm means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis;

  • Management Investor means any Person who is an officer or otherwise a member of management of Borrower, any of its Subsidiaries or any of its direct or indirect parent companies on the Closing Date, immediately after giving effect to the Acquisition or at any time thereafter.

  • Invesco Advisers, Inc. s -affiliated Broker-dealer” means Invesco Distributors, Inc. or Invesco Capital Markets, Inc. or their successors.

  • Independent Manager Fee is defined in Section 4.01(a) of the LLC Agreement.

  • Investment Manager or “Manager” shall mean a party furnishing services to the Trust pursuant to any contract described in Section 4.8 hereof;

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Independent Financial Consultant means a financial consultant or firm of such consultants generally recognized to be well qualified in the financial consulting field, appointed and paid by the District, who, or each of whom:

  • Independent Manager shall refer to a member of the Board that meets the standards of an “independent director” set forth in NASDAQ Marketplace Rule 4200(a)(15) (on any successor rule) with respect the Company, the Administrator and their respective affiliates. In the event a Special Committee is formed, the term “Independent Manager” shall, as the context requires, refer generically to each Independent Manager.

  • investment advice means the provision of personal recommendations to a client, either upon its request or at the initiative of the investment firm, in respect of one or more transactions relating to financial instruments;

  • portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;

  • Investment Client means (i) any investment company registered as such under the Investment Company Act, any series thereof, or any component of such series for which the Adviser acts as investment adviser; or (ii) any private account for which the Adviser acts as investment adviser.

  • Investment Management Fee means each of the Senior Investment Management Fee, the Subordinated Investment Management Fee and the Incentive Investment Management Fee.